17:0615(90)NG - NFFE Local 1437 and Army Armament Research and Development Command, Dover, NJ -- 1985 FLRAdec NG
[ v17 p615 ]
17:0615(90)NG
The decision of the Authority follows:
17 FLRA No. 90 NATIONAL FEDERATION OF FEDERAL EMPLOYEES, LOCAL 1437 Union and U.S. ARMY ARMAMENT RESEARCH AND DEVELOPMENT COMMAND, DOVER, NEW JERSEY Agency Case No. 0-NG-447 DECISION AND ORDER ON NEGOTIABILITY ISSUES The petition for review in this case comes before the Authority pursuant to section 7105(a)(2)(E) of the Federal Service Labor-Management Relations Statute (the Statute) and raises issues concerning the negotiability of two Union proposals. Upon careful consideration of the entire record, including the parties' contentions, the Authority makes the following determinations. Union Proposal 1 Article XXIV Arbitration Procedure Section 2-- Scope: If the decision on a grievance processed under the negotiated grievance procedure is not satisfactory to one of the parties, the union, the employee, or the employer may refer the issues to arbitration following the procedures and requirements of this article. (Only the underlined portion of the proposal is in dispute.) Union Proposal 2 Article XXII Grievance Procedure Section 4-- Action/Remedy: A grievance not satisfactorily settled at the Third Step may be referred to arbitration as stipulated in Article XXIV only by the Union or the Employer. If the Union or the Employer do not invoke arbitration for whatever reasons, the employee will be considered "to have exhausted his/her administrative remedies." (Only the underlined portion of the proposal is in dispute.) Based upon the language of the proposals and the record in the case, both proposals purport to deal with circumstances in which an individual employee's grievance is not resolved in the negotiated grievance procedure to the satisfaction of that employee and neither the Union nor the Agency invokes arbitration. /1/ As a course of action in such circumstances, Union Proposal 1 would provide that the employee may invoke arbitration on his or her own behalf. Union Proposal 2, alternatively, would provide that, while only the Union or the Agency may invoke arbitration, the failure of either party to do so would mean that the employee has exhausted his or her contractual remedies for purposes of appeal to a Federal court. That is, the proposal is intended to facilitate the individual employee's attempt to obtain court review of an action brought under the negotiated grievance procedure. As to Union Proposal 1, the Agency contends that by providing for an individual employee to invoke arbitration, the proposal is nonnegotiable under section 7117(a)(1) of the Statute /2/ because it is inconsistent with law, i.e., section 7121(b)(3)(C) of the Statute. /3/ Specifically, the Agency argues that section 7121(b)(3)(C) provides for only the exclusive representative or the agency to invoke arbitration and thereby precludes individual employees from doing so. The Authority agrees. In this regard, section 7121(b)(3)(C) of the Statute provides that "either the exclusive representative or the agency" may invoke arbitration. It does not also provide that individual unit employees may invoke arbitration. Thus, the question is whether Congress intended to limit the right to invoke arbitration solely to the exclusive representative or the agency so as to preclude negotiation of such a right for individual employees acting on their own behalf. The legislative history of the section supports the conclusion that this is the implication Congress intended. The language of section 7121(b)(3)(C) is that of the House bill (H.R. 11280), i.e., the "Udall substitute," but it is unchanged from the bill as it was reported by the House committee. The Report which accompanied the House committee bill /4/ merely restates the language of the section. /5/ The Senate bill (S. 2640) contained a similar provision, Sec. 7221(c), which provided, in part, that "(a)rbitration may be invoked only by the agency or the exclusive representative." The Report accompanying that bill emphasized the intent that the right to invoke arbitration was solely and exclusively that of the union or the agency: /6/ Subsection (c) provides that a negotiated grievance procedure must provide for arbitration as the final step of the procedure. This contrasts with the provisions of Executive Order 11491 under which the determination as to whether to provide for arbitration was left to negotiation between the parties. However, arbitration can only be invoked by the agency or the exclusive representative. Thus an aggrieved employee does not have a right to arbitration. This maintains the right of an exclusive representative to refuse to take to arbitration any grievance which it, in good faith, believes should not be processed through to arbitration so long as it meets its representational responsibilities under this subchapter. . . . Further, the Report of the Conference Committee /7/ does not identify or allude to any conflict between the House and Senate bills in this regard, suggesting that the House was in accord with the Senate's more specific statement of intent as to an individual employee's right to arbitration. Moreover, the language and legislative history of section 7121 as a whole lend additional support to