Office of Administrative Law Judges
WASHINGTON, D.C.
U.S. DEPARTMENT OF JUSTICE
FEDERAL BUREAU OF PRISONS FEDERAL MEDICAL CENTER FORT WORTH, TEXAS |
Case No. DA-CA-90711 |
and
AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 1298 |
L. Cristina Murphy, Esquire For the Respondent
Before: Eli Nash, Jr. Administrative Law Judge
DECISION
Statement of the Case
This case arose under the Federal Service Labor-Management
Relations Statute (the Statute), and the revised Rules and
Regulations of the Federal Labor Relations Authority (the
Authority).(1)
Based upon unfair labor practice charges filed on May 18,
1999 and first amended on August 11, 1999 by the American
Federation of Government Employees, Local 1298 (herein called the
Union), a Complaint and Notice of Hearing issued on November 30,
1999, alleging that the U.S. Department of Justice, Federal Bureau
of Prisons, Federal Medical Center, Fort Worth, Texas (herein
called Respondent), violated section 7116(a)(1) and (2) of the
Federal Service Labor-Management Relations Statute (herein called
the Statute), by discriminating against Patrick Showalter a
bargaining unit employee, by suspending him for 3 days in
retaliation for engaging in activities protected by the
Statute.
A hearing was held in Dallas, Texas on February 9, 2000, at
which time all parties were represented and afforded a full
opportunity to be heard, adduce relevant evidence, examine and
cross-examine witnesses, and file post-hearing briefs. Counsel for
the Respondent and the General Counsel filed timely briefs.
Based on the entire record, including my observation of the
witnesses and their demeanor, and evidence, I make the following
findings of fact, conclusions of law, and recommendations.
Findings of Fact
On or about May 19, 1999, Patrick Showalter was the Union's
First Vice-President.(2) On that
date, Showalter and Cindy Wright, Union President, met with Acting
Warden Kenneth Spear, concerning a number of labor-management
issues including a pending grievance pertaining to the evaluation
of bargaining unit employee, Chad Lovett, who had been evaluated by
Linda Rieck, Director of Nursing. During the discussion, Showalter
testified that he uttered the phrase "fucking bitch" in
reference to Rieck. Spear made no response to Showalter's remark at
that time. Subsequently, however, an Office of Internal Affairs
investigation was initiated by Warden Robert Guzik concerning the
remark Showalter made in reference to Rieck, while presenting the
Lovett grievance.
Thereafter on June 11, Showalter was interviewed by Paul
Copenhaver, an Office of Internal Affairs agent concerning the
remark he made in reference to Rieck at the May 19 meeting with
Spear. On July 14 Showalter was issued a Proposed Notice of
Suspension for 5 days by his supervisor Hector Solis, for the
remark he made in reference to Rieck on May 19.
Upon receiving the proposed notice of suspension, Showalter
met with Warden Guzik along with his Union representative, Cindy
Wright. During the meeting, Showalter gave Warden Guzik his written
response and explained to him that although it was unfortunate that
he uttered the words "fucking bitch" in reference to Rieck, it
nonetheless occurred while he was engaged in protected activity and
that the normal employee standards did not apply in this particular
instance. The Warden rejected this defense, and on August 3,
Showalter received a Letter of Suspension from Warden Guzik. The
letter stated that Showalter would be suspended for 3 days for the
remark he made in reference to Rieck during the May 19 meeting.
Showalter served the suspension from August 10, 1999 through August
12, 1999.
Conclusions
The yardstick for evaluating section 7116(a)(1) and (2)
violations is found in Letterkenny Army Depot, 35 FLRA 113
(1990). Under Letterkenny, the General Counsel establishes a
prima facie showing of discrimination by establishing that a
preponderance of the evidence shows that: (1) the employee against
whom the alleged discriminatory action was taken was engaged in
protected activity; and (2) such activity was a motivating factor
in the agency's treatment of the employee. Once a prima
facie showing has been made, an agency may seek to establish an
affirmative defense by showing: (1) there was a legitimate
justification for its allegedly discriminatory action; and (2) the
same action would have been taken even in the absence of protected
activity. After presentation of a respondent's evidence of
nondiscriminatory reasons, the General Counsel may seek to
establish that these reasons are pretextual. An Administrative Law
Judge may conclude that a respondent's asserted reasons for taking
the action are a pretext even if those reasons were not asserted to
be such during the unfair labor practice hearing.
