[ v38 p03 ]
38:0003(1)CA
The decision of the Authority follows:
38 FLRA No. 1 FEDERAL LABOR RELATIONS AUTHORITY WASHINGTON, D.C. U.S. DEPARTMENT OF THE NAVY PUGET SOUND NAVAL SHIPYARD BREMERTON, WASHINGTON (Respondent) and INTERNATIONAL FEDERATION OF PROFESSIONAL AND TECHNICAL ENGINEERS LOCAL 12 AFL-CIO (Charging Party) 9-CA-90215 DECISION AND ORDER November 1, 1990 Before Chairman McKee and Members Talkin and Armendariz. I. Statement of the Case This unfair labor practice case is before the Authority in accordance with section 2429.1(a) of the Authority's Rules and Regulations, based on a stipulation of facts by the parties, who have agreed that no material issue of fact exists. The General Counsel and the Respondent filed briefs with the Authority. The complaint alleges that the Respondent failed to comply with section 7114(b)(4) of the Federal Service Labor-Management Relations Statute (the Statute) in violation of section 7116(a)(1), (5) and (8) of the Statute by refusing to furnish certain information requested by the Union. For the following reasons, we find that the Respondent violated section 7116(a)(1), (5) and (8) of the Statute. II. Facts The Union is the exclusive representative of a professional and non-professional unit of certain technical employees of the Respondent. By memorandum dated December 12, 1988, the Respondent's Industrial Relations Office forwarded to the Union a proposed instruction covering injury/illness compensation, NAVSHIPYDPUGET Instruction 12810.2B. By letter dated January 4, 1989, the Union requested to bargain on the proposed instruction and requested copies of Chapter 810 of the Federal Personnel Manual (FPM) and the Federal Employees' Compensation Act (FECA). Both documents were specifically referenced in the proposed instruction. The Union requested the information in order to fully understand the proposed instruction and/or to prepare bargaining proposals. By letter dated January 6, 1989, the Respondent's head of employee management relations denied the Union's request for information. Since that date the Respondent has refused to provide the requested information. The Respondent admitted that: (1) it maintains Chapter 810 of the FPM and the FECA in the regular course of business and they are reasonably available; (2) Chapter 810 of the FPM, but not the FECA, is necessary for full and proper discussion, understanding and negotiation of subjects within the scope of collective bargaining; and (3) Chapter 810 of the FPM and the FECA do not constitute guidance, advice, counsel or training provided to management officials or supervisors relating to collective bargaining. Notwithstanding the above, the Respondent contended that it had no duty to provide the Union with the requested information as it is public information which the Union could obtain from other sources. The Respondent had advised the Union of its position regarding such public documents, including a portion of the FPM, in a letter from its labor relations specialist on December 8, 1988. In that letter, which was in response to a prior Union request for information, the Respondent advised the Union that the FPM was available for sale from the Superintendent of Documents and may be available in some of the larger public libraries. The Respondent also stated that the Union could review the FPM in its labor relations office, but that it would not make the Union a copy. III. Positions of the Parties A. General Counsel The General Counsel asserts that it is well settled that section 7114(b)(4) of the Statute obligates an agency to provide a union with requested information that is relevant and necessary to the performance of its representational functions, including information needed in preparation for negotiations, if the information is regularly maintained by the agency in the regular course of business. Here, the General Counsel argues, the Respondent agreed that the requested information was relevant and necessary to the Union to prepare for negotiations. Moreover, the Respondent conceded that the information was regularly maintained in the regular course of business, was reasonably available and was not guidance or training related to collective bargaining. Accordingly, the General Counsel contends the Respondent's continuing failure and refusal to provide the requested information is violative of the Statute. The General Counsel contends that the Respondent's sole basis for refusing to provide the requested information--that the documents, while maintained by it, are public documents which the Union could obtain through public sources--should be rejected. The General Counsel argues that the Statute requires an agency to provide documents which it regularly maintains and which are otherwise needed by the union for collective bargaining purposes. It does not require a union to seek such relevant and necessary information from alternative sources. In support of its position, the General Counsel cites to Authority decisions in U.S. Army Corps of Engineers, Kansas City District, Kansas City Missouri, 22 FLRA 667 (1986) and U.S. Army Reserve Components Personnel and Administrative Center, St. Louis, Missouri, 26 FLRA 19 (1987). B. Respondent The Respondent contends that the material requested is not "data" within the meaning of the Statute. The Respondent argues that Congress did not intend for the Government to provide labor organizations with subscription reference material of general applicability such as the FPM, or a copy of a law, such as the FECA, which is not produced or compiled by the employer in the regular course of business and which is readily available from primary sources other than the agency itself. The Respondent further states that the Union was advised in its December 8, 1988 letter that the Union could review similar requested documents in the labor relations office, but that it would not be provided copies. The Respondent asserts that the Union should either: (1) purchase the requested documents in the same manner as the Agency; (2) review the documents in the personnel office; or (3) attempt to obtain through negotiations that which the law does not mandate. Respondent's Brief at 2. Accordingly, the Respondent requests that the complaint in this matter be dismissed. IV. Analysis and Conclusions We find that the Respondent violated section 7116(a)(1), (5) and (8) of the Statute by refusing to provide the Union with