OFFICE OF ADMINISTRATIVE LAW JUDGES
WASHINGTON, D.C. 20424-0001
UNITED STATES AIR FORCE
SAN ANTONIO AIR LOGISTICS CENTER KELLY AIR FORCE BASE SAN ANTONIO, TEXAS Respondent |
|
and
AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 1617, AFL-CIO
Charging Party |
Case No. DA-CA-21315
|
Brian T. Corrigan, Esq.
For the Respondent
Joseph T. Merli, Esq.
For the General Counsel
Kim C. Roe
For the Charging Party
Before: ELI NASH, JR.
Administrative Law Judge
DECISION
Statement of the Case
On December 29, 1992, the Regional Director of the Dallas
Region of the Federal Labor Relations Authority (herein called the
FLRA), issued a Complaint and Notice of Hearing which was duly
served by certified mail upon the named the United States Air
Force, San Antonio Air Logistics Center, Kelly Air Force Base, San
Antonio, Texas (herein called Respondent) violated section
7116(a)(1) and (8) of the Statute by failing to comply with section
7114(a)(2)(B) when one of its supervisors denied the requests of a
bargaining unit employee during an examination which the employee
believed could result in disciplinary action against her.
Findings of Fact
1. At all times material herein, American Federation of
Government Employees, Local 1617, AFL-CIO (herein called the Union)
was the exclusive representative of certain bargaining unit
employees of Respondent.
2. Employee Hope Long, at all times material herein
worked in Respondent's machine shop in building 303 and is part of
the bargaining unit represented by the Union. Long's first line
supervisor was Frank Mora and her second line supervisor was Sammie
Frazier.
3. Sometime around August 17, 1992, Long called the
Kelly Air Force Base Security Police to report that a co-worker,
Omar Shannon, made threats of bodily harm against her. In response
to her call, the Security Police sent a unit to her work site. The
officers asked Long to come to the police station and make out a
report, which she did. The officers also escorted Shannon to the
police station. Long then returned to her work site. Unfortunately,
Long called the Security Police without first discussing the
incident with her supervisor thereby creating, it seems a problem
with supervision.
4. Subsequent to the above incident, Mora approached
Long and informed her that he was going to give her a written
counselling because she called the Security Police without checking
with him first. According to Mora, Long failed to follow the chain
of command. The counselling record stated, "August 17, 1992
counselling was given to Ms. Hope Long on how to follow chain of
command on reporting any incident of concern. Ms. Long has violated
this procedure."
5. After the counselling, Long mentioned to her union
steward, Jesse Sanchez, that she had been given counselling.
Sanchez told her to call union officer Kim Roe. After work on
August 17, 1992, Long telephoned Roe at the Union office and told
him what had occurred. Roe informed her that she could file a
grievance over the counselling Mora had given her. Roe's
recollection of what he told Long is as follows:
At any rate, no matter what happens, that if they called her in to question her or discuss her
grievance with her without her union representative being present, to notify me, because that
would be a bypass, and if they further questioned her about the incident, she should request
a union representative be present, because it could probably lead into more serious
disciplinary actions.
6. The following morning, Mora informed Long that
Frazier, her second line supervisor, wanted to speak to her in his
office. Frazier was on vacation when the incident occurred. Long
proceeded, as ordered, to Frazier's office. Upon arriving, she
found Frazier alone and seemingly upset. Frazier demanded that Long
give him a report on the events of the previous day. Long responded
by asking Frazier if he was conducting an investigation because in
that case she wanted a union representative present. Long testified
that she felt she was going to be reprimanded because of the
questions Frazier was asking her.
7. During their meeting, Frazier told Long that he was
aware that she had been counselled by Mora. Frazier, however, told
her that she could not have a union representative present because
they were just going to be talking and she didn't need a union
representative. Frazier then persisted in his examination of Long.
He told Long to tell him exactly what had happened the day before.
She repeated her request for a union representative. Frazier
continued to ignore Long's requests. Long testified as follows:
Specifically, what I remember was that he asked me that I should give him a step-by-step report
or tell him exactly, step by step, as to what had happened during that incident, exactly what did I
tell the police. I told him it was in the police report. He said, I already asked for it; I am going to
get it, but I want you to tell me right now; I want you to tell me exactly what you said; you have to
tell me; I need to defend you against all these people that
are going to file against you.
8. According to Long, Frazier alternately sat and stood,
banged his fists on the table, screamed and also was shaking while
talking. Without question Long was intimidated by Frazier's outward
appearance as well as his manner of questioning. Frazier eventually
told Long that he was going to obtain and read a copy of the police
report but at the present time, he wanted her to tell him
everything "right now".
9. Mora stated that counselling such as Long received on
August 17, 1992, is not necessarily an adverse or disciplinary
action. It is the lowest form of action a supervisor can take
against an employee. Therefore, when Frazier questioned Long on
August 18, 1992 concerning her report to the Security Police, she
had not received any disciplinary action.