The record reveals that Showalter was engaged in the
protected activity of processing a grievance of a bargaining unit
employee at the time the unfortunate remark herein was made.
Respondent's motivation for suspending Showalter for 3 days is
shown in the proposed letter of suspension and the letter of
suspension, both of which reveal that Showalter was suspended for
the remark he made in reference to Rieck during the May 19 meeting.
Accordingly, it is found that the General Counsel proved its
prima facie case under the Letterkenny standard in
showing that Respondent's disciplinary action against Showalter was
for conduct he engaged in while performing representational
activity and the protected activity that Showalter was engaged in
was a motivating factor for Respondent's disciplinary action
against him.
Respondent contends that this isolated remark by Showalter
constituted flagrant misconduct, and thus provided a legitimate
reason for the disciplinary action it took against him. Respondent
contends that Showalter made a profane and insulting statement in
the workplace which violated both the agency's and Federal
government Standards of Employee Conduct. Respondent fails to
address whether Showalter was engaged in protected activity, but
simply relies on agency policy. Thus, it is clear that Respondent
suspended Showalter for violating the Standards of Employee Conduct
and disregarded Showalter's claim that he was acting in a
representational capacity. The Respondent ignored the fact that
Showalter was engaged in protected activity, as disclosed by the
Warden, who testified that he did not see any difference between a
person acting as an employee and a person acting as a Union
official. This testimony, as well as the proposed notice of
suspension, makes it abundantly clear that Respondent judged
Showalter's conduct only as an employee and never considered that
he was a Union official who was engaged in protected
representational activities. In so doing, Respondent acted at its
peril.
The issue here is whether Showalter's statement was within
the ambit of protected activity. See for example,
Veterans Administration Medical Center, Bath, New York and
Veterans Administration, Washington, DC, 12 FLRA 552 (1983);
Internal Revenue Service, Washington, DC, 6 FLRA 96
(1981). Certainly remarks or conduct that are of an outrageous and
insubordinate nature may remove them from the protection of the
Statute. U.S. Air Force Logistics Command, Tinker Air Force
Base, Oklahoma City, Oklahoma and American Federation of Government
Employees, Local 916, 34 FLRA 385, 389-90 (1990).
Heretofore, the Authority has balanced the employee's right
to form, join, or assist any labor organization, or to refrain from
such activity, without fear of penalty or reprisal, with the right
of an agency to discipline an employee who is engaged in otherwise
protected activity for remarks or actions that exceed the
boundaries of protected activity such as flagrant misconduct.
American Federation of Government Employees, National Border
Patrol Council and U.S. Department of Justice, Immigration
and Naturalization Service, El Paso Border Patrol Sector, 44
FLRA 1395 (1992). Clearly a union representative may use
intemperate, abusive, or insulting language without fear of
restraint or penalty, if he or she believes such rhetoric to be an
effective means to the Union's point. Department of the Navy,
Naval Facilities Engineering Command, Western Division, San
Bruno, California, 45 FLRA 138, 155 (1992)(quoting Old
Dominion Branch No. 46, National Association of Letter Carriers,
AFL-CIO v. Austin, 418 U.S. 264, 283 (1984)).
In deciding whether an employee has engaged in flagrant
misconduct, the balance clearly permits leeway for impulsive
behavior against the employer's right to maintain order and respect
for its supervisory staff in the workplace. In striking this
balance the Authority considers the following: (1) the place and
subject matter of the discussion; (2) whether the employee's
outburst was impulsive or designed; (3) whether the outburst was in
any way provoked by the employer's conduct; and (4) the nature of
the intemperate language and conduct. Department of the Air
Force, Grissom Air Force Base, Indiana, 51 FLRA 7, 11-12
(1995)(referring to Department of Defense, Defense Mapping
Agency, Aerospace Center, St. Louis, Missouri, 17 FLRA 71, 80
(1985) and Department of the Navy, Pudget Sound Naval Shipyard,
Bremerton, Washington, 2 FLRA 54, 55 (1979)).
