[ v45 p1324 ]
45:1324(132)AR
The decision of the Authority follows:
45 FLRA NO. 132
U.S. DEPARTMENT OF THE NAVY
NAVAL AVIATION
DEPOT
CHERRY POINT, NORTH CAROLINA
(Agency)
and
INTERNATIONAL ASSOCIATION OF MACHINISTS AND
AEROSPACE WORKERS
LODGE
2297
(Union)
0-AR-2280
DECISION
Before Chairman
McKee and Members Talkin and Armendariz.
I. Statement of the Case
This matter is before the Authority on exceptions to an
award of
Arbitrator Charles H. Frost filed by the Agency under
section 7122(a) of
the Federal Service Labor - Management
Relations Statute (the Statute) and
part 2425 of the Authority's
Rules and Regulations. The Union filed an
opposition to the
Agency's exceptions.
The Arbitrator sustained a
grievance in which the grievant
claimed that he was denied the opportunity
to work overtime in
his assigned organization while he was on detail to
another
organization. The Arbitrator ordered the Agency to pay the
grievant for 170 hours of overtime work. The Agency filed
exceptions with
the Authority asserting that the Arbitrator's
award is contrary to the Back
Pay Act, 5 U.S.C. 5596. For the
following reasons, we will deny the
Agency's exceptions.
II. Background and Arbitrator's Award
The grievant was detailed from his duty station in the 960
Division to
a duty station in the 670 Division. The detail lasted
from March 4, 1991,
until July 1, 1991. While on the detail, the
grievant was not offered
overtime work in his old duty station in
the 960 Division. He filed a
grievance claiming that he had lost
the opportunity to perform 170 hours of
overtime work. In the
grievance, the grievant asserted that another
employee in the 960
Division who had also been detailed to the 670 Division
had been
assigned overtime work in the 960 Division while on detail to
the
670 Division. The grievant charged that the Agency had violated
Article 23, Section 1 of the parties' collective bargaining
agreement by
not assigning him overtime work in a fair and
equitable manner. 1
The grievance was not resolved and was submitted to
arbitration. The
parties were unable to agree on an issue and the
Arbitrator framed the
issue as follows:
Did the (Agency) violate Article 23, Section 1 of
the
agreement when it did not afford (g)rievant the opportunity to
work
overtime while he was detailed to another division between
March 4, 1991
and July 1, 1991. If so, what should the remedy
be?
Award at
5.
The Arbitrator noted that the parties entered into
stipulations
as to the facts underlying the grievance, including
a stipulation that
"(t)his grievance is based on the lost
opportunity to work 170 hours
overtime." Id. at 3, Stipulation 3.
The parties also stipulated that
another employee in the 960
Division worked overtime in the 960 Division on
April 27 and June
8, 1991, while on detail to the 670 Division.
The Union asserted before the Arbitrator that the grievant
had been
told by his former supervisor that employees detailed
outside the 960
Division were not eligible for overtime
assignments within that division
while on detail, yet another
detailed employee had received overtime
assignments within the
960 Division on two occasions while on detail to
another
division. The Union claimed, therefore, that the grievant was
not
treated fairly and equitably as required by the agreement. The
Agency contended before the Arbitrator that the policy of the 960
Division
was to not assign regular or overtime work to employees
while they were
detailed to another division. Therefore, the
Agency argued, there was no
obligation to assign overtime work
in the 960 Division to the grievant
while he was on detail to
another division and the grievant was not
entitled to 170 hours
of retroactive overtime pay, regardless of whether
another
employee in a similar situation was erroneously assigned
overtime
work in the 960 Division by a supervisor.
The Arbitrator
found that the circumstances of the case
showed that the Agency acted in
good faith toward the grievant
and did not deny him overtime opportunity as
a result of "any
ulterior motive." Award at 9. The Arbitrator noted that
the
agreement was silent concerning relief for Agency errors in
assigning overtime and stated:
(U)nder these circumstances, it is
implied that the parties
intended to vest in the Arbitrator the authority
to fashion the
form of relief which would be equitable and which would
afford
content and meaning to the parties(') agreement.
Id. at 10.
He noted that in cases in which a grievant is
harmed by an agency's
violation of a contract, "the person
deprived of the contract benefit
should be made whole for the
loss (and is) entitled to compensatory
damages, no more and no
less." Id.
The Arbitrator then
examined the provisions of the parties'
collective bargaining agreement
dealing with the assignment of
overtime and concluded that based on the
record, the grievant was
entitled to have been offered overtime in the 960
Division. The
Arbitrator noted the testimony showing that other employees
in
situations similar to that of the grievant had been offered
overtime
work. The Arbitrator also noted that management's
statement of overtime
policy for the 960 Division was issued
after the grievance in this case was
filed and left open the
question of whether one division can establish an
overtime policy
that is different from the policies of other
divisions.
Noting awards by other arbitrators giving grievants
monetary
remedies for management violations of overtime policies, the
Arbitrator made the following award:
1. The (Agency) violated Article
23, Section 1, of the
agreement when it did not afford (g)rievant the
opportunity to
work overtime while he was detailed to another division
between
March 4, 1991 and July 1, 1991.
