22:0314(30)NG - NTEU Chapter 26 and IRS, Atlanta District -- 1986 FLRAdec NG
[ v22 p314 ]
22:0314(30)NG
The decision of the Authority follows:
22 FLRA No. 30 NATIONAL TREASURY EMPLOYEES UNION, CHAPTER 26 Union and INTERNAL REVENUE SERVICE, ATLANTA DISTRICT Agency Case No. 0-NG-237 DECISION AND ORDER ON NEGOTIABILITY ISSUES I. Statement of the Case This case is before the Authority because of a negotiability appeal filed under section 7105(a)(2)(E) of the Federal Service Labor-Management Relations Statute (the Statute) and concerns the negotiability of five Union proposals /1/ dealing with impact and implementation bargaining on changes in working conditions of certain unit employees caused by the institution of a temporary program in one of the Agency's divisions. II. Preliminary Issues A. Motion to Dismiss The Agency filed a motion to dismiss the petition for review in this case. The Agency based its motion on the grounds that the petition was untimely filed and did not contain necessary attachments. However, the record establishes that the petition for review was filed within the time limits required under sections 2424.3, 2429.21, and 2429.22 of the Authority's Rules and Regulations. Moreover, the Union submitted the necessary attachments within the time limits normally afforded parties by the Authority to correct procedural deficiencies. Accordingly, the Agency's motion to dismiss must be denied. B. More Than "De Minimis" Impact The Agency contends that it is under no obligation to negotiate any of the Union's proposals because the temporary program it instituted caused no significant changes in the working conditions of affected employees. For the following reason the Authority disagrees. In conjunction with the petition for review of the negotiability of its proposals, the Union also filed an unfair labor practice charge against the Agency. The charge alleged a failure to give the Union adequate prior notice of the implementation of its program and a refusal to bargain at the Union's request concerning procedures to be utilized in implementing the change and appropriate arrangements for the affected employees. The Union elected to have the unfair labor practice charge resolved prior to any determination being made on the negotiability issues. As a result, in Internal Revenue Service, 16 FLRA 845 (1984), the Authority adopted an Administrative Law Judge's finding that the Agency violated section 7116(a)(1) and (5) of the Statute, as alleged by the Union. The Authority found that the impact of the Agency's program on unit employees was more than de minimis. Therefore, in terms of this case, the Authority concludes that the Agency's contention that its program caused no significant impact in the working conditions of affected employees is without merit, and must be denied. III. Union Proposal 1 Management agrees that in grading cases it will follow IRM MT 7500-23 (1-12-79) A. Positions of the Parties IRM MT 7500-23 refers to Internal Revenue Manual, Manual Transmittal 7500-23, a document used by the Agency for the purpose of assigning work to its employees. The Agency contends that the proposal would affect its determinations as to the content of the work performed by employees and, therefore, interferes with the Agency's right to determine its organization under section 7106(a)(1) and its right to assign work under section 7106(a)(2)(B) of the Statute. The Agency also contends that the document referred to in the proposal is an internal guide to managers never intended to be mandatory and that it already uses the guidelines whenever possible, so that bargaining over the proposal would serve no useful purpose. The Union contends that the document referred to in the proposal is binding on management officials. The proposal would merely insure that whatever work is assigned is properly graded and that where an employee believes work is misgraded, a contractual remedy would exist. The Union further states in its petition for review that all of its proposals, including Union Proposal 1, "fall within the ambit" of section 7106(b)(2) and section 7106(b)(3) of the Statute. B. Analysis In previous decisions, the Authority has indicated that an agency's right to determine its organization refers primarily to its right to determine the internal structure of the organization. See, for example, American Federation of Government Employees, AFL-CIO, Local 32 and Office of Personnel Management, 17 FLRA 790 (1985). The proposal in this case would not require the Agency to modify its internal structure, and, therefore, does not interfere with the Agency's right to determine its organization under section 7106(a)(1). As to the Agency's argument concerning assignment of work, the document referred to in the proposal contains criteria used by management officials in grading the level of difficulty of the work to be performed by their employees. Presumably, by correlating the level of difficulty with a specific GS level, the more difficult the work, the higher the GS level of the employee assigned to perform the work. The proposal would require management to assign work to its employees strictly on the basis of the criteria specified in the document and would prevent management from deviating from those criteria. In National Treasury Employees Union and Department of the Treasury, Bureau of the Public Debt, 3 FLRA 769, 775 (1980), aff'd sub nom. NTEU v. FLRA, 691 F.2d 553 (D.C. Cir. (1982), the