10. Shannon denied that he ever threatened Long as she claimed he did in her report to the Security Police. Air Force Regulation (AFR) 40-750 prohibits employees from making false claims or accusations about fellow co-workers. If an employee violates AFR 40-750, the employee can be disciplined. The counselling which Mora gave Long on August 17, 1992 had nothing to do with AFR 40-750, but concerned only her alleged failure to follow the chain of command. In the event Frazier determined that Long did file a false claim against Shannon, he certainly could have recommended that Mora discipline Long for violating AFR 40-750.
Conclusions
This case involves what Respondent terms a "swearing match"
and can be resolved only by making credibility determinations
contrary to one of the parties. In this matter, the undersigned
finds that the General Counsel's witnesses were more credible than
those of Respondent.
Long and Mora both testified that Frazier wanted to meet
with Long the morning of August 18, 1992. Frazier who was on leave
the day before, wasted no time investigating what Mora had told him
had happened during his absence. After Mora told Frazier what had
happened, Frazier told Mora to send Long in to see him. So urgent
was Frazier's desire to investigate that, according to Frazier, he
met with Long at 8:00 a.m., hardly waiting a moment after his
return to work. Frazier then proceeded to question Long about the
events of the previous day.
According to Long, Frazier told her that he wanted to know,
step by step, exactly what happened during the incident. Frazier
testified that he questioned Long for the reasons that follow:
. . . so that I could get a better understanding of what had transpired while I was on vacation, so
that I might be able to, after talking with Ms. Hope Long, be able to make a better understanding
of what was going on, so that I might be able to know what action that I would have to take
against Omar Shannon.
When asked if he had a right to question employees, Frazier
testified as follows:
Yes, sir. That is my right, not only if the police are brought in my area, but any infraction that happens
with the section, it is my right, if I have knowledge of it, is to find out what is going on within my
section.
The key elements in dispute in the case are whether
Frazier's questioning of Long was an "examination" and whether his
questioning was conducted "in connection with an
investigation".
Clearly, the testimony of Long and Frazier proves that
Frazier examined Long while conducting an investigation. As in
Lackland Air Force Base Exchange, Lackland Air
Force Base, Texas, 5 FLRA 473, 485 (1981), Frazier's meeting
with Long was designed to elicit a complete explanation of the
events leading up to the Security Police responding to Long's
complaint. Frazier's examination also was conducted to find out
from Long exactly what had transpired the previous day, while he
was away from work on vacation. Frazier admittedly questioned Long
and stated that his intention was to "find out what is going on
within [his] section". Accordingly, the evidence establishes and it
is found that Frazier examined Long in connection with an
investigation.
The next element in dispute is whether Long reasonably
believed that the examination might result in disciplinary action
against her. The test to determine reasonableness of the employee's
belief is an objective one. Long testified that she felt that she
could receive disciplinary action as a result of Frazier's
questioning. If this were not enough, her description of Frazier's
demeanor and outward appearance, that is, that he was extremely
upset, yelling, and banging his fists on the table, makes her
belief that Frazier would take disciplinary action against her seem
even more plausible. Furthermore, Respondent's theory that because
Long had already been counselled by Mora, it was unreasonable for
Long to believe that Frazier might take action against her is less
acceptable when viewed in light of Long's testimony of her fear of
discipline as a result of the examination. She stated, "It wasn't
that he was going to take it away. It was that he could add."
Clearly Frazier could add for he admitted,
that, "I can recommend that to Mr. Frank Mora, that punishment is
not severe enough, but he doesn't have to change it".
In addition, Mora's testimony helps demonstrate the
reasonableness of Long's fear that disciplinary action might result
from Frazier's examination. Thus, Mora testified that counselling
is not necessarily a disciplinary action, but it is the lowest form
of action which can be taken. Given this testimony from Long's
first line supervisor, it would be reasonable to conclude that,
when she met with Frazier, Long had not yet received any
disciplinary action for a failure to follow the chain of command.
Consequently, it was totally appropriate for her to believe she
might suffer disciplinary action as a result of Frazier's
questioning.
Finally, the record reveals that as a result of Frazier's
questioning, it would have been reasonable for Long to believe that
she might be disciplined for a violation of AFR 40-750, that is,
making false accusations, an offense completely unrelated to, and
not covered by, Mora's counselling entry. In this regard, it would
have been entirely reasonable for Long to believe that Frazier
could decide that since Long could not actually prove that it was
Shannon who had made telephone calls to her over the weekend, she
had violated AFR 40-750 when she mentioned this contention to her
supervisors and to the police. The fact that Frazier was Long's
second line supervisor does nothing to detract from the
reasonableness of such a belief. Frazier's testimony makes it
certain that he can recommend to the employees' first line
supervisor that disciplinary action be taken. In all these
circumstances, it is found that Long could reasonably believe that
this examination might lead to disciplinary action against her.
The remaining consideration is whether Long made a request
for a union representative during her meeting with Frazier. As
stated in Norfolk Naval Shipyard, Portsmouth,
Virginia, 35 FLRA 1069, 1077 (1990), the right to represen-
tation attaches only when the affected employee makes a valid
request. Frazier denies that Long made such a request. However,
Long's testimony is consistent with the advice given to her by Roe
the day before her interview. Roe confirmed that he advised and
reminded Long about her right to a union representative during
their conversation on the day before her meeting with Frazier. Roe
in his words, specifically told her, "if they further questioned
her about the incident, she should request a union representative
be present." It is more than likely, given this warning on the day
before her meeting with Frazier, Long asked for a union
representative when Frazier began questioning her.
