United States of America
before THE FEDERAL SERVICE IMPASSES PANEL
)
In the Matter of )
DEPARTMENT OF THE AIR FORCE )
SCOTT AIR FORCE BASE )
SCOTT AFB, ILLINOIS )
and ) Case No. 91 FSIP 82
)
LOCAL R7-23, NATIONAL ASSOCIATION )
OF GOVERNMENT EMPLOYEES, SEIU, )
AFL-CIO )
3
DECISION AND ORDER
Local R7-23, National Association of Government Employees, SEIU (Union)
filed a request for assistance with the Federal Service Impasses Panel
(Panel) to consider a negotiation impasse under the Federal Service
Labor-Management Relations Statute, 5 U.S.C. § 7119, between it and the
Department of the Air Force Scott Air Force Base, Scott AFB, Illinois
(Employer).
After investigation of the request for assistance, the Panel determined
that the impasse concerning a 1986 reduction in force (RIF) should be
resolved through written submissions from the parties, with the Panel to take
whatever action it deemed appropriate to resolve the impasse. Written
submissions were made pursuant to this procedure, and the Panel now has
considered the entire record.
BACKGROUND
The Employer is headquarters for the Military Airlift Command (MAC),
which provides logistical military airlift services to activities of the
Department of Defense. Its mission is to provide support services, including
among others, supply, communications, personnel, medical, and commissary, to
MAC units stationed on the base. The Union represents two bargaining units;
only the appropriated-fund unit, consisting of approximately 2,500 General
Schedule (GS) and Wage Grade (WG) employees, is involved in this dispute.1/
GS employees work in a broad range of occupations including engineer,
1/ The second unit consists of approximately 500 nonappropriated-fund employees
who are covered under a separate labor agreement.
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engineering technician, contracting specialist, and computer operator or
specialist. WG employees hold such jobs as cook, waiter, sales store checker,
mechanic, child care provider, and custodial or store worker, among others.
They are covered by a collective-bargaining agreement (CBA) which is to
expire in April 1993.
The dispute arose during impact-and-implementation bargaining over a
1986 RIF at the base Commissary, which the Employer conducted after it
contracted out certain jobs without first negotiating with the Union.2/
Approximately 20 WG employees who worked as custodial or store workers were
affected by the RIF. Three issues remain for the Panel's consideration.3/
ISSUES
The parties disagree over (1) placement rights, (2) waiver of
qualifications for available positions, and (3) offers of
2/ In Department of the Air Force Scott Air Force Base. Illinois and National
Association of Government Employees .
Local R7-23, SEIU. AFL-CIO, 35 FLRA 844 (1990), the Authority found that
the employer violated §§ 7116(a)(1) and (5) of the Statute when it
issued RIF notices to bargaining-unit employees without first fulfilling
its obligation to bargain with the union over procedures for
implementing the 1986 Commissary RIF and appropriate arrangements for
affected employees. It ordered the parties to bargain, with the
resulting agreement to have retroactive application. Moreover, as an
additional remedy for the employer's unlawful conduct, the Authority
authorized a back pay award, conditioned on the outcome of bargaining,
for any bargaining-unit employee who suffered a withdrawal or reduction
in pay, allowances, or differential as a result of the RIF.
3/ In its request for Panel assistance, the Union indicated that the parties
were at impasse over its proposal which provided that Commissary
employees be returned to their previous positions should the contract
with the contractor be terminated in the future. Since the Union did not
include or discuss that proposal in its submissions to the Panel, we
will consider it as having been withdrawn. In its rebuttal statement,
the Union accepted the Employer's proposal on combining part-time
positions to create full-time positions when the latter are not
otherwise available to accommodate full-time employees whose positions
have been eliminated through the Commissary RIF.
full-time positions to part-time employees when no part-time positions are
available.
POSITIONS OF THE PARTIES
1. Placement Rights
a. The Employer's Position
The Employer proposes the following:
Each unit employee who is downgraded and entitled to grade
retention will receive mandatory promotion rights for 2 years
after which they will receive priority referral until they are
[]promoted to the grade from which they were downgraded. Each unit
employee who is downgraded and not entitled to grade retention
will receive priority referral until they are []promoted to the
grade from which they were downgraded. Each unit employee who is
separated because of [the] RIF will be placed on the Reemployment
Priority List and receive mandatory placement for a period of 2
years if they have career tenure, or 1 year if they are career
conditional.
The Panel should not adopt the Union's proposal, which is the policy the
parties agreed would be followed in future RIFs, because, on an earlier date,
the Union rejected the same proposal when made by the Employer to settle this
case. In this regard, the Employer notes that its earlier offer to settle
this issue by agreeing to what is now the Union's proposal was contingent on
the Union making specific concessions on the remaining issues.
b. The Union's Position
The Union proposes the following:
[The Employer shall] offer each employee affected by [the 1986
Commissary] RIF mandatory placement into the best position
available that would best minimize the impact on the employee in
accordanc[e] with applicable laws rules and the
collective[-]baraainina aqreement. This will include continued
mandatory referral and selection of RIFed employees beyond the
2-year grade retention period unless an exception is granted by
the Civilian
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Personnel Officer/desiqnee for good cause on a case-by-case basis.