Authority established that the right to assign work under section 7106(a)(2)(B) includes the discretion to determine "the particular employees to whom or positions to which (work) will be assigned." Since the proposal would make it impossible for the Agency to deviate from the criteria established in the document in assigning particular employees to perform work, the proposal directly interferes with management's right to assign work and does not constitute a procedure under section 7106(b)(2) of the Statute. Subsequent to the filings in this case, the Authority issued National Association of Government Employees, Local R14-87 and Kansas Army National Guard, 21 FLRA No. 4 (1986). There the Authority stated that henceforth we will determine whether a proposal constitutes a negotiable "appropriate arrangement" under section 7106(b)(3) of the Statute by determining whether the proposal "excessively interferes" with the exercise of management's rights. In making such a determination, the Authority will first examine the record in each case to ascertain as a threshold question whether a proposal is in fact intended to be an arrangement for employees adversely affected by management's exercise of it rights. If the Authority concludes that a proposal is in fact intended as an arrangement, we will then determine whether the arrangement is appropriate or whether it is inappropriate because it excessively interferes. The record fails to clearly indicate how this proposal is intended to operate as an appropriate arrangement. However, it would seem, and we assume for purposes of this decision, that the Union intends the proposal to be an arrangement for employees adversely affected by management's right to assign work under section 7106(a)(2)(B) of the Statute. That is, the proposal would be intended to ameliorate the adverse affects on employees as a result of management's right to assign work by binding management to the criteria for grading and assigning work in the document as a matter of contract. However, the Authority finds that the proposed amelioration could totally preclude the Agency from exercising its right to assign work to a particular employee if such assignment were not strictly in accordance with the criteria. Through the arbitration process management's decision to assign work to a particular employee could be completely negated. Such a proposed amelioration which totally abrogates the exercise of a management right clearly does not constitute an appropriate arrangement within the meaning of section 7106(b)(3). See American Federation of Government Employees, Local 2782 v. FLRA, 702 F.2d 1183, 1188 (D.C. Cir. 1983), reversing and remanding American Federation of Government Employees, AFL-CIO, Local 2782 and Department of Commerce, Bureau of the Census, Washington, D.C., 7 FLRA 91 (1981). C. Conclusion The Authority concludes, therefore, based on the reasons and cases cited above, that Union Proposal 1 does not interfere with management's right to determine its organization, under section 7106(a)(1). The proposal does directly interfere with management's right to assign work, under section 7106(a)(2)(B) of the Statute and does not constitute a procedure within the meaning of section 7106(b)(2). In addition, the proposal does not constitute an appropriate arrangement for employees adversely affected by management's right to assign work under section 7106(b)(3) of the Statute, because it excessively interferes with that right. Accordingly, the proposal is outside the duty to bargain. /2/ IV. Union Proposal 2 The Agency agrees to request from GSA, a sufficient number of government cars for qualified EP employees who are involved in the TCMP program and request it. A. Positions of the Parties TCMP refers to the Agency's Taxpayer Compliance Measurement Program, the Agency's temporary program in this case. EP refers to the Agency's Exempt Plan agents, the particular employees affected by the Agency's temporary program. The Agency contends that the proposal involves a subject which is negotiable only at its election, under section 7106(b)(1) of the Statute, and it elects not to negotiate the matter. The Union, on the other hand, argues that the Agency has already determined the technology, methods and means by which the work is to be performed. The proposal, therefore, properly concerns the impact and implementation of management's prior decision upon the conditions of employment of unit employees and is negotiable. B. Analysis The proposal would require the Agency to request cars from GSA for the purpose of providing those cars to employees involved in the Agency's temporary TCMP. Based on the record in this case it is clear that travel is a necessary aspect of the Agency's temporary program. The Authority has previously determined that the choice of the mode of transportation to be used for accomplishing an agency's mission is a decision as to the "means" to be used for its accomplishment, that is, the instrumentalities or agents, tools, or devices used to accomplish the agency's work. American Federation of Government Employees, AFL-CIO, Local 3804 and Federal Deposit Insurance Corporation, Madison Region, 21 FLRA No. 104 (1986) (Union Proposal 10). In requiring management to negotiate on this proposal, therefore, the Union is requiring management to bargain over a particular "means" of performing the work assignments associated with its temporary program. See also