. . . . . . . . . . . . . . . ..
DEFENSE LOGISTICS AGENCY, .
DEFENSE DISTRIBUTION REGION .
WEST, LATHROP, CALIFORNIA .
.
Respondent .
.
and . Case No. SF-CA-20140
.
LABORERS' INTERNATIONAL UNION,.
LOCAL 1276, AFL-CIO .
Charging Party .
.. . . . . . . . . . . . . . . .
Stefanie Arthur, Esq.
For the General Counsel
Nancy C. Rusch, Esq.
For the Respondent
Before: ELI NASH, JR.
Administrative Law Judge
This case arose under the Federal Service Labor-Management
Relations Statute, Chapter 71 of Title 5 of the U.S. Code, 5 U.S.C.
§ 7101, et seq.
(herein the Statute). Upon an unfair labor practice charge filed by
the captioned Charging Party (herein the Union) against the
captioned Respondent, the General Counsel of the Federal Labor
Relations Authority (herein the Authority), by the Regional
Director for the San Francisco Region, issued a Complaint and
Notice of Hearing alleging Respondent violated section 7116(a)(1)
and (5) of the Statute by changing conditions of employment while a
question concerning representation (QCR) was pending. Additionally,
the Complaint alleged that Respondent violated section 7116(a)(1)
of the Statute when a supervisor threatened a union steward for his
use of official time.
A hearing on the Complaint was conducted in Stockton,
California at which all parties were afforded full opportunity to
adduce evidence, call, examine and cross-examine witnesses and
argue orally. Briefs were filed by Respondent and the General
Counsel and have been carefully considered.
Upon the entire record in this matter, my observation of the
witnesses and their demeanor and from my evaluation of the
evidence, I make the following:
1. Respondent was established in June 1990 by the
consolidation of several supply distribution functions in the San
Francisco area. The Union is the certified exclusive representative
of an appropriate unit of employees located at Defense Depot Tracy
(herein called Tracy), who were transferred to Respondent's
employment in the June 1990 consolidation or reorganization.
2. On March 9, 1991, Respondent filed a Representative
Status (RA) petition in Case No. 9-RA-10001 with the San Francisco
Regional Director. The QCR which was pending on the date of this
hearing, raised a question concerning repre-sentation of
Respondent's employees, including those formerly employed by
Defense Depot Tracy.
3. John Lane, a forklift operator and warehouse worker has
been employed at Tracy since 1983. Since 1983, Lane has been a
steward for the Union. At the time of the hearing, Lane worked in
Warehouse 17.
4. Prior to December 1991, Lane followed a practice of
going to the Union's office at Tracy on a regular basis. He started
this practice while working in Warehouse 16 under Supervisor Manual
Cabrera and continued to do so after he was transferred to
Warehouse 17, sometime in 1990. When he transferred to Warehouse
17, Lane informed his new supervisor, Ron Cook of the practice of
going to the union office. Cook allowed Lane to continue his
practice of reporting to the union office each day at 11:00 a.m.
until the end of his workday at 2:30 p.m. with certain exceptions.
Thus, the steward's logs maintained by Lane and approved by his
super-visor reflect that with the exception of one or two days a
month or when Lane himself was not at work, he would go to the
union office on a daily basis. The occasions when he did not go to
the union office daily happened when there was work to be performed
or if one of the other employees was on leave.
5. During his daily trips to the union office, Lane
performed different representational functions such as answering
the telephone, scheduling, interviewing grievants, research and
preparing grievance packages for other stewards.
6. Sometime in November 1991, Cabrera became the acting
supervisor in Warehouse 17. Lane continued to go to the union
office for several weeks after Cabrera's appointment until around
December 2, 1991. During the morning of December 2, 1991, sometime
after the employee's morning meeting, Cabrera told Lane that his
practice of going to the union office each day was going to have to
stop. Lane reminded Cabrera that he had been going to the union
office regularly for the last two years. Cabrera told him, "If
you're not here doing your work . . . that you're hired for, then
you're a minimal employee. That's how I'll rate you." Cabrera
added, "I don't know how you were appraised but I'm going to look
into it." I credit Lane in finding that the conversation occurred
as set out above.