Looking at the totality of the circumstances, it appears to the undersigned that Showalter's remark was clearly impulsive and not designed. The record disclosed that Showalter, Wright and Spear were discussing several labor- management matters such as the nursing roster, bargaining issues, and a pending grievance concerning a bargaining unit employee's evaluation. Showalter testified that on May 12, he attempted to informally resolve Lovett's evaluation issue with Spear, and he presented Spear with a significant amount of documentation which included Lovett's accomplishments that were not included by Rieck in her evaluation of Lovett. Showalter said that he informed Spear that he felt that he had a good grievance and that Rieck had historically retaliated against employees who came to the Union. Showalter also explained to Spear that the only two people who received an outstanding evaluation were the two people who had quit the Union in that rating period. Spear took all the documentation that Showalter had presented to him and said that he would get back to Showalter.
At the May 19 meeting, after discussing Lovett's evaluation,
Spear said that he had reviewed all of the documentation that was
presented to him on May 12, and saw no reason to upgrade Lovett's
evaluation. Showalter sought to demonstrate that Lovett was
targeted for retaliation by Rieck because he had come to the Union.
Showalter cited two employees that he believed were marginal, who
had not performed as well as Lovett but had received "outstanding"
evaluations because they had quit the Union. Showalter then asked
how Spear could, in the face of all that evidence, deny the request
to upgrade Lovett's evaluation. Spear responded that he had other
information. Showalter testified that Spear's response made him
angry because he knew that the "other" information could have come
only from Rieck, and it was then he referred to Rieck under his
breath as a "fucking bitch." Showalter also testified that he was
frustrated because Rieck had a pattern of retaliating against
employees who came to the Union for assistance and this was not the
first time the Union had brought this kind of allegation to Spear's
attention. Showalter added that Spear had always been unresponsive
when the Union had expressed these kinds of concern to him.
According to Showalter, Spear just sits there and listens but does
not take any action. Showalter did not apologize to Spear for his
remark about Rieck since Spear made no response to Showalter's
remark, and he did not realize that there was an issue. Showalter
did not apologize to Rieck because he was not aware that Rieck even
knew about the remark since she was not present when it was made.
In the circumstances, it is found that Showalter's isolated remark
was made out of frustration and anger over the manner in which his
case had been received by Spear, and was impulsive and not
designed.
In considering whether Showalter's outburst was in any way
provoked by the Respondent's conduct, the record demonstrates that
Showalter presented what he considered to be a compelling argument
in favor of raising Lovett's evaluation including documentation,
and that Spear had refused to consider upgrading Lovett's
evaluation. Showalter added that Spear told him that he had "other"
information which Showalter knew could only have come from Rieck.
Wright, who was also present at the meeting, testified that despite
all the information that was presented by Showalter, Spear was
unresponsive and he stated to Showalter that "you don't have all
the information I have on him" referring to Rieck. Thus, after
presenting what he thought was an overwhelmingly good case, only to
have it rejected in an indifferent manner by Spear, it is
reasonable to conclude that Showalter reacted to Spear's statement
that he had "other" information in an angry manner. Consequently,
it is found that Spear's response to what Showalter thought was a
compelling case could reasonable be found to have provoked
Showalter to make the remark about Rieck. Furthermore, this case
involved a single isolated incident of profane language which
Respondent failed to show warranted the type discipline given to
Showalter. Thus, Respondent offered no evidence that it had
disciplined any employees for using profanity although the record
revealed that use of profanity by employees in this institutional
setting was commonplace.
Finally, Defense Mapping Agency deals with the nature
of the intemperate language and conduct. Here, the Respondent
asserts that the single remark "fucking bitch" constitutes flagrant
misconduct because it was of such an outrageous and insubordinate
nature that it must be removed from the protection of the Statute.
It is well established that an employee, when acting in his/her
capacity as a union representative, is entitled to greater latitude
in both speech and action than in normal circumstances. Grissom
AFB, 51 FLRA at 7; INS, 44 FLRA at 1395. Conduct that
has been found flagrant misconduct and outside the ambit of
protected activity can be found in Veterans Administration
Medical Center, Birmingham, Alabama and American Federation
of Government Employees, Local 2207, 35 FLRA 553 (1990);
Veterans Administration, Washington, DC and Veterans
Administration Medical Center, Cincinnati, Ohio, 26 FLRA 114
(1987). The instant case, however, does not involve either
life-threatening conduct or racial epithets as found in the above
cases.