National Treasury Employees Union and U.S. Customs Service, Region VIII, San Francisco, California, 2 FLRA 254 (1979). The Union has indicated that its proposal concerns the impact and implementation of the Agency's prior decision to use cars for the performance of work associated with its temporary program. The proposal therefore concerns how the cars shall be provided. The record fails to clearly indicate how this proposal is intended to operate as a procedure, under section 7106(b)(2), or as an appropriate arrangement, under section 7106(b)(3) of the Statute. In any event, having determined that the proposal directly interferes with management's substantive rights under section 7106(b)(1), we find further that it cannot constitute a negotiable procedure. Moreover, assuming the proposal is intended as an appropriate arrangement for employees adversely affected by the Agency's right to implement its temporary program, that is, its right to assign work under section 7106(a)(2)(B), we find the proposal would be inappropriate because it would be inappropriate because it would excessively interfere with management's right under section 7106(b)(1) to determine the technology, methods and means of performing work. It would be inappropriate because it would completely negate the Agency's section 7106(b)(1) right to decide the means to be used in the accomplishment of its mission, rather than merely ameliorating the adverse affect on employees of the Agency's exercise of its rights. See analysis of Proposal 1 above. C. Conclusion Union Proposal 2 concerns a matter negotiable only at the election of management under section 7106(b)(1) of the Statute, as alleged by the Agency. Moreover, the proposal does not constitute a procedure nor is it an appropriate arrangement, under section 7106(b)(3), because it would completely negate the exercise of management's rights. Therefore, the Agency is under no obligation to bargain over the proposal. V. Union Proposal 3 If GSA refuses or is unable to provide sufficient number of cars for employees in the TCMP program, then those which are provided will be assigned on a hardship basis. Indications of hardship will include: 1. Only one car in the family. 2. Ownership of a car whose age and condition is such that it is suitable only for local travel. Union Proposal 4 Those employees working TCMP whose assignments are more than 150 miles from their POD (Post of Duty) who choose to fly will be permitted to secure GSA cars when available or rental cars from authorized GSA supplier for local transportation. A. Positions of the Parties The Agency contends that the proposals conflict with agency-wide regulation IRM 1(14)47.1, "Motor Vehicle Management Handbook." It further claims that its regulation is "dictated" by the GSA regulations which govern the matters at issue. The Agency asserts, therefore, that in the absence of a finding by the Authority that no compelling need exists for this regulation, under section 7117(a)(2) of the Statute, the Agency has no obligation to bargain over these proposals. The Agency also contends that the proposals concern the technology, methods and means of performing work under section 7106(b)(1), matters which are negotiable only at the election of the Agency. Finally, with respect to Union Proposal 4, the Agency states that because it is already voluntarily complying with the substance of the proposal, any negotiations would be meaningless. The Union contends that the burden of proof is on the Agency to demonstrate a compelling need for its regulations, and that the Agency has failed to meet that burden. As to the Agency's view that the proposals concern matters negotiable only at its election, the Union asserts that Union Proposal 3 is a procedure for determining how a previous management decision is to be implemented, and, therefore, concerns a mandatory subject of bargaining. The Union also contends that the Agency has merely asserted, without any rationale, that Union Proposal 4 involves a permissive subject of bargaining, and that mere assertion is insufficient to demonstrate that the proposal is outside the duty to bargain. B. Analysis 1. Compelling Need Under Section 7117(a)(2) The Authority has consistently held that when an agency alleges the nonnegotiability of a proposal because it conflicts with one of its regulations under section 7117(a)(2), the agency bears the burden of demonstrating that a compelling need exists for that particular regulation. American Federation of Government Employees, AFL-CIO, local 1928 and Department of the Navy, Naval Air Development Center, Warminster, Pennsylvania, 2 FLRA 450 (1980). In agreement with the Union, the Agency in this case has failed to demonstrate that there is a compelling need for its regulation. The Agency's compelling need argument is based on its contention that its regulation implements a mandate under GSA regulations. See section 2424.11(c) of the Authority's rules. The Agency does not specifically contend that the proposals are inconsistent with GSA regulations governing the assignment of cars to employees on official Government business. However, the Agency variously states that its own regulations "incorporate," are "dictated by," and are "based on" the GSA regulations. An examination of the current GSA regulations governing the matters covered by the proposals, as stated in GSA bulletin FPMR A-40, Supp. 5, effective June 19, 1983, fails to reveal any inconsistency between the proposals and GSA's current guidelines. Specifically, it does not appear that current GSA guidelines include a mileage test, which the Agency claims to have incorporated into its regulations, and which it further claims is inconsistent with Union Proposal 3. Therefore, the Agency has not supported its suggestion that its regulations somehow are mandated by the GSA regulations. 