2. Grievant shall be paid
for 170 hours at the applicable
overtime rate.
Id. at 18.
III. Positions of the Parties
A. The Agency
The Agency
contends that the award is contrary to the Back
Pay Act. In support of its
contention, the Agency asserts that
the Arbitrator failed to make the
required causal connection
between a violation of the parties, collective
bargaining
agreement and the failure of the grievant to be given
overtime
work to which he was entitled. The Agency maintains that "the
award does not make clear whether, but for the detail, the
grievant would
have received the overtime." Exceptions at 5.
The Agency also contends
that the Arbitrator failed to
provide a rational basis for his award and
did not provide the
degree of articulation required by Authority precedent
to support
awards of backpay under the Back Pay Act. According to the
Agency, "the (A)rbitrator leaped from an analysis of whether a
contract
violation had occurred directly to a determination of
the award ... (and)
neglected to explain how he arrived at an
award of 170 hours overtime pay
and why such an award was
warranted." Id. at 6-7. The Agency asserts that
the award of 170
hours of overtime pay "is inconsistent with a
realistic
assessment of the amount of overtime the grievant would have
worked(,)" as that number represents the total amount of overtime
hours the
grievant could have worked if he had been offered and
accepted all possible
assignments. Id. at 7. The Agency maintains
that "the (A)rbitrator has not
sought to argue that the grievant
would have earned that amount of
overtime, but rather that he was
entitled to it as damages." Id. at
8.
B. The Union
The Union contends that the Agency's
exceptions are untimely
filed and should be dismissed. Regarding the merits
of the
Agency's exceptions, the Union denies that the award is contrary
to the Back Pay Act and maintains that the Arbitrator found that
the Agency
committed an unjustified and unwarranted personnel
action by violating the
parties' collective bargaining agreement
and that the violation resulted in
a reduction in overtime pay
the grievant would have received.
The
Union contends that the award of 170 hours of overtime
pay is correct and
is what the grievant "normally" would have
received for purposes of the
Back Pay Act. Opposition at 1. The
Union notes that there is no provision
under the Back Pay Act
for deducting times during which an employee might
have been
absent for sickness or might have elected not to work. The
Union
argues that the parties agreed in the stipulations of facts
submitted to the Arbitrator that the amount of 170 hours of
overtime pay
was claimed by the grievant and that the
stipulations "clearly establish a
causal connection between the
(g)rievant's detail and an entitlement to the
170 hours of
overtime." Id. at 2.
IV. Analysis and Conclusions
A. Preliminary Matter
We find no merit in the Union's contention
that the
Agency's exceptions were untimely filed. The time limit for
filing exceptions to an arbitration award is 30 days beginning on
the date
the award is served on the filing party. 5 C.F.R.
2425.1(b). The date of
service is the date the arbitration award
is deposited in the U.S. mail or
is delivered in person. 5 C.F.R.
2429.27(d). The record in this case
indicates that the
Arbitrator's award, although dated April 1, 1992, was
mailed to
the parties on April 7, 1992, as evidenced by the postmark on
the
envelope containing the Arbitrator's award. See Exceptions,
Attachment 1. The 30-day period for filing exceptions to the
award began on
April 7. 1992, and expired on May 6, 1992. 5
C.F.R. 2425.1(b). As the award
was served by mail, 5 additional
days were added to the due date. 5 C.F.R.
2429.22. Therefore, any
exception to the award had to be either postmarked
by the U.S.
Postal Service or received in person at the Authority no
later
than May 11, 1992, in order to be timely filed. The Agency's
exceptions were delivered to the Authority on that date and are,
therefore,
timely filed. See National Federation of
Federal Employees, Council of
Veterans Administration Locals and
U.S. Department of Veterans Affairs, 45
FLRA 38 (1992).
B. The Award Is Not Contrary to the Back Pay Act
Under the Back Pay Act, an award of backpay is authorized
only when
the grievant has been affected by an unjustified or
unwarranted agency
personnel action that has resulted in the
withdrawal or reduction of all or
part of the grievants pay,
allowances, or differentials. The Authority has
held that, in
order to award backpay, an arbitrator must find that: (1)
the
aggrieved employee was affected by an unjustified or unwarranted
personnel action; (2) the personnel action directly resulted in
the
withdrawal or reduction of the grievants pay, allowances, or
differentials;
and (3) but for such action, the grievant
otherwise would not have suffered
the withdrawal or reduction.
For example, U.S. Department of Health and
Human Services, Family
Support Administration, Washington, D.C. and
National Treasury
Employees Union, Local 250, 42 FLRA 347, 357 (1991). In
this
case, the Arbitrator made the required findings for an award of
backpay.
The Arbitrator specifically found that the Agency
violated
the parties' agreement regarding the assignment of overtime by
failing to distribute overtime fairly and equitably. Violation of
a
collective bargaining agreement constitutes an unjustified or
unwarranted
personnel action under the Back Pay Act. See U.S.
