[ v20 p797 ]
20:0797(96)AR
The decision of the Authority follows:
20 FLRA No. 96 OFFICE OF HEARINGS AND APPEALS, SOCIAL SECURITY ADMINISTRATION, DEPARTMENT OF HEALTH AND HUMAN SERVICES Activity and LOCAL 3615, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO Union Case No. 0-AR-940 DECISION This matter is before the Authority on exceptions to the award of Arbitrator Joseph M. Sharnoff filed by the Activity under section 7122(a) of the Federal Service Labor-Management Relations Statute and part 2425 of the Authority's Rules and Regulations. The dispute before the Arbitrator in this case arose when the activity refused to process the request of a Supervisory Legal Clerk to have union dues withheld from her pay on the ground that as a supervisor she was excluded from the bargaining unit and therefore not eligible for dues checkoff. At the same time, the Activity also notified the Union that the individual could not be represented by the Union in a disciplinary action because such representation would constitute a conflict of interest with her supervisory position. The Union filed a grievance claiming that at and after the time the individual submitted her request for payroll deduction of union dues and sought to have the Union represent her in the disciplinary action, she was no longer a supervisor and was in the bargaining unit because she had been reassigned from her regular supervisory duties and was performing certain "unclassified" duties which did not involve the exercise of any supervisory authority. The parties disagreed as to the nature and scope of the issues to be decided by the Arbitrator. The Union sought resolution of the questions as to whether employees performing "unclassified" nonsupervisory duties are eligible for payroll deduction of union dues and whether the Activity violated the parties' collective bargaining agreement by its actions. The Union also sought, among other things, payment of dues the Activity had refused to deduct and attorney fees. The Activity argued that the only issue was whether the individual was entitled to payroll deduction of union dues at the time she submitted her request. In that regard, the Activity continued to maintain before the Arbitrator that at all times relevant to the dispute individual performed some supervisory duties and was a supervisor within the meaning of the Statute. The Activity further argued, among other things, that the individual was a confidential employee under the Statute and therefore was also excluded from the bargaining unit on that basis. The Arbitrator concluded that he was not persuaded by the Union's argument that all supervisory employees performing "unclassified" nonsupervisory duties are entitled to payroll deduction of union dues, finding that the proper test for determining an employee's status as a supervisor or confidential employee is the nature of all of the duties performed and that each such case must be resolved based on the particular circumstances involved. As to the instant case, the Arbitrator found that as of the date the individual submitted her dues withholding request her duties did not include any that were supervisory or confidential in nature and that the Activity intended that she would not be performing such duties in the future. The Arbitrator concluded that the Activity therefore did not have a valid basis for denying the individual's application for dues withholding or for denying her right to union representation. The Arbitrator therefore sustained the grievance to that extent. The Arbitrator declined to direct the Activity to pay the Union the dues assertedly "lost" because of the Activity's refusal to honor the individual's dues withholding application essentially finding that such a remedy was not warranted because the Activity did not prevent the individual from joining the Union and directly paying her dues. As a remedy, the Arbitrator directed that the Union be permitted to represent the individual in certain matters which might have remained unresolved. In its exceptions, the Activity contends that the Arbitrator's award is contrary to section 7105(a)(2) of the Statute. The Authority agrees. Under section 7105(a)(2)(A), the Authority is empowered to determine the appropriateness of a unit of employees for representation by a labor organization under section 7112 of the Statute. An appropriate unit as defined by section 2421.14 of the Authority's Rules and Regulations is a grouping of employees that has been found to be appropriate for purposes of exclusive representation and for allotment of dues to representatives. Appropriate unit determinations may include the resolution of factual disagreements between agencies and unions as to whether certain employees are included in or excluded from a certified bargaining unit. The means provided for securing the resolution of such a dispute is the filing of a clarification of unit petition with the Authority under Section 2422.2(c) of the Authority's Rules and Regulations. Congressional Research Employees Association and the Library of Congress, 3 FLRA 737, 739 (1980). Thus, under the Statute and the Authority's Regulations, questions concerning the bargaining unit status of employees are exclusively reserved for final resolution by the Authority. In this regard, the Authority has expressly held that negotiated grievance procedures and arbitration may not be used in place of a clarification of unit petition and may not be used to challenge or dispute a decision of the Authority clarifying a bargaining unit. National Archives and records Service, General Services Administration and Local 2578, American Federation of Government Employees, AFL-CIO, 9 FLRA 381, 383 (1982). In the NARS case, the Authority determined that an arbitrator is not prohibited from addressing an unresolved question of a grievant's bargaining unit status when it is raised as a collateral issue to a grievance otherwise properly brought under the negotiated grievance procedure of a collective bargaining agreement. Thus, an arbitrator properly may make a factual determination regarding the bargaining unit status of a grievant in the course of deciding whether the arbitrator has jurisdiction to resolve the grievance under the negotiated grievance procedure. In terms of this case, the bargaining unit status of the individual involved was not a collateral question but, rather, was the essential issue in the grievance. Thus, the dispute as to whether the individual was entitled to union dues withholding and to union representation in essence constituted a question as to whether the individual was in or out of the bargaining unit represented by the Union. In these circumstances, the Arbitrator was not empowered to decide the question. Rather, under section 7105(a)(2)(A) of the Statute, the question was exclusively reserved for resolution by the Authority. Consequently, the Arbitrator's award is contrary to section 7105(a)(2)(A) of the Statute. Accordingly, the award is set aside. Issued, Washington, D.C., December 4, 1985. (s)--- Henry B. Frazier III, Acting Chairman (s)--- William J. McGinnis, Jr., Member FEDERAL LABOR RELATIONS AUTHORITY