Affected employees will be identified in priority I of AFR 40-300.
Attachment 2. The [E]mployer will apply this rule retroactively to
all employees who were adversely impacted by the [1986]
[C]ommissary reduction[]in[]force in such a manner that they will
not suffer from the retroactive application. The [E]mployer will
not adversely impact any current employees who may not now be
holding their current position[s] had the originally impacted
employees been placed as vacancies occurred.4/ [Emphasis added.]
This proposal is negotiable. The underscored wording is the placement
rights policy agreed to by the parties for future RIFs. The Union will not
agree to the same policy for the 1986 Commissary RIF in the absence of
assurances from the Employer that it would be applied retroactively.
4/ This proposal was proffered by the Union in its rebuttal statement in
response to the Employer's allegation in its initial submission that the
Union's original proposal was nonnegotiable because it (1) violated (a)
FPM Supp. 990-2, Book 536 and FPM Chapter 335, (b) the negotiated
Department of Air Force Regulation 40-300; and (2) interfered with
management's right to select the best qualified candidates for positions
it determined to fill. The Union's original proposal was the following:
[U]nit employees who are downgraded or separated [to] be
given permanent mandatory placement rights into appropriate
jobs as vacancies occur until each such employee attains
his/her grade back or refuses an appropriate offer to the
grade from which downgraded or separated
In support of the above proposal, the Union argued that (1) there are no
acceptable reasons for prescribing any time limitation for priority
referral and mandatory selection of RIFed employees for available jobs
for which they are qualified, and (2) the Employer could waive
qualification standards. The 2-year limitation for mandatory selection
provided for under Department of the Air Force regulations is "patently
unfair and arbitrary." Employees who were
(Continued)
CONCLUS IONS
Having evaluated the proposed provisions, we find that the Union's
provides an equitable basis for resolving the dispute concerning employees'
placement rights. In our view, this provision should protect the interests of
the Employer, Commissary employees RIFed in 1986, and current employees
alike. In this regard, continued employment with minimal economic impact is
of paramount interest to employees facing a RIF. The Employer, on the other
hand, has an interest in being able to select the best qualified individuals
to fill available positions. We are persuaded that both interests would be
served by requiring the Employer to provide RIFed Commissary employees with
job referrals and placements in conformity with the law and the CBA after the
expiration of the 2-year grade retention period, except for good cause as
determined by the Employer on an individual basis. Finally, over 5 years have
passed since the Employer implemented the Commissary RIF without first
bargaining with the Union. It is possible that there now are employees who
are (1) in better positions than they would have been had this provision been
in effect when the RIF was implemented, or (2) in their positions because
this provision was not in effect when the RIF was implemented. Since the
retroactive application of this provision as ordered by the Authority2/
undoubtedly is meant to help, not harm, employees, we believe that under the
circumstances of this case, wording should be included in the provision which
ensures that its retroactive application does not harm current employees,
whether or not involved in the 1986 RIF.
(Continued)
downgraded in the RIF retained grade for only 2 years; therefore, their
"need" for mandatory selection for vacant positions at their previous
grades was greater after those first 2 years following the RIF. In this
regard, since August 1988, the Employer has posted vacancy announcements
for WG positions with the same job titles and at the same grades as
those from which Commissary employees were RIFed. (It submitted listings
of these job vacancies.) Thus, "nearly all, if not all, of the impacted
employees would have [] their grade[s] and job[s] back" had the
mandatory selection policy which the Union proposes been in place at the
conclusion of the 2-year grade retention period.
5/ See supra note 2.
2. Waiver of Qualifications
a. The Employer's Position
The Employer proposes to give "sincere consideration to waiving or
amending nonmandatory qualifications" for available positions, if in its best
interest and that of the employees. The parties already have agreed to follow
this waiver policy for future RIFs, although the Union would not accept it in
settlement of the matter for the 1986 Commissary RIF. The Employer argues,
without explanation, that this policy is consistent with the Authority's
decision in National Treasury Employees Union and Department of Health and
Human Services.
Region X, X, 25 FLRA 1041 (1987) (NTEU). The Union's proposal, on the other
hand, is nonnegotiable because it would (1) "require management to waive
qualifications in every employee's situation;" (2) "prohibit management from
determining a candidate's qualifications;" and (3) "violate [management's]
right to select employees."
b. The Union's Position
Under the Union's proposal "waivers to qualifications [would] be granted
[to RIFed Commissary employees] where the mission [of the Employer] would not
be adversely impacted and where such waivers would be within the discretion
of management to grant." This proposed provision, which is similar to that
which will govern future RIFs, is an "appropriate accommodation" for affected
employees; therefore, the Employer's allegation that it is nonnegotiable
cannot be sustained. It promotes the retention of "experienced employees who
meet the basic X-118 standards and [] only need a little help to keep their
job[s]" without having an adverse impact on the Employer's mission. This is a
"sound management practice and makes for good morale."
