16:0379(62)CA - National Weather Service Training Center, Kansas City, MO and National Weather Service Employees Organization, (MEBA) -- 1984 FLRAdec CA
[ v16 p379 ]
16:0379(62)CA
The decision of the Authority follows:
16 FLRA No. 62 NATIONAL WEATHER SERVICE TRAINING CENTER, KANSAS CITY, MISSOURI Respondent and NATIONAL WEATHER SERVICE EMPLOYEES ORGANIZATION, (MEBA/AFL-CIO) Charging Party Case Nos. 7-CA-30183 7-CA-30185 DECISION AND ORDER The Administrative Law Judge issued the attached Decision in the above-entitled proceeding, finding that Respondent had engaged in the unfair labor practices alleged in the consolidated complaint, and recommending that it cease and desist therefrom and take certain affirmative action. The Respondent filed exceptions with respect to the Judge's Decision. /1/ Pursuant to section 2423.29 of the Authority's Rules and Regulations and section 7118 of the Federal Service Labor-Management Relations Statute (the Statute), the Authority has reviewed the rulings of the Judge made at the hearing and finds that no prejudicial error was committed. The rulings are hereby affirmed. Upon consideration of the Judge's Decision and the entire record, the Authority hereby adopts the Judge's findings, conclusions and Recommended Order. ORDER Pursuant to section 2423.29 of the Federal Labor Relations Authority's Rules and Regulations and section 7118 of the Statute, it is hereby ordered that the National Weather Service Training Center, Kansas City, Missouri, shall: 1. Cease and desist from: (a) Making statements or remarks to a union steward indicating that he would be getting better performance evaluations if he were not continually questioning management decisions and pursuing union matters. (b) Awarding a union steward a lower evaluation for a promotion opportunity because of his participation in protected union activities. (c) In any like or related manner interfering with, restraining, or coercing employees in the exercise of their rights assured by the Statute. 2. