[ v09 p538 ]
09:0538(63)AR
The decision of the Authority follows:
9 FLRA No. 63 NORFOLK NAVAL SHIPYARD, PORTSMOUTH, VIRGINIA Activity and TIDEWATER VIRGINIA FEDERAL EMPLOYEES METAL TRADES COUNCIL Union Case No. O-AR-295 DECISION THIS MATTER IS BEFORE THE AUTHORITY ON AN EXCEPTION TO THE AWARD OF ARBITRATOR J. HARVEY DALY FILED BY THE UNION UNDER SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (THE STATUTE) AND PART 2425 OF THE AUTHORITY'S RULES AND REGULATIONS. THE AGENCY DID NOT FILE AN OPPOSITION. THE DISPUTE IN THIS MATTER CONCERNS THE ONE-DAY SUSPENSION OF THE GRIEVANT FOR READING A NEWSPAPER DURING WORKING HOURS. A GRIEVANCE WAS FILED AND ULTIMATELY SUBMITTED TO ARBITRATION DISPUTING THE SUSPENSION. THE ISSUE AGREED UPON BY THE PARTIES AND SUBMITTED TO THE ARBITRATOR WAS WHETHER THE SUSPENSION OF THE GRIEVANT WAS FOR JUST CAUSE. TO THE ARBITRATOR THIS WAS TANTAMOUNT TO ASKING WHETHER UNDER THE PARTIES' COLLECTIVE BARGAINING AGREEMENT, THE GRIEVANT HAD A RIGHT TO READ A NEWSPAPER DURING WORKING HOURS. THE ARBITRATOR'S UNEQUIVOCAL ANSWER TO THIS WAS THAT THE GRIEVANT DEFINITELY HAD NO SUCH RIGHT. IN ADDITION, HAVING FOUND THAT THE GRIEVANT HAD PREVIOUSLY BEEN ORALLY ADMONISHED FOR READING A NEWSPAPER DURING WORKING HOURS, THE ARBITRATOR OBSERVED THAT THIS WAS THE SECOND SUCH INCIDENT INVOLVING THE GRIEVANT. CONSEQUENTLY, THE ARBITRATOR MADE THE FOLLOWING RULING: THEREFORE, IT MUST BE CONCLUDED THAT THIS SECOND OFFENSE, OF READING A NEWSPAPER DURING DUTY HOURS, CONSTITUTES JUST CAUSE FOR THE SUSPENSION, AND SINCE THE ONE-DAY SUSPENSION WAS THE MINIMUM POSSIBLE, IT WAS NOT EXCESSIVE. ACCORDINGLY, AS HIS AWARD THE ARBITRATOR DENIED THE GRIEVANCE. IN ITS EXCEPTION, THE UNION PRINCIPALLY CONTENDS THAT THE ARBITRATOR'S AWARD IS DEFICIENT BECAUSE THE ARBITRATOR ERRONEOUSLY CONCLUDED THAT THE NEWSPAPER INCIDENT FOR WHICH THE GRIEVANT WAS SUSPENDED WAS HIS SECOND DISCIPLINARY OFFENSE. /1/ THE UNION MAINTAINS TO THE CONTRARY THAT THIS INCIDENT WAS THE GRIEVANT'S FIRST DISCIPLINARY OFFENSE AND THEREFORE A ONE-DAY SUSPENSION WAS NOT THE MINIMUM PENALTY AS WAS STATED BY THE ARBITRATOR. UNDER SECTION 7122(A)(2) OF THE STATUTE, THE AUTHORITY HAS FOUND AN ARBITRATION AWARD DEFICIENT WHEN IT WAS DEMONSTRATED THAT THE CENTRAL FACT UNDERLYING THE AWARD WAS CONCEDEDLY ERRONEOUS AND IN EFFECT WAS A GROSS MISTAKE OF FACT BUT FOR WHICH A DIFFERENT RESULT WOULD HAVE BEEN REACHED. HEADQUARTERS, SAN ANTONIO AIR LOGISTICS CENTER, KELLY AIR FORCE BASE, TEXAS AND AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 1617, AFL-CIO, SAN ANTONIO, TEXAS, 6 FLRA NO. 54 (1981). IN HEADQUARTERS, SAN ANTONIO AIR LOGISTICS CENTER THE ARBITRATOR HAD CLEARLY MISAPPREHENDED THAT THE MULTI-UNIT COLLECTIVE BARGAINING AGREEMENT UNDER CONSIDERATION UNEQUIVOCALLY EXCLUDED THE BARGAINING UNIT INVOLVED IN THAT CASE. MOREOVER, IT WAS CLEARLY ESTABLISHED THAT THE ARBITRATOR'S ERROR IN THIS REGARD WAS THE EXPRESS BASIS ON WHICH HE DENIED THE GRIEVANCE. THUS, THE AUTHORITY FOUND THE AWARD DEFICIENT BECAUSE THE BASIS OF THE ARBITRATOR'S AWARD WAS