Respondent argues that the term "bitch" is a "knock on the
female gender" and therefore sexist. Although there is a clearly
expressed policy against sexual discrimination in the workplace and
sexual stereotyping tends to undermine that policy, which I am
certain the Authority endorses, sexual epithets do not fall within
the protection of the Statute. More importantly, however, record
testimony illustrated that the term "bitch" is not considered a
sexual epithet at Respondent's facility. Quite clearly, the record
reveals that the term "bitch" is commonly used by employees who
work at the prison. Thus, Wright testified that managers and
supervisors have referred to her as a "bitch" and have made
comments such as "you know, you can be a real bitch." Furthermore,
Showalter stated that the employees at the prison use profanity
frequently on the job, and the use of profanity is common in a
prison environment. Showalter added that during the negotiations
for a local supplemental collective bargaining agreement both sides
exchanged profanity back and forth. Even Rieck admitted that
Respondent's negotiators would occasionally curse during the
negotiations using words such as "shit" and "damn." Thus it appears
to the undersigned that both employees and management officials at
the prison use forms of profanity with impunity. Moreover, even if
the term "bitch" is considered to be a sexual epithet, the use of
such language by Union officials while engaged in protected
representational activity does not necessarily constitute flagrant
misconduct.
It is also my opinion that the Respondent failed to
establish a legitimate justification for suspending Showalter. In
this regard, the record shows that the use of profanity and even
the use of the term "bitch" are common at Respondent's facility.
Furthermore, there is no evidence that anyone other than Spear and
Wright overheard Showalter's remark. In these circumstances, it can
only be concluded that the reasons asserted by the uncorroborated
testimony of the Warden are a pretext. Department of the Air
Force, Ogden Air Logistics Center, Hill Air Force Base,
Utah, 35 FLRA 891 (1990). Accordingly, it is found that
Showalter's remark was within the ambit of protected activity and
it was the only reason for his 3 day suspension.
In summary, the record in this case demonstrated by a
preponderance of the evidence that Showalter was engaged in
protected representational activity at the time he made the remark
about Rieck, and that the remark did not amount to flagrant
misconduct because: (1) the comment was made during a
labor-management discussion in a closed room and there is no
evidence that it was heard by anyone other than the three
participants in that meeting; (2) the comment was impulsive, not
premeditated; (3) Showalter was provoked by Spear's mentioning of
"other" information which Showalter knew could have only come from
Rieck; and (4) the language contained in the comment was well
within the "leeway" afforded to employees acting as Union
representatives. Despite the fact that all of the factors mentioned
in Defense Mapping Agency were met in the case at hand, it
should be noted that the Authority has also held that these factors
need not be cited or applied in any particular way in determining
whether an action or conduct constitutes flagrant misconduct.
U.S. Department of Defense, Defense Logistics Agency and
American Federation of Government Employees, Local 2963, 50
FLRA 212 (1995). In Defense Logistics Agency, the Authority
held that although the grievant's statements were found by the
arbitrator to be not impulsive, and not made as a response to a
specific act by the supervisors, the statement was still found not
to be of such outrageous and insubordinate nature as to remove it
from the protection of the Statute. Here, there is an isolated use
of profanity directed at someone who was not participating in the
meeting and is not alleged to have overheard the remark. In my
view, Showalter's remark does not amount to flagrant misconduct as
defined by case law. Moreover, since there is no corroboration or
documentation to support Respondent's claim of a legitimate
justification for its action, I am constrained to conclude that
Respondent's reasons for suspending Showalter for protected
activity he engaged in as a Union representative are pretextual.
SeeDepartment of Housing and Urban Development, Pennsylvania
State Office, Philadelphia, Pennsylvania, 53 FLRA 1635 (1998).
Accordingly, it is found that Showalter's statement fell within the
ambit of protected activity and that disciplining him for that
remark was discriminatorily motivated.