the conclusion Congress intended individual employees to have no right to invoke arbitration. In particular, while section 7121(b)(3)(B) specifically provides for individual employees to present grievances on their own behalf, Congress did not, in section 7121(b)(3)(C) extend that right to arbitration. Read together, sections 7121(b)(3)(B) and 7121(b)(3)(C) clearly indicate that the employee's right to present grievances applies only to the steps of the grievance procedure prior to arbitration. Furthermore, the legislative history of section 7121(b)(3)(B) indicates that this right is a narrow exception to the right, and responsibility, of the exclusive representative to present grievances of unit employees under the negotiated grievance procedure. As the Authority found in National Federation of Federal Employees, Local 1001 and Department of the Air Force, Vandenberg Air Force Base, California, 15 FLRA No. 154 (1984) (Union Provision 1), with the exception of employees' right to present grievances on their own behalf, the basic underlying policy of section 7121 is that "only the exclusive representative, and no other, may represent unit employees under the negotiated grievance procedure." (Emphasis in original.) Vandenberg Air Force Base, at 5 of slip opinion. That is, the Authority determined that, with the stated exception, section 7121 precluded an employee from having any representative but the exclusive representative in the negotiated grievance procedure. Thus, the Authority found in that case that a proposal providing for employees to select a personal representative to present their grievances in the negotiated grievance procedure was nonnegotiable because it was inconsistent with section 7121(b)(3) and section 7114(a)(5) of the Statute. Thus, based upon the language and legislative history of section 7121 as a whole, and of section 7121(b)(3)(C) in particular, the Authority concludes that, under section 7121(b)(3)(C), only the exclusive representative or the agency, and no other, may invoke arbitration and, therefore, a proposal providing individual unit employees a right to invoke arbitration is precluded by the Statute. Consequently, Union Proposal 1 is inconsistent with section 7121(b)(3)(C) of the Statute and, under section 7117(a)(1) of the Statute, is outside the Agency's duty to bargain. Turning to Union Proposal 2, as indicated above, it concerns an alternative course of action to that provided by Union Proposal 1 whereby individual unit employees whose grievances are not taken to arbitration by the Union might seek a remedy. The proposal would provide, in essence, that where an individual employee attempts to obtain court review of an action brought under the negotiated grievance procedure, the fact that the Union did not invoke arbitration on behalf of the employee shall constitute an exhaustion of remedies for purposes of establishing the court's jurisdiction. Thus, the proposal is intended to enable an employee to seek court review of an unresolved grievance in the absence of an arbitration award. However, in thus providing the basis for individual unit employees to seek court review of their grievances, the proposal, as to certain types of grievances, concerns matters which are specifically provided for by Federal statute and, therefore, are expressly excluded from the definition of "conditions of employment" under section 7103(a)(14)(C) and not within the Agency's duty to bargain under the Statute. /8/ In particular, as provided in section 7121(e)(1) of the Statute, performance-based actions under 5 U.S.C. 4303 and adverse actions under 5 U.S.C. 7512, which also fall within the coverage of the negotiated grievance procedure may, at the option of the aggrieved employee, be appealed to the Merit Systems Protection Board (MSPB) under 5 U.S.C. 7701 or be raised under the negotiated grievance procedure, but not both. /9/ Section 7121(f) provides, /10/ as to a grievance concerning such actions, that court review may be obtained, in the same manner and under the same conditions as an appeal from a decision by MSPB, where the matter has been the subject of an arbitration award. Thus, once an individual employee initiates a grievance concerning such matters under the negotiated grievance procedure, not only is the employee confined to that procedure, but the Statute prescribes the manner in which and the conditions under which those matters can be appealed to a court of appropriate jurisdiction. In setting forth the conditions governing court review, the Statute makes no provision for review of employee grievances of performance-based or adverse actions which have not been resolved by an arbitration award. Therefore, under section 7121(f), there is no basis for court review where such matters have been raised under the negotiated grievance procedure, but have not been the subject of an arbitration award. Hence, by providing that the failure of the Union to invoke arbitration on behalf of an employee shall constitute an exhaustion of remedies for purposes of establishing a basis of court review, Union Proposal 2, insofar as it concerns the conditions under which grievances concerning performance-based actions under 5 U.S.C. 4303 and adverse actions under 5 U.S.C. 7512 may be appealed to a court of appropriate