[ v04 p708 ]
04:0708(94)NG
The decision of the Authority follows:
4 FLRA No. 94 NATIONAL FEDERATION OF FEDERAL EMPLOYEES, LOCAL 1789 Union and DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT, ST. LOUIS AREA OFFICE, ST. LOUIS, MISSOURI Agency Case No. 0-NG-95 DECISION AND ORDER ON NEGOTIABILITY ISSUE THIS CASE COMES BEFORE THE FEDERAL LABOR RELATIONS AUTHORITY (THE AUTHORITY) PURSUANT TO SECTION 7105(A)(2)(D) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (THE STATUTE) (5 U.S.C. 7101 ET SEQ.). UNION PROPOSAL FLEXITIME: REGULAR DAY SHIFT EMPLOYEES SHALL WORK DURING A STANDARD "CORE " PERIOD OF FIVE (5) HOURS BETWEEN 10:00 AM AND 3:00 PM. EMPLOYEES MAY BEGIN WORK AT ANY TIME PRIOR TO THIS CORE PERIOD, AND MAY LEAVE WORK AT ANY TIME AFTER THIS CORE PERIOD, SO LONG AS THE TOTAL NUMBER OF HOURS WORKED EACH DAY (EXCLUSIVE OF NON-PAID LUNCH PERIOD OR APPROVED LEAVE) IS EIGHT (8) HOURS. FOR EMPLOYEES WORKING OTHER THAN REGULAR DAY SHIFT HOURS, SIMILAR FLEXIBLE SCHEDULES SHALL BE ESTABLISHED THROUGH CONSULTATION AND/OR NEGOTIATION BETWEEN THE PARTIES. EXCEPTIONS TO THIS POLICY SHALL BE MADE ONLY FOLLOWING MUTUAL AGREEMENT OF THE PARTIES THROUGH CONSULTATION AND/OR NEGOTIATION. QUESTION HERE BEFORE THE AUTHORITY THE QUESTION IS WHETHER THE UNION'S PROPOSAL IS OUTSIDE THE OBLIGATION TO BARGAIN UNDER SECTION 7117(A)(2) OF THE STATUTE /1/ BECAUSE, AS ALLEGED BY THE AGENCY, IT IS INCONSISTENT WITH AN AGENCY REGULATION FOR WHICH A COMPELLING NEED EXISTS. OPINION CONCLUSION AND ORDER: THE AGENCY HAS FAILED TO SUPPORT ITS ALLEGATION THAT A COMPELLING NEED EXISTS FOR THE REGULATION RELIED UPON TO BAR NEGOTIATION OF THE UNION'S PROPOSAL AND, THEREFORE, THE UNION'S PROPOSAL IS WITHIN THE DUTY TO BARGAIN UNDER SECTION 7117(A)(2) OF THE STATUTE. ACCORDINGLY, PURSUANT TO SECTION 2424.10 OF THE AUTHORITY'S RULES AND REGULATIONS (5 CFR 2424.10, AS AMENDED BY 45 F.R. 48575), IT IS ORDERED THAT THE AGENCY SHALL UPON REQUEST (OR AS OTHERWISE AGREED TO BY THE PARTIES) BARGAIN CONCERNING THE UNION'S PROPOSAL. /2/ REASONS: THE PROPOSAL AT ISSUE WOULD REQUIRE THE AGENCY TO ESTABLISH FLEXIBLE WORK HOURS AT THE ST. LOUIS AREA OFFICE. THE AGENCY ALLEGES THAT NEGOTIATION OF THIS PROPOSAL IS BARRED, UNDER SECTION 7117(A)(2) OF THE STATUTE, BY AN AGENCY REGULATION (HUD HANDBOOK 600.1 REV CHG 1, MARCH 12, 1979) WHICH PROVIDES, IN PERTINENT PART: 6.1 FLEXITIME A. DEFINITION. FLEXITIME IS A CONCEPT OF REPLACING STANDARD FIXED TIMES OF ARRIVAL AT AND DEPARTURE FROM