7. Several days after their December 2, 1991 conver-sation,
Cabrera informed Lane that he would not be able to obtain official
time unless he had an appointment. Since that time, Lane had been
released only where he had a prior appointment or, on a few
occasions, for a short time at the end of the day. Cabrera
acknowledged that Lane was allowed to go the union office when the
workload allowed or when Lane told him the reason he was going to
the union office. This condition differs for the method by which
Lane was released prior to December 1991. Although Cabrera was no
longer the acting supervisor in Warehouse 17, the change
implemented by him was extant at the time of the hearing.
The initial question in this case is whether Respondent
violated section 7116(a)(1) and (5) of the Statute by changing
conditions of employment during the pendency of a QCR that was not
necessary for the functioning of the agency. U.S.
Depart-ment of Justice, Immigration and Naturalization Service v.
FLRA, 727 F.2d 481 (5th Cir. 1984).
The General Counsel argues that a longstanding practice
concerning the manner in which the steward was released on official
time existed. U.S. Department of the Navy, Naval
Avionics Center, Indianapolis, Indiana, 36 FLRA 567, 571
(1990). The record in this case clearly shows that over several
years steward Lane went to the union office from 11:00 a.m. to 2:30
p.m. each day to perform general representational functions on
approved official time. Even if no QCR existed, a change in this
practice, which was done with the knowledge and approval of Lane's
supervisor and, therefore may have ripened into a condition of
employment, which would require bargaining before the change. Since
a QCR did exist, Respondent could make this change only if it could
show that the change was necessary for the effective functioning of
the agency. In my view, Respondent failed to make that showing.
Respondent claims that "Desert Storm" increased its workload
requiring adjustments in the manner in which steward Lane was
released. Thus, Respondent does not deny that a new condition was
placed on Lane's ability to be released to perform representational
functions which he had been performing for almost two years. The
General Counsel believes that even if there was an increase in
workload, Respondent did not provide a basis for finding that the
steward's release for a few hours each day was essential to the
agency's performance of its mission. Therefore, permitting Lane to
go on official time only when he had a prescheduled appointment
certainly constituted a change from the manner in which he received
official time in the past.
Respondent insists that no change occurred in the matter and
that the steward in question had been permitted release for
representational activities, if the workload allowed. This position
does not address the total change in procedure, for here Lane was
not only prevented from going to the union office when the workload
warranted, but in addition he could receive official time only when
he had a prescheduled appointment. No such restriction existed
prior to Cabrera's becoming Lane's supervisor. According to
Respondent, an increased workload since "Desert Storm" required the
steward's presence to perform his stowing and rewarehousing
functions. Thus, the manner in which the steward was released was
not changed, only the workload. It is found that Lane, in his
tenure as a steward in Warehouse 17 was never required prior to
November 1991 to have a prescheduled appointment in order to be
released by his supervisor on official time. While it is true that
there were some situations when the workload or other reasons
required Lane to forego his daily visits to the union office, he
was never required to show any particular reason or to explain why
he was going to the union office. The condition for release placed
on Lane in early December 1991, despite Respondent's argument to
the contrary constituted a change in conditions of employment.
Notwithstanding the alleged increased workload due to "Desert
Storm" the undersigned agrees with the General Counsel that the
change in the steward's official time procedures during the
pendency of a QCR violated the Statute. Since the Authority has a
duty to preserve the integrity of elections, the theory behind a
freeze on unessential changes makes sense. Permitting unnecessary
changes in conditions of employment during the pendency of agency
sought elections provides an open invitation for the agency to then
interfere with its employees' rights to a free and untrammeled
election, which after all, is the objective of the RA petition.
Department of the Interior, Bureau of Reclamation,
Yuma Projects Office, Yuma, Arizona, 4 FLRC 484, 489, FLRC
No. 74A-52 (1976). For this reason, there is a requirement that an
agency maintain conditions of employment to the maximum extent
possible during necessary functioning of the agency.
In this case, Respondent failed to prove by a preponderance of
the evidence that changing the manner in which steward Lane was
permitted to use official time prior to the QCR was consistent with
the necessary functioning of the agency. As the General Counsel
astutely points out, "Desert Storm" commenced in January 1991 and
the buildup for the conflict started sometime around August 1990.