Department of Justice,
Immigration and Naturalization Service and
American Federation of
Government Employees, National Immigration
and Naturalization Service
Council, 42 FLRA 222, 232 (1991).
Where it is established that employees
entitled to overtime under
a collective bargaining agreement do not receive
that overtime
because of a violation of the collective bargaining agreement
by
an agency, an arbitrator can find that those employees are
entitled
to compensation for the lost overtime. See Federal
Employees Metal Trades
Council and U.S. Department of the Navy,
Portsmouth Naval Shipyard,
Portsmouth, New Hampshire, 39 FLRA 3
(1991). Therefore, the Arbitrator's
award, based on the Agency's
violation of the collective bargaining
agreement, meets the first
requirement for an award of backpay under the
Back Pay Act.
Further, the Arbitrator found that the Agency had
given
other employees the opportunity to work overtime in the 960
Division while those employees were on detail outside the 960
Division.
Consequently, the Arbitrator stated that he
was "compelled to support the
position of the Union." Award at
16. We conclude that the Arbitrator
effectively found that,
because of the Agency's unwarranted and unjustified
personnel
action, the grievant was deprived of overtime compensation
that
he would have received if the Agency had not failed to comply
with
Article 23, Section 1 of the agreement. Although the
Arbitrator did not
state specifically that the loss of overtime
compensation would not have
occurred but for the Agency's
violation of the agreement, he made the
required finding of a
direct causal connection between the two events when
he found
that the record in the case supported the Union's position
that
the grievant was unfairly deprived of overtime opportunities
because other employees similarly situated were assigned
overtime.
An arbitrator is not required to make an explicit "but for"
finding that
there is a direct causal connection between an
agency's improper act and
the loss of pay by an employee. Such a
causal connection can also be
implicit in the arbitrator's award.
See American Federation of Government
Employees, Local 31 and
U.S. Department of Veterans Affairs, Medical
Center, Cleveland,
Ohio, 41 FLRA 514, 517 (1991). In this case, the
Arbitrator
found that there was a direct causal connection between the
Agency's violation of the agreement and the grievants loss of the
opportunity to work overtime. Further, the Arbitrator implicitly
found
that, but for the violation of the agreement, the grievant
would have
worked that amount of overtime. Therefore, the award
satisfies the second
and third requirements for the award of
backpay to the grievant.
We find no merit in the Agency's contentions that the award
is contrary to
the Back Pay Act because the Arbitrator improperly
calculated the amount of
overtime the grievant would have worked
if the Agency had offered him the
opportunity to work overtime in
the 960 Division while he was on detail.
The grievant claimed
that he would have worked 170 hours of overtime if he
had been
given the opportunity and the parties stipulated that "(t)his
grievance is based on the lost opportunity to work 170 hours (of)
overtime." Award at 3. Further, the Agency concedes that there
was a
"possible total of 170 hours of overtime" available during
the period in
question. Exceptions at 7. The Agency's exception
with regard to the amount
of backpay awarded the grievant
constitutes mere disagreement with the
Arbitrator's finding that
the grievant was entitled to backpay for 170
hours of lost
overtime and provides no basis for finding the award
deficient.
See National Federation of Federal Employees, Local 259 and
U.S.
Department of the Army, Corps of Engineers, Memphis
District,
Memphis, Tennessee, 45 FLRA 773, 779 (1992) (mere
disagreement with an
arbitrator's reasoning and conclusions and
findings of fact provides no
basis for finding an award
deficient under section 7122(a) of the
Statute).
Further, we disagree with the Agency's contention that
the
Arbitrator's award of backpay to the grievant for 170 hours of
overtime work constitutes an improper award of damages. The
Arbitrator's
award is based on the stipulations of the parties
that the grievant claimed
entitlement to that amount of overtime
and the fact that a total of 170
hours of overtime was available
during the time period in question. The
Arbitrator found that the
grievant would have performed that amount of
overtime work if he
had been given the opportunity. The Arbitrator's award
of backpay
for 170 hours of overtime work does nothing more than
reimburse
the grievant for the lost overtime pay. We find nothing in
the
award that supports the Agency's contention that the Arbitrator
awarded damages instead of reimbursement of pay to which the
grievant was
entitled. See U.S. Department of the Interior,
Bureau of Reclamation, Great
Plains Region and International
Brotherhood of Electrical Workers, Local
1759, 42 FLRA 902
(1991), request for reconsideration denied, 43 FLRA 314
(1991).
Consequently, this contention provides no basis for finding the
award deficient.
In conclusion, the Agency's exceptions fail to
establish
that the Arbitrator's award is contrary to the Back Pay Act
or
otherwise deficient. Accordingly, we will deny the exceptions.
V. Decision
The Agency's exceptions are denied.
FOOTNOTES
Footnote 1 Article 23, Section 1 of the parties'
collective
bargaining agreement provides: The Employer agrees that
the
provisions of this agreement and all rules and regulations
controlling working conditions and benefits for members of the
bargaining
unit will be administered fairly and equitably.
Award at 7.