WORK WITH VARIABLE WORKING HOURS. B. POLICY. THE ESTABLISHMENT OF DEPARTMENTAL POLICY IS PENDING COMPLETION OF A FLEXITIME STUDY BY THE OFFICE OF ORGANIZATION AND MANAGEMENT INFORMATION. THIS STUDY WILL DETERMINE FLEXITIME'S ADVANTAGES OR DISADVANTAGES, COSTS AND BENEFITS AND APPROPRIATENESS TO THE DEPARTMENT'S WORK ENVIRONMENT. C. IMPLEMENTATION. IMPLEMENTATION OF FLEXITIME IS PROHIBITED EXCEPT AS FOLLOWS: (1) OFFICES CURRENTLY PARTICIPATING IN A FLEXITIME EXPERIMENT WILL CONTINUE UNTIL THAT EXPERIMENT IS CANCELLED OR MADE PERMANENT. (2) OFFICES APPROVED BY THE OFFICE OF ORGANIZATION AND MANAGEMENT INFORMATION FOR PARTICIPATION IN THE STUDY MAY IMPLEMENT FLEXITIME IN ACCORDANCE WITH THE STUDY. THE AGENCY ARGUES IN SUPPORT OF ITS ALLEGATION THAT THE OFFICE OF PERSONNEL MANAGEMENT (OPM) HAS CLEARLY INTENDED IN FPM LETTER 610-5 OF MARCH 22, 1978, THAT CONTROLLED EXPERIMENTATION AND STUDY WILL TAKE PLACE. THEREFORE, THERE "IS A COMPELLING NEED TO TEMPORARILY PROHIBIT FURTHER LOCAL IMPLEMENTATION OF FLEXITIME UNTIL THE AGENCY HAS CONCLUDED ITS CONTROLLED EXPERIMENT AND ANALYSIS OF ANY IMPACT OF FLEXITIME ON THE EFFICIENT DELIVERY OF SERVICES." THE CONSIDERATIONS GOVERNING THE PROCESSING OF CASES IN WHICH AN AGENCY RAISES THE ISSUE OF "COMPELLING NEED" FOR ONE OF ITS REGULATIONS ON WHICH IT RELIES AS A BAR TO NEGOTIATIONS ON A UNION PROPOSAL, WERE STATED AS FOLLOWS IN AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL 1928 AND DEPARTMENT OF THE NAVY, NAVAL AIR DEVELOPMENT CENTER, WARMINSTER, PENNSYLVANIA, 2 FLRA NO. 62 (1980): THE DUTY TO BARGAIN IN GOOD FAITH UNDER SECTION 7117 OF THE STATUTE EXTENDS IN GENERAL TO MATTERS WHICH ARE THE SUBJECT OF AGENCY RULES AND REGULATIONS WHICH ARE NOT GOVERNMENT-WIDE RULES AND REGULATIONS, TO THE EXTENT THEY ARE NOT INCONSISTENT WITH FEDERAL LAW. WHEN THERE IS A "COMPELLING NEED," HOWEVER, FOR PARTICULAR INTERNAL AGENCY RULES AND REGULATIONS TO PREVAIL VIS A VIS PARTICULAR CONFLICTING UNION BARGAINING PROPOSALS, SUCH RULES AND REGULATIONS WILL STAND AS BARS TO NEGOTIATION ON SUCH PROPOSALS. THEREFORE, INTERNAL AGENCY RULES AND REGULATIONS . . . MAY BAR NEGOTIATIONS ON CONFLICTING COLLECTIVE BARGAINING PROPOSALS WHEN, UNDER THE STATUTE, A COMPELLING NEED FOR SUCH A (REGULATION) IS DETERMINED TO EXIST BY THE AUTHORITY PURSUANT TO (ITS RULES AND REGULATIONS). HENCE, IN A PROCEEDING BEFORE THE AUTHORITY SUCH AS THE INSTANT CASE INVOLVING AN ALLEGATION BY AN AGENCY THAT A UNION PROPOSAL IS NOT WITHIN THE