During that entire period, until Cabrera began acting as Lane's
supervisor in Warehouse 17, in late 1991, Lane continued to going
to the union office on a daily basis to perform a variety of
repre-sentational functions. In these circumstances, Respondent is
hard pressed to answer, why if during the build up period for
"Desert Storm" and for the months during which the conflict lasted,
Lane was permitted to continue to go to the union office on a daily
basis to perform assorted tasks without being considered necessary
to the functioning of the agency. Then, suddenly when he has a new
supervisor, there is an increase in workload making his presence
for the entire day necessary. Additionally, Respondent neglected to
show by documentation or corroboration that an actual increase in
workload requiring Lane's continued presence in the work area, in
fact did exist. Ogden Air Logistics Center, Hill
Air Force Base, Utah, 35 FLRA 891 (1990). A generalized
concern by Cabrera, that Lane could not be released unless he had
some-thing specific to attend to, does not replace Respondent's
responsibility to establish that Lane's presence was necessary for
the functioning of the agency. Nor is it a substitute for its
responsibility to accommodate the representational role of this
steward. See, Department of the Air Force, Scott
Air Force Base, Illinois, 20 FLRA 761 (1985), 806 F.2d 283
(D.C. Cir. 1986). Cabrera's anxiety has less effect when it was
revealed that there were approximately 18 other employees able to
perform the work for which Lane was employed. Furthermore, there is
no showing that Lane had any particular skill which could not be
performed by any of these other employees. Finally, Respondent
failed to show that Lane's presence for the few hours a day he
spent in the union office was essential to the agency's performance
of its mission. It is found, therefore, that permitting Lane to
leave on union business only when he had a prescheduled appointment
constitutes a change in the practice he had engaged in for several
years. In making such a change in conditions of employment while it
had an RA petition which raised a QCR, Respondent violated the
Statute.
Accordingly, it is found that Respondent, by changing a
condition of employment during the pendency of a question
concerning representation, violated section 7116(a)(1) and (5) of
the Statute.
Regarding the conversation of December 2, 1991, when Cabrera
told Lane that his practice of going to the union office was going
to have to stop. After Lane reminded him that he had been regularly
going to the union office for the last two years, Cabrera rejoined,
"if you're not here doing your work . . . that you're hired for,
then you're a minimal employee. That's how I'll rate you." Cabrera
added. "I don't know how you were appraised but I'm going to look
into it."
The test applied to statements such as the above, is whether
under the circumstances, the statement tends to coerce or
intimidate employees in the exercise of section 7102 rights under
the Statute, or whether employees could reasonably draw a coercive
inference therefrom. U.S. Department of
Agricul-ture, Forest Service, Chattahoochee-Oconee National Forest,
Gainesville, Georgia, 45 FLRA 1310 (1992); Ogden, supra.
No reasonable employee would ignore Cabrera's message to Lane.
Being told that one is a minimal employee because one has engaged
in representational activities on approved official time is not a
typical message one would expect from his or her supervisor. Such a
message would intimidate the average employee, in my view, since it
carries with it the clear implication that the employee is being
perceived differently because he is away from work, albeit in an
approved status. Besides, the employee must now think twice about
making requests for official time since the supervisor has
indicated that these approved absences might go into his evaluation
of the employee and result in a lowered performance appraisal.
In finding that the above statement was violative of section
7116(a)(1) of the Statute, the undersigned rejects Respondent's
claims that the statement was made in a "less formal setting" or
that the statement did not influence the favorable rating later
given to Lane by Cabrera. Finally, Respondent's argument that
Cabrera "was only attempting to inform [Lane] that he was not able
to perform two critical elements and to ask him to stay at his work
site if possible", is also rejected. Ogden,
supra, teaches that where threats such as
alleged in this case are considered, not only is it unnecessary to
find union animus, but also the intent of the employer is not a
controlling factor. If intent was the dominant influence here,
Respondent's continued refusal to allow Lane official time other
than for prescheduled appointments, certainly, in my opinion, runs
counter to its argument that Cabrera's action was done out of
concern for Lane's not meeting his critical elements.