CONCLUSIONS
Pursuant to the Authority's decision in Commander Carswell Air Force Base
Texas and American Federation of Government Employees. Local 1364, 31 FLRA
620 (1988), the Panel may resolve duty-to-bargain questions which arise in
the context of impasse proceedings by applying existing Authority precedent.
In this regard, we know of no proposal which is similarly worded to the
Union's which has been considered previously by the Authority. We will not,
however, decline to retain jurisdiction over this issue. We are persuaded
that, under the circumstances of this case, no useful purpose would be served
by doing so when, in its discretion, the Panel may order the adoption of a
provision which disposes of the Employer's nonnegotiability concerns while
retaining the intent of the
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Union's proposal.7/ Accordingly, we shall order the parties to adopt a
provision which allows the Employer to waive nonmandatory qualifications to
the maximum extent feasible, consistent with the needs of the agency to carry
out its mission.7/ This provision should ameliorate the impact of the RIF on
employees while still allowing the Employer to accomplish its mission in an
effective and efficient manner.
3. Offers of Full-time Positions to Part-time Employees
a. The Employer's Position
The Employer "w[ould] consider offering vacant full[-]time positions to
other-than-full-time employees in lieu of RIF separation or other RIF
actions," which is consistent with FPM Supp. 351-1, Subchapter S5, paragraph
S5-6c(1). The Union would not accept management's offer to settle this issue
by including Commissary employees RIFed in 1986 in the Scott Air Force Base
"job sharing program."
b. The Union's Position
The Union proposes that "part-time employees who are perma[n]ent be
assigned to vacant full[-]time positions that management intends to fill,
where qualified, and if there are no available appropriate part-time
positions after the full-time employees have been placed."8/ This proposal is
negotiable as an "appropriate accommodation" for affected
6/ 5 C.F.R. § 2471.11(a) (1991).
7/ In NTEU, supra at 1047-50, the Authority found a provision including
virtually identical wording to be negotiable as an appropriate
arrangement under § 7106(b)(3) of the Statute.
8/ The Union proffered this proposal in its rebuttal statement when the
Employer declared for the first time in its initial submission that the
Union's original proposal was nonnegotiable The original proposal
provided that the Employer assign "part-time employee who [were]
permanent [] to vacant full[-]time positions, if there [were] no
available appropriate part-time positions after full[-]time employees
h[ad] been placed." The Employer had argued that the proposal would
interfere with management's right to (1) select the employees who are
best qualified for the vacant positions and (2) not fill vacant
positions. In support of its position it cites the Authority's decision
in
(Continued)
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part-time employees. Also, there is precedent for such an accommodation in
the "job sharing program," which allows the Employer to "fill positions with
more than one employee."
CONCLUSIONS
After examining the parties' positions, we conclude that the Union's
proposal provides an adequate resolution to the matter.9/ In our view, the
Union's proposal balances the Employer's interest in retaining discretion to
fill full-time vacancies, if at all, in a manner that meets its operational
needs against part-time employees' interest in remaining employed.
ORDER
Pursuant to the authority vested in it by the Federal Service
Labor-Management Relations Statute, 5 U.S.C. § 7119, and because of the
failure of the parties to resolve their dispute during the course of the
proceedings instituted under
(Continued)
International Brotherhood of Electrical Workers. Local 2080 and
Department of the Army, Army Engineer District.
Nashville Tennessee, 32 FLRA 347 (1988) (Provisions 3 and 4). Also, FPM
Supp. 351-1, Subchapter 3, paragraph S3-3b(4) provides that
"[f]ull[-]time positions are in a different competitive level than
part-time positions[,]" which makes part-time employees ineligible for
mandatory placement into full-time positions.
9/ We note that the Authority has found proposals which are to the same affect
as the Union's in this case to constitute appropriate arrangements under
§ 7106(b)(3) of the Statute. See, e.g., American Federation of
Government Employees, AFL-CIO, Local 2635 and Naval Communications Unit
Cutler East Machias Maine, 30 FLRA 41, 43 (1987) (Proposal 1); and
International Plate Printers Die Stampers and Engravers Union of North.
America, AFL-CIO
Local 2 and Department of the Treasury, Bureau of Engraving
and Printing, Washinqton. D.C., 25 FLRA 113, 140 (1981) (Proposal 32),
among others. Although those proposals are not worded the same, they all
were construed by the Authority as allowing management to fill vacant
positions with qualified employees who would otherwise lose their jobs
because of a RIF, but only after management decides to fill those
vacancies.
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the Panel's regulations, 5 C.F.R. § 2471.6(a)(2), the Federal Service
Impasses Panel hereby orders the following:
1. Placement Rights
The parties shall adopt the Union's proposal.
2. Waiver of Qualifications
The parties shall adopt the following wording:
The Employer shall waive nonmandatory qualifications to the
maximum extent feasible, consistent with the needs of the agency
to carry out its mission.
3. Offers of Full-time Positions to Part-time Employees
The parties shall adopt the Union's proposal.
By direction of the Panel.
Linda A. Lafferty
Executive Director
April 3, 1992
Washington, D.C.