information to which it was entitled under section 7114(b)(4) of the Statute. Section 7114(b)(4) of the Statute requires an agency to furnish a union, upon request, with data that: (1) is normally maintained by the agency in the regular course of business; (2) is reasonably available and necessary for discussion, understanding, and negotiation of subjects within the scope of collective bargaining; and (3) does not constitute guidance, advice, counsel, or training provided for management officials or supervisors, relating to collective bargaining. The Respondent stipulated that: (1) it maintains Chapter 810 of the FPM and the FECA in the regular course of business and they are reasonably available; (2) Chapter 810 of the FPM, but not the FECA, is necessary for full and proper discussion, understanding and negotiation of subjects within the scope of collective bargaining; and (3) Chapter 810 of the FPM and the FECA do not constitute guidance, advice, counsel or training provided to management officials or supervisors relating to collective bargaining. We find that FECA was necessary to the Union in order for it to fully and properly discuss, understand and negotiate over management's proposed instruction, NAVSHIPYDPUGET Instruction 12810.2B. In this regard, FECA was specifically referenced in the proposed instruction as the controlling law in the areas covered by the proposed instruction. The Union requested the information specifically to prepare for negotiations concerning the proposed management instruction. Therefore, we find that such information was necessary in the performance of the Union's representational duties. Further, the Authority has held that there is nothing in the language of section 7114(b) or its legislative history that indicates that Congress intended a union's right to information under the provision to be dependent on whether the information is reasonably available from an alternative source. U.S. Army Reserve Components Personnel and Administrative Center, St. Louis, Missouri, 26 FLRA 19, 27 (1987). In addition, section 7114(b)(4) requires an agency to "furnish" information to the exclusive representative of its employees; merely allowing a union representative to look at information the union is entitled to for representational purposes does not discharge the agency's duty. Veterans Administration and Veterans Administration Regional Office, Buffalo, New York, 28 FLRA 260, 266 (1987). The Respondent does not contend, and it does not appear, that providing the information would be an undue burden so as to compel the conclusion that the information is not reasonably available. Compare Department of Health and Human Services, Social Security Administration, 36 FLRA 943 (1990) (the respondent contended that the data requested was not reasonably available because of the burdensome nature of the request; Authority concluded that the data requested was reasonably available). Accordingly, we find that the information requested by the Union is data within the meaning of section 7114(b)(4) of the Statute and that the Respondent was obligated to furnish the Union with a copy of Chapter 810 of the FPM and FECA. V. Order Pursuant to section 2423.29 of the Authority's Rules and Regulations and section 7118 of the Statute, the Department of the Navy, Puget Sound Naval Shipyard, Bremerton, Washington, shall: 1. Cease and desist from: (a) Refusing to furnish, upon request of the International Federation of Professional and Technical Engineers, Local 12, AFL-CIO, the exclusive representative of certain of its employees, Chapter 810 of the Federal Personnel Manual and the Federal Employees Compensation Act. (b) In any like or related manner, interfering with, restraining, or coercing its employees in the exercise of rights assured them by the Statute. 2. Take the following affirmative action in order to effectuate the purposes and policies of the Statute: (a) Furnish the International Federation of Professional and Technical Engineers, Local 12, AFL-CIO, the exclusive representative of certain of its employees, Chapter 810 of the Federal Personnel Manual and the Federal Employees Compensation Act. (b) Post at its facilities at Puget Sound Naval Shipyard, copies of the attached Notice on forms to be furnished by the Federal Labor Relations Authority. Upon receipt of such forms, they shall be signed by the Commanding Officer, Puget Sound Naval Shipyard, Bremerton, Washington, and shall be posted and maintained for 60 consecutive days thereafter, in conspicuous places, including all bulletin boards and other places where notices to employees are customarily posted. Reasonable steps shall be taken to ensure that such notices are not altered, defaced, or covered by any other material. (c) Pursuant to section 2423.30 of the Authority's Rules and Regulations, notify the Regional Director, Region IX, Federal Labor Relations Authority, in writing, within 30 days from the date of this Order as to what steps have been taken to comply. NOTICE TO ALL EMPLOYEES AS ORDERED BY THE FEDERAL LABOR RELATIONS AUTHORITY AND TO EFFECTUATE THE POLICIES OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE WE NOTIFY OUR EMPLOYEES THAT: WE WILL NOT refuse to furnish, upon request of the International Federation of Professional and Technical Engineers, Local 12, AFL-CIO, the exclusive representative of certain of our employees, Chapter 810 of the Federal Personnel Manual and the Federal Employees Compensation Act. WE WILL NOT, in any like or related manner, interfere with, restrain, or coerce our employees in the exercise of rights assured them by the Federal Service Labor-Management Relations Statute. WE WILL furnish the International Federation of Professional and Technical Engineers, Local 12, AFL-CIO, the exclusive representative of certain of our employees, Chapter 810 of the Federal Personnel Manual and the Federal Employees Compensation Act. (Activity) Dated: By: (Signature) (Title) This Notice must remain posted for 60 consecutive days from the date of posting, and must not be altered, defaced, or covered by any other material. If employees have any questions concerning this Notice or compliance with its provisions, they may communicate directly with the Regional Director, Region IX, Federal Labor Relations Authority, whose address is: 901 Market Street, Suite 220, San Francisco, California 94103, and whose telephone number is: (415) 744-4000.