Accordingly, it is found that the statement made to Lane
because of his use of approved official time is found to interfere
with, restrain and coerce Lane in the exercise of rights guaranteed
by section 7102 and in violation of section 7116(a)(1) of the
Statute.
Having found that Respondent violated section 7116(a)(1) and
(5) of the Statute, it is recommended that the Authority adopt the
following:
Pursuant to section 2423.29 of the Federal Labor Relations
Authority's Rules and Regulations and section 7118 of the Statute,
the Defense Distribution Region West, Lathrop, California,
shall:
1. Cease and desist from:
(a) Unilaterally implementing changes in working
conditions of employees in the unit represented by Laborers'
International Union, Local 1276 while a question concerning
representation exists by establishing a rule whereby a Laborers'
International Union steward is no longer allowed to report to the
union office in the afternoon on a regular basis and is only
permitted to report to the union office in connection with
scheduled appointments.
(b) Making statements to employees which interfere
with, coerce or discourage any employee from exercising rights
guaranteed by the Federal Service Labor-Management Relations
Statute to act for a labor organization in the capacity of a
representative freely without fear of penalty or reprisal.
(c) In any like or related manner interfere with,
restrain or coerce our employees in the exercise of rights assured
them by the Federal Service Labor-Management Relations Statute.
2. Take the following affirmative action in order to effectuate
the purposes and policies of the Federal Service Labor-Management
Relations Statute.
(a) Rescind the rule whereby Laborers' Interna-tional
Union steward John Lane is permitted to report to the union office
only in connection with scheduled appointments and reinstate the
previous practice whereby Lane was allowed to report on a daily
basis to the union office from 11:00 a.m. to 2:30 p.m.
(b) Post at its facilities at Defense Distribution
Region West, Lathrop, California copies of the attached Notice on
forms to be furnished by the Federal Labor Relations Authority.
Upon receipt of such forms, they shall be signed by the Commander
of the Directorate of Distribution and shall be posted and
maintained for 60 consecutive days thereafter, in conspicuous
places including all bulletin boards and other places where notices
to employees are customarily posted. Reasonable steps shall be
taken to insure that such Notices are not altered, defaced, or
covered by any other material.
(c) Pursuant to section 2423.30 of the Authority's
Rules and Regulations, notify the Regional Director of the San
Francisco Region, Federal Labor Relations Authority, in writing,
within 30 days from the date of this Order, as to what steps have
been taken to comply herewith.
Issued, Washington, DC, June 11, 1993.
ELI NASH, JR.
Administrative Law Judge
WE WILL NOT unilaterally implement changes in working conditions of
employees in the unit represented by Laborers' International Union,
Local 1276 while a question concerning representation exists by
establishing a rule whereby a Laborers' International Union steward
is no longer permitted to report to the union office in the
afternoon on a regular basis and is only allowed to report to the
union office in connection with scheduled appointments.
WE WILL NOT make statements to employees which interfere with,
coerce or discourage any employee from exercising rights guaranteed
by the Federal Service Labor-Management Relations Statute to act
for a labor organization in the capacity of a representative freely
without fear of penalty or reprisal.
WE WILL NOT in any like or related manner interfere with, restrain
or coerce our employees in the exercise of rights assured them by
the Federal Service Labor-Management Relations Statute.
WE WILL rescind the rule whereby Laborers' International Union steward John Lane is permitted to report to the union office only in connection with scheduled appointments and reinstate the previous practice whereby Lane was permitted to report on a daily basis to the union office from 11:00 a.m. to 2:30 p.m.
______________________________
(Activity)
Dated: ____________________ By: ______________________________
(Signature) (Title)
This Notice must remain posted for 60 consecutive days from the date of posting and must not be altered, defaced or covered by any other material.
If employees have any questions concerning this Notice or
compliance with any of its provisions, they may communicate
directly with the Regional Director of the Federal Labor Relations
Authority, San Francisco Region, 901 Market Street, Suite 220, San
Francisco, CA 94103, and whose telephone number is: (415)
744-4000.