2. Management Rights Under Section 7106(b)(1) and Procedures and Appropriate Arrangements Union Proposal 3 contemplates a situation where an insufficient number of cars will be available for employees' use as a result of the implementation of the Agency's temporary program. It provides that in such a circumstance, cars will be allocated to employees on the basis of hardship. Therefore, contrary to the Agency's position, the Authority finds that Union Proposal 3 concerns a procedure for implementing management's previous decision to use cars in performing the Agency's mission during the existence of its temporary program, and does not directly concern the technology, methods and means of performing work, under section 7106(b)(1). As to Proposal 4, the Union contends that the mere assertion by the Agency that it involves permissive subjects of bargaining is not sufficient to establish the assertion. The Authority agrees. However, the Authority is required to find nonnegotiable proposals which appear to conflict with law or Government-wide regulations. In the case of Union Proposal 4, despite a lack of articulated rationale on the part of the Agency in support of its assertion, the proposal does nonetheless conflict with section 7106(b)(1) on its face. It would permit affected employees to secure GSA cars, or rental cars, under the conditions specified in the proposal, for local transportation in the performance of their work. See discussion of Union Proposal 2 above. For this reason, the proposal directly concerns the technology, methods and means of performing work, under section 7106(b)(1). As with the other proposals, the record does not clearly indicate how Union Proposals 3 and 4 are intended to operate as procedures, under section 7106(b)(2), or as appropriate arrangements, under section 7106(b)(3) of the Statute. Inasmuch as we have determined that Union Proposal 3 constitutes a negotiable procedure under section 7106(b)(2) of the Statute which does not directly interfere with any substantive management rights, the ambiguousness of the record in this regard is irrelevant. Concerning Union Proposal 4, the Authority has determined above that it would directly interfere with management's right, under section 7106(b)(1), to determine the technology, methods and means of performing work. Therefore, regardless of whether the proposal is intended as a procedure, it would be outside the duty to bargain. On the other hand, assuming that the proposal is intended as an appropriate arrangement for employees adversely affected by the Agency's right to assign work, under section 7106(a)(2)(B), in connection with the implementation of its temporary program, the Authority finds as follows. The proposal would be inappropriate because it would completely negate the Agency's section 7106(b)(1) right to decide the means to be used in the accomplishment of its mission, rather than merely ameliorating the adverse affect on employees of the Agency's exercise of its right to assign work, under section 7106(a)(2)(B). See analysis of Proposal 2 above. C. Conclusion The Agency has failed to demonstrate either that Union Proposals 3 and 4 are inconsistent with an agency-wide regulation for which there is a compelling need, or that they violate applicable GSA Government-wide regulations. Union Porposal 3 constitutes a procedure which management will observe in exercising its rights, under section 7106(b)(2) of the Statute, and does not concern matters negotiable only at the election of the Agency. Union Proposal 4 concerns the technology, methods and means of performing work, under section 7106(b)(1). Because the proposal directly interferes with the Agency's rights under section 7106(b)(1) of the Statute, it does not constitute a procedure within the meaning of section 7106(b)(2). Moreover, it excessively interferes with the Agency's rights under section 7106(b)(1) and is not an appropriate arrangement under section 7106(b)(3). Therefore for the reasons and cases cited in the foregoing analysis, Union Proposal 3 is within the duty to bargain and Union Proposal 4 is outside the duty to bargain. /3/ VI. Union Proposal 5 As far as possible case assignments will be made in the following manner: 1. Employees will be canvassed to determine their area or work preference. 2. Management will take into account the preference and any hardship reasons which dictate that preference. 