jurisdiction, pertains to matters which are specifically provided for by Federal statute (i.e., section 7121(f) of the Statute, which provides for appeal from an arbitrator's award with regard to such matters) and, therefore, is expressly precluded from the definition of "conditions of employment" under section 7103(a)(14)(C) and not within the Agency's duty to bargain. See, e.g., National Treasury Employees Union and Pension Benefit Guaranty Corporation, 9 FLRA 692 (1982) (proposal prescribing pay adjustments for General Schedule employees concerns matters specifically provided for by 5 U.S.C. 5332 and 5102, which establish the means for adjusting those rates); International Brotherhood of Electrical Workers, Local 2080, AFL-CIO-CLC and Department of the Army, U.S. Corps of Engineers, Nashville, Tennessee, 10 FLRA 222 (1982) (proposal prescribing conditions under which premium pay may be paid to prevailing rate employees concerns a matter specifically provided for by 5 U.S.C. 5544). Moreover, in agreement with the Agency, the Authority concludes that, insofar as Union Proposal 2 relates to the determination as to when an employee has exhausted administrative remedies for purposes of invoking judicial review, it is not a matter pertaining to "conditions of employment" within the meaning of section 7103(a)(14) of the Statute. Accordingly, pursuant to section 2424.10 of the Authority's Rules and Regulations, IT IS ORDERED that the Union's petition for review as to Union Proposals 1 and 2 be, and it hereby is, dismissed. Issued, Washington, D.C., April 19, 1985 Henry B. Frazier III, Acting Chairman William J. McGinnis, Jr., Member FEDERAL LABOR RELATIONS AUTHORITY --------------- FOOTNOTES$ --------------- /1/ Union Petition for Review at 2. /2/ Section 7117(a)(1) provides: Sec. 7117. Duty to bargain in good faith; compelling need; duty to consult (a)(1) Subject to paragraph (2) of this subsection, the duty to bargain in good faith shall, to the extent not inconsistent with any Federal law or any Government-wide rule or regulation, extend to matters which are the subject of any rule or regulation only if the rule or regulation is not a Government-wide rule or regulation. /3/ Section 7121(b)(3)(C) provides: Sec. 7121. Grievance procedures . . . . (b) Any negotiated grievance procedure referred to in subsection (a) of this section shall-- . . . . (3) include procedures that-- . . . . (C) provide that any grievance not satisfactorily settled under the negotiated grievance procedure shall be subject to binding arbitration which may be invoked by either the exclusive representative or the agency. /4/ H.R. REP. NO. 95-1403, 95th Cong., 2nd Sess. 55-6 (1978). /5/ See also 124 CONG.REC9 29185 (1978) (Sectional Analysis of "Udall substitute"). /6/ S. REP. NO. 95-969, 95th Cong., 2nd Sess. 110 (1978). /7/ H.R. REP. NO. 95-1717, 95th Cong., 2nd Sess. (1978). /8/ Section 7103(a)(14)(C) provides as follows: Sec. 7103. Definitions; application (a) For the purpose of this chapter-- . . . . (14) "conditions of employment" means personnel policies, practices, and matters, whether established by rule, regulation, or otherwise, affecting working conditions, except that such term does not include policies, practices, and matters-- . . . . (C) to the extent such matters are specifically provided for by Federal statute(.) /9/ Section 7121(e)(1) provides: Sec. 7121. Grievance procedures . . . . (e)(1) Matters covered under sections 4303 and 7512 of this title which also fall within the coverage of the negotiated grievance procedure may, in the discretion of the aggrieved employee, be raised either under the appellate procedures of section 7701 of this title or under the negotiated grievance procedure, but not both. Similar matters which arise under other personnel systems applicable to employees covered by this chapter may, in the discretion of the aggrieved employee, be raised either under the appellate procedures, if any, applicable to those matters, or under the negotiated grievance procedure, but not both. An employee shall be deemed to have exercised his option under the subsection to raise a matter either under the applicable appellate procedures or under the negotiated grievance procedure at such time as the employee timely files a notice of appeal under the applicable appellate procedures or timely files a grievance in writing in accordance with the provisions of the parties' negotiated grievance procedure, whichever event occurs first. /10/ Section 7121(f) provides: Sec. 7121. Grievance procedures . . . . (f) In matters covered under sections 4303 and 7512 of this title which have been raised under the negotiated grievance procedure in accordance with this section, section 7703 of this title pertaining to judicial review shall apply to the award of an arbitrator in the same manner and under the same conditions as if the matter had been decided by the Board. In matters similar to those covered under sections 4303 and 7512 of this title which arise under other personnel systems and which an aggrieved employee has raised under the negotiated grievance procedure, judicial review of an arbitrator's award may be obtained in the same manner and on the same basis as could be obtained of a final decision in such matters raised under applicable appellate procedures.