CONCEDEDLY ERRONEOUS AND BECAUSE THE ARBITRATOR WOULD HAVE REACHED A DIFFERENT RESULT BUT FOR HIS MISAPPREHENSION OF THE MULTI-UNIT AGREEMENT. FROM THE RECORD BEFORE THE AUTHORITY IN THIS CASE, IT APPEARS THAT THE ARBITRATOR WAS UNAWARE THAT THE TERM "OFFENSE" HAS A SPECIALIZED MEANING FOR DISCIPLINARY PURPOSES UNDER THE ACTIVITY'S DISCIPLINARY REGULATION. THUS, CONTRARY TO THE ARBITRATOR'S CONCLUSION THAT THIS WAS THE GRIEVANT'S "SECOND OFFENSE," THE INCIDENT INVOLVED IN THIS CASE WAS ONLY THE GRIEVANT'S FIRST OFFENSE FOR DISCIPLINARY PURPOSES BECAUSE THE ORAL ADMONISHMENT PREVIOUSLY RECEIVED BY THE GRIEVANT DOES NOT CONSTITUTE AN OFFENSE UNDER THE GUIDELINE SCHEDULE OF OFFENSES AND PENALTIES. /2/ HOWEVER, THE SCHEDULE RELEVANTLY PROVIDES A RANGE OF PENALTIES OF REPRIMAND TO TWO-DAY SUSPENSION FOR THE FIRST OFFENSE AND A RANGE OF ONE TO FIVE-DAY SUSPENSION FOR A SECOND OFFENSE. THUS, THE GRIEVANT'S ONE-DAY SUSPENSION IS WITHIN THE APPROPRIATE RANGE OF PENALTIES FOR A FIRST OFFENSE. CONSEQUENTLY, THE AUTHORITY CANNOT ASCERTAIN FROM THE AWARD WHETHER THE ARBITRATOR WOULD HAVE REACHED A DIFFERENT RESULT AND FOUND THAT THE ONE-DAY SUSPENSIONS OF THE GRIEVANT WAS NOT FOR JUST CAUSE IF THE ARBITRATOR HAD NOT BELIEVED THAT THE TWO SEPARATE NEWSPAPER INCIDENTS CONSTITUTED TWO OFFENSES FOR DISCIPLINARY PURPOSES. BECAUSE OF THIS UNCERTAINTY, THE ARBITRATOR'S AWARD MUST BE REMANDED TO THE PARTIES TO HAVE THEM OBTAIN A CLARIFICATION AND INTERPRETATION OF THE AWARD FROM THE ARBITRATOR. ACCORDINGLY, PURSUANT TO SECTION 2425.4 OF THE AUTHORITY'S RULES AND REGULATIONS, THE ARBITRATOR'S AWARD IS REMANDED TO THE PARTIES WITH THE DIRECTION THAT THEY RESUBMIT THE AWARD TO THE ARBITRATOR TO OBTAIN A CLARIFICATION AND INTERPRETATION. THE RESUBMISSION TO THE ARBITRATOR IS FOR THE LIMITED PURPOSE OF HAVING THE ARBITRATOR CLARIFY AND INTERPRET HIS AWARD TO SPECIFY WHETHER IN THE CIRCUMSTANCES OF THIS FIRST OFFENSE BY THE GRIEVANT, HIS ONE-DAY SUSPENSION WAS FOR JUST CAUSE. /3/ ISSUED, WASHINGTON, D.C., JULY 21, 1982 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY --------------- FOOTNOTES$ --------------- /1/ THE UNION FURTHER CONTENDS THAT THE ARBITRATOR ERRONEOUSLY CONCLUDED THAT THIS ARBITRATION ALSO DEALT WITH THE DISCIPLINE IMPOSED ON ANOTHER EMPLOYEE. ALTHOUGH THE ARBITRATOR INITIALLY STATED THAT THERE WERE ONLY TWO AGGRIEVED EMPLOYEES INVOLVED IN THIS CASE, THE REMAINDER OF THE AWARD, INCLUDING HIS DENIAL OF THE GRIEVANCE, WAS DIRECTED TOWARD ONLY THE ONE GRIEVANT. THUS, THIS CONTENTION PROVIDES NO BASIS FOR FINDING THE AWARD DEFICIENT. /2/ NAVSHIPYDNDRINST 12750.3A, FILED BY THE UNION IN SUPPORT OF ITS EXCEPTION, PROVIDES IN PART: THERE IS ONLY ONE KIND OF INFORMAL DISCIPLINARY ACTION, AN ORAL ADMONITION . . . . INFORMAL DISCIPLINARY ACTIONS ARE NEITHER COUNTED AS OFFENSES UNDER THE GUIDELINE SCHEDULE OF DISCIPLINARY OFFENSES NOR MADE A MATTER OF RECORD IN THE OFFICIAL PERSONNEL FOLDER. /3/ FOLLOWING CLARIFICATION OF THE AWARD BY THE ARBITRATOR, EITHER PARTY MAY FILE EXCEPTIONS WITH THE AUTHORITY TO THE AWARD AS CLARIFIED.