3. In the case of 2 or more employees with the same preference and no overriding hardship reasons for that preference, the employee with the earliest service computation date shall be accommodated. A. Positions of the Parties The Agency contends that the proposal conflicts with management's right to assign work under section 7106(a)(2)(B) by substituting a "preference, hardship, and seniority test" for the discretion and judgment of management officials in determining which employee is to perform what work. The Union contends that the Agency has misinterpreted the proposal. B. Analysis According to the Union, the phrase "area of work" in the proposal refers to the geographical locations of the work to be performed and not to the actual work assignment. Therefore, the Union interprets the proposal as constituting a procedure for the just and equitable assignment of geographical locations to employees. Moreover, the Union argues that the phrase "as far as possible" guarantees that management retains the right to assign cases and would not prevent management from acting at all in the exercise of its right. The Authority finds no merit in the Union's contention that by interpreting the phrase "area of work" to mean the geographical locations of the work, the effect of the proposal is altered. On the contrary, the proposal would have the effect of interfering with management's discretion, under section 7106(a)(2)(B), to determine the particular employees to whom work will be assigned. The record indicates that the geographical locations of the work to be performed are determinative of the particular job assignments. Therefore, if an employee has the right to choose the geographical location of the work to be done, management is precluded from assigning the employee to perform a particular job in a different geographical location. See National Treasury Employees Union and Department of the Treasury, Bureau of the Public Debt, 3 FLRA 769 (1980), aff'd sub nom. NTEU v. FLRA, 691 F.2d 553 (D.C. Cir. 1982). Moreover, under the proposal, an arbitrator could overturn a manager's decision to assign work to a particular employee by concluding that the manager had not taken into account the factors specified in the proposal "as far as possible." Such a result would have the effect of directly interfering with management's right to assign work. See, for example, American Federation of Government employees, Local 32, AFL-CIO and Office of Personnel Management, 19 FLRA No. 9 (1985) (Union Proposals 1, 2, and 3). For this reason, Union Proposal 5 is distinguishable from cases involving proposals which are negotiable because they concern the selection of individual employees to temporarily perform assigned work in different locations. In such cases, the decision as to where the work of a given position is to be performed is not, as it is here, determinative of the particular work to be assigned. Compare American Federation of Government Employees, AFL- CIO and Air Force Logistics Command, Wright-Patterson Air Force Base, Ohio, 5 FLRA 83, 86 (1981) (criteria for selecting which employee will temporarily perform previously assigned duties at a different location are within the duty to bargain). As with Union Proposals 1, 2, 3 and 4, the record fails to clearly indicate how this proposal is intended to operate as a procedure or an appropriate arrangement. The proposal is not a procedure because it directly interferes with the Agency's right to assign work. If the proposal is intended as an appropriate arrangement for employees adversely affected by the Agency's right to assign a particular employee to perform a particular job, the Authority finds that it could have the effect of eompletely abrogating that right. Therefore, it excessively interferes with management's right to assign work so as to be inappropriate as an arrangement within the meaning of section 7106(b)(3) of the Statute. See analysis in connection with Union Proposal 1 above. C. Conclusion The Authority concludes, for the reasons and cases cited in the foregoing analysis, that Union Proposal 5 directly interferes with management's right to assign work, under section 7106(a)(2)(B) of the Statute, and, therefore, does not constitute a procedure under section 7106(b)(2). The Authority also concludes that if the Union intends the proposal as an appropriate arrangement, it would excessively interfere with management's right to assign work, so as to be nonnegotiable under section 7106(b)(3). Therefore, Union Proposal 5 is outside the duty to bargain. VII. Order Accordingly, pursuant to section 2424.10 of the Authority's Rules and Regulations, IT IS ORDERED that the Agency shall upon request (or as otherwise agreed to by the parties) bargain concerning Union Proposal 3. /4/ Furthermore, IT IS ORDERED that the Union's petition for review as to Union Proposals 1, 2, 4 and 5 be, and it hereby is, dismissed. Issued, Washington, D.C. June 30, 1986. /s/ Jerry L. Calhoun, Chairman /s/ Henry B. Frazier III, Member FEDERAL LABOR RELATIONS AUTHORITY --------------- FOOTNOTES$ --------------- (1) The union's petition for review requested negotiability determinations on six proposals. In its response to the Agency's statement of position, the Union withdrew its second proposal. Accordingly, it will not be considered further by the Authority here. (2) In making this negotiability determination, the Authority finds irrelevant whether, as asserted by the Agency, the document referred to in the proposal was ever intended to be mandatory or whether bargaining over the proposal would serve a "useful purpose." (3) Further, the Agency's contention that negotiations on Union Proposal 4 would be "meaningless" because the Agency is already voluntarily complying with the substance of the proposal, is, of course, concerned with the merits rather than the legality of the proposal and is therefore irrelevant in determining whether the proposal is outside the duty to bargain. (4) In finding Union Proposal 3 to be within the duty to bargain, the Authority makes no judgment as to its merits.