It is concluded that the General Counsel established by a
preponderance of the evidence that Showalter's 3-day suspension was
motivated solely by his protected activity. It is also concluded
that the Respondent's proffered reasons for its action were
pretextual and not supported by the record. Accordingly, it is
found that Respondent violated section 7116(a)(1) and (2) of the
Statute by suspending Showalter for protected conduct that occurred
while acting in his capacity as a union representative engaged in a
labor relations meeting.
Accordingly, it is recommended that the Authority adopt the following:
ORDER
Pursuant to section 2423.41(c) of the Authority's Rules and
Regulations and section 7118 of the Federal Service
Labor-Management Relations Statute, the U.S. Department of Justice,
Federal Bureau of Prisons, Federal Medical Center Fort Worth,
Texas, shall:
1. Cease and desist from:
(a) Interfering with, restraining, or coercing its
employees by disciplining Patrick Showalter or any other
representative of the American Federation of Government Employees,
Local 1298, the exclusive representative of a unit of our
employees, for conduct engaged in while performing union
representational duties under the Statute.
(b) In any like or related manner, interfering with,
restraining, or coercing our employees in the exercise of their
rights assured by the Federal Service Labor-Management Relations
Statute.
2. Take the following affirmative action in order to
effectuate the purposes and policies of the Statute:
(a) Expunge from its files all records of, and
references to, the 3-day suspension given to Patrick Showalter, and
make him whole by reimbursing him for all losses he incurred as a
result of the 3-day suspension, including backpay with interest,
and any other benefits lost due to the suspension.
(b) Post at its facilities where bargaining unit
employees represented by the American Federation of Government
Employees, Local 1298 are located, copies of the attached Notice on
forms to be furnished by the Federal Labor Relations Authority.
Upon receipt of such forms, they shall be signed by the Warden,
U.S. Department of Justice, Federal Bureau of Prisons, Federal
Medical Center, Fort Worth, Texas, and shall be posted and
maintained for 60 consecutive days thereafter, in conspicuous
places, including all bulletin boards and other places where
notices to employees are customarily posted. Reasonable steps shall
be taken to ensure that such Notices are not altered, defaced, or
covered by any other material.
(c) Pursuant to section 2423.41(e) of the
Authority's Rules and Regulations, notify the Regional Director,
Dallas Regional Office, Federal Labor Relations Authority, in
writing, within 30 days from the date of this Order, as to what
steps have been taken to comply.
Issued, Washington, DC, June 29, 2000.
_____________________
ELI NASH, JR.
Administrative Law Judge
NOTICE TO ALL EMPLOYEES
POSTED BY ORDER OF THE
FEDERAL LABOR RELATIONS AUTHORITY
The Federal Labor Relations Authority has found that the U.S.
Department of Justice, Federal Bureau of Prisons, Federal Medical
Center, Fort Worth, Texas, violated the Federal Service
Labor-Management Relations Statute, and has ordered us to post and
abide by this Notice.
WE HEREBY NOTIFY OUR EMPLOYEES THAT:
WE WILL NOT interfere with, restrain, or coerce our employees by
disciplining Patrick Showalter or any other representative of the
American Federation of Government Employees, Local 1298, the
exclusive representative of our employees, for activity protected
by the Federal Service Labor-Management Relations Statute.
WE WILL NOT, in any like or related manner, interfere with,
restrain, or coerce our employees in the exercise of their rights
assured by the Federal Service Labor-Management Relations
Statute.
WE WILL expunge from our files all records of, and references
to, the 3-day suspension given to Patrick Showalter and make him
whole by reimbursing him for all losses he incurred as a result of
the 3-day suspension, including backpay with interest, and any
other benefits lost due to the suspension.
_____________________________________
(Respondent/Agency)
Dated:_______________ By:_____________________________________
(Signature) (Warden)
This Notice must remain posted for 60 consecutive days from the
date of posting and must not be altered, defaced, or covered by any
other material.
If employees have any questions concerning this Notice or
compliance with its provisions, they may communicate directly with
the Regional Director, Dallas Regional Office, whose address is:
525 Griffin Street, Suite 926, Dallas, TX 75202 and whose telephone
number is: (214)767-4996.
1. Although this case was consolidated for hearing with Case No. DA-CA-90712, the parties decided to sever the cases for a separate decision. Therefore, a separate decision will be issued in DA-CA-90711, today.