On the other hand, Frazier's testimony is not as persuasive.
While Frazier was not untruthful, it is my belief that he did
embellish his view of what did occur at this examination to the
extent that some of what he says simply does not fit. Thus, Frazier
testified that if Long had asked for a Union representative he
would have stopped the "conversation" and allowed her to obtain one
because his practice is as follows:
Well, I always allow, you know, union representa- tion, you know, just to be on the safe side,
because whether they are allowed union representation, you know, or not, I always do it just to
be on the safe side, so that I won't get accused of an unfair labor practice or a violation of the
master labor agree- ment, which I am being charged with today, you know, and I deny that, you
know, so that is one of the reasons why I do it.
Irregardless of whatever situation, I always do that. I just stop, until they there is a union
representative, if they request it.
Frazier's testimony that on every occasion he had stopped
meetings specifically to allow the employee to obtain a union
representative, even when the employee is not entitled to one,
"just to be on the safe side", raises some doubt. This statement is
one of several made by Frazier which prevents the undersigned from
fully crediting him. Accordingly, I conclude that Long's credited
testimony establishes that she requested union representation
during her meeting with Frazier.
Based on all of the foregoing, it is found that Respondent's
denial of union representation to bargaining unit employee Hope
Long constituted a failure to comply with section 7114(a)(2)(B) of
the Statute. Accordingly, it is found that Respondent committed a
violation of section 7116(a)(1) and (8) of the Statute.
ORDER
Pursuant to section 2423.29 of the Federal Labor Relations
Authority's Rules and Regulations and section 7118 of the Statute,
it is hereby ordered that United States Air Force, San Antonio Air
Logistics Center, Kelly Air Force Base, San Antonio, Texas,
shall:
1. Cease and desist from:
(a) Denying the request of a bargaining unit
employee represented by the American Federation of Government
Employees, AFL-CIO, Local 1617, the exclusive representative of its
employees, for a union representative to be present in connection
with an investigatory interview which the employee reasonably
believed could result in disciplinary action being taken against
her.
(b) In any like or related manner, interfere with,
restrain, or coerce employees in the exercise of their rights
assured them by the Federal Service Labor-Management Relations
Statute.
2. Take the following affirmative action in order to
effectuate the purposes and policies of the Federal Service
Labor-Management Relations Statute:
(a) Post at its facilities at the United States Air
Force, San Antonio Air Logistics Center, Kelly Air Force Base, San
Antonio, Texas, where bargaining unit members represented by the
American Federation of Government Employees, Local 1617, AFL-CIO,
are located copies of the attached Notice on forms to be furnished
by the Federal Labor Relations Authority. Upon receipt of such
forms, they shall be signed by the Commanding Officer and shall be
posted and maintained for 60 consecutive days thereafter, in
conspicuous places, including all bulletin boards and other places
where notices to employees are customarily posted. Reasonable steps
shall be taken to insure that such Notices are not altered,
defaced, or covered by any other material.
(b) Pursuant to section 2423.30 of the Authority's
Rules and Regulations, notify the Regional Director of the Dallas
Region, Federal Office Building, 525 Griffin Street, Suite 926, LB
107, Dallas, Texas 75202-1906, in writing, within 30 days from the
date of this Order, as to what steps have been taken to comply
herewith.
Issued, Washington, DC, November 17, 1994
_____________________________
ELI NASH, JR.
Administrative Law Judge
AS ORDERED BY THE FEDERAL LABOR RELATIONS AUTHORITY
AND TO EFFECTUATE THE POLICIES OF THE
FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE
WE HEREBY NOTIFY OUR MEMBERS AND OTHER EMPLOYEES THAT:
WE WILL NOT deny the request of a bargaining unit employee
represented by the American Federation of Government Employees,
AFL-CIO, Local 1617, the exclusive representative of our employees,
for a union representative to be present in connection with an
investigatory interview which the employee reasonably believed
could result in disciplinary action being taken against her.
WE WILL NOT in any like or related manner, interfere with,
restrain, or coerce employees in the exercise of their rights
assured them by the Federal Service Labor-Management Relations
Statute.
WE WILL grant the request of a bargaining unit employee
represented by the American Federation of Government Employees,
AFL-CIO, Local 1617, for a union representative to be present in
connection with an investigatory interview which the employee
reasonably believes could result in disciplinary action being taken
against them.
(Activity)
Date: ______________________ By: ______________________________
(Signature) (Title)
This Notice must remain posted for 60 consecutive days from the
date of posting and must not be altered, defaced or covered by any
other material.
If employees have any questions concerning this Notice or
compliance with any of its provisions, they may communicate
directly with the Regional Director of the Federal Labor Relations
Authority, Dallas Region, 525 Griffin Street, Suite 926, LB 107,
Dallas, Texas 75202-1906, and whose telephone number is: (214)
767-4996.