DUTY TO BARGAIN UNDER SECTION 7117(A)(2) OF THE STATUTE BECAUSE OF AN INTERNAL AGENCY REGULATION . . . THE AGENCY BEARS THE BURDEN OF COMING FORWARD WITH AFFIRMATIVE SUPPORT FOR ITS ASSERTION THAT THE REGULATION IN QUESTION BARS NEGOTIATIONS BECAUSE, IMPLICITLY, A COMPELLING NEED EXISTS FOR THE REGULATION. THIS IS CONSISTENT WITH THE REQUIREMENT IN THE AUTHORITY'S RULES CONCERNING THE REVIEW OF NEGOTIABILITY ISSUES THAT AN AGENCY'S STATEMENT OF POSITION FILED WITH THE AUTHORITY SHALL SET FORTH "IN FULL ITS POSITION ON ANY MATTERS RELEVANT TO THE PETITION WHICH IT WISHES THE AUTHORITY TO CONSIDER IN REACHING ITS DECISION, INCLUDING A FULL AND DETAILED STATEMENT OF ITS REASONS SUPPORTING THE ALLEGATION." FURTHERMORE, WITH REGARD TO ITS OWN REGULATIONS, THE AGENCY OBVIOUSLY SHOULD HAVE THE GREATEST FAMILIARITY WITH THE CIRCUMSTANCES UNDER WHICH THE PARTICULAR REGULATION INVOLVED WAS DEVELOPED AND ISSUED AND THE PURPOSE IT WAS INTENDED TO SERVE. CONSEQUENTLY, SINCE THE AGENCY IS RELYING ON THE REGULATION TO BAR NEGOTIATIONS ON AN OTHERWISE NEGOTIABLE PROPOSAL, THE AGENCY PROPERLY IS REQUIRED TO ADDUCE SUCH RELEVANT CIRCUMSTANCES IN THE STATEMENT OF ITS POSITION BEFORE THE AUTHORITY. IN THIS CASE THE AGENCY CLAIMS GENERALLY, WITHOUT ANY SPECIFIC REFERENCE TO ANY OF THE ILLUSTRATIVE CRITERIA SET OUT IN SECTION 2424.11 OF THE AUTHORITY'S RULES AND REGULATIONS (5 CFR 2424.11), THAT A COMPELLING NEED EXISTS FOR ITS REGULATION TO BAR NEGOTIATIONS ON THE UNION'S PROPOSAL. THIS CLAIM, CONSTRUED IN A LIGHT MOST FAVORABLE TO THE AGENCY, APPEARS TO STATE THAT THE REGULATION MEETS THE CRITERION OF SECTION 2424.11(C) OF THE RULES IN THAT THE "REGULATION IMPLEMENTS A MANDATE TO THE AGENCY . . . UNDER LAW OR OTHER OUTSIDE AUTHORITY, WHICH IMPLEMENTATION IS ESSENTIALLY NONDISCRETIONARY IN NATURE." THE AGENCY'S ALLEGATION CANNOT BE SUSTAINED. FPM LETTER 610-5, THE "OUTSIDE AUTHORITY" RELIED UPON BY THE AGENCY, DOES NOT PROHIBIT OR OTHERWISE LIMIT THE DISCRETION OF AN AGENCY TO ADOPT FLEXIBLE WORKING HOURS, BUT ONLY REQUESTS THE REPORTING OF INFORMATION CONCERNING AGENCY EXPERIMENTS WITH FLEXIBLE WORKING HOURS. SUBSEQUENT OPM ISSUANCES RELATING TO THE FEDERAL EMPLOYEES FLEXIBLE AND COMPRESSED WORK SCHEDULES ACT OF 1978, PUB. L. NO. 95-390, 92 STAT. 755 (1978), CLEARLY STATE THAT AGENCIES REMAIN FREE TO IMPLEMENT FLEXIBLE WORKING SCHEDULES WHICH FALL OUTSIDE THE ACT'S PROVISIONS AND THAT ANY SUCH IMPLEMENTATION MUST BE NEGOTIATED WITH LABOR ORGANIZATIONS WHERE APPROPRIATE. (SEE 5 CFR 620.102 AND FPM LETTER 620-2 (JUNE 4, 1979) AT 3 AND 4.) ADDITIONALLY, THE AUTHORITY HAS HELD IN AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL 2151 AND GENERAL SERVICES ADMINISTRATION, NATIONAL CAPITAL REGION, WASHINGTON, D.C., 3 FLRA NO. 37 (1980), THAT "IT IS CLEAR FROM THE LANGUAGE AND LEGISLATIVE HISTORY OF THE WORK SCHEDULES ACT THAT CONGRESS INTENDED THE MATTER OF FLEXIBLE OR COMPRESSED WORK SCHEDULES TO BE NEGOTIATED BETWEEN THE PARTIES TO EXISTING COLLECTIVE BARGAINING RELATIONSHIPS." FURTHER, THE AGENCY PROVIDES NO ADDITIONAL INFORMATION TO SUPPORT A CLAIM THAT ITS REGULATION MEETS THE REQUIREMENTS OF ANY OF THE REMAINING CRITERIA SET OUT IN SECTION 2424.11 OF THE AUTHORITY'S RULES AND REGULATIONS. IN SUMMARY, THE AGENCY HAS NOT DEMONSTRATED UNDER THE REQUIREMENTS SET FORTH IN THE AUTHORITY'S RULES AND REGULATIONS THAT A COMPELLING NEED EXISTS FOR ITS REGULATION PROHIBITING LOCAL IMPLEMENTATION OF FLEXITIME SYSTEMS. FOR THAT REASON, THE AGENCY'S CLAIM THAT THE REGULATION IS A BAR TO NEGOTIATIONS ON THE DISPUTED PROPOSAL CANNOT BE SUSTAINED AND THE AGENCY'S ALLEGATION TO THAT EFFECT IS SET ASIDE. ISSUED, WASHINGTON, D.C., DECEMBER 3, 1980 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY CERTIFICATE OF SERVICE COPIES OF THE DECISION AND ORDER OF THE FEDERAL LABOR RELATIONS AUTHORITY IN THE SUBJECT PROCEEDING HAVE THIS DAY BEEN MAILED TO THE PARTIES LISTED: MR. BILL E. BAKER NATIONAL REPRESENTATIVE NATIONAL FEDERATION OF FEDERAL EMPLOYEES 12220 D SPANISH TRACE DRIVE MARYLAND HEIGHTS, MISSOURI 63043 MR. WILLIAM A. MEDINA ASSISTANT SECRETARY FOR ADMINISTRATION DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT WASHINGTON, D.C. 20410 --------------- FOOTNOTES$ --------------- /1/ SECTION 7117(A)(2) OF THE STATUTE PROVIDES: SEC. 7117. DUTY TO BARGAIN IN GOOD FAITH; COMPELLING NEED; DUTY TO CONSULT . . . . (2) THE DUTY TO BARGAIN IN GOOD FAITH SHALL, TO THE EXTENT NOT INCONSISTENT WITH FEDERAL LAW OR ANY GOVERNMENT-WIDE RULE OR REGULATION, EXTEND TO MATTERS WHICH ARE THE SUBJECT OF ANY AGENCY RULE OR REGULATION REFERRED TO IN PARAGRAPH (3) OF THIS SUBSECTION ONLY IF THE AUTHORITY HAS DETERMINED UNDER SUBSECTION (B) OF THIS SECTION THAT NO COMPELLING NEED (AS DETERMINED UNDER REGULATIONS PRESCRIBED BY THE AUTHORITY) EXISTS FOR THE RULE OR REGULATION. /2/ IN SO DECIDING THAT THE DISPUTED PROPOSAL IS WITHIN THE DUTY TO BARGAIN, THE AUTHORITY MAKES NO JUDGMENT AS TO THE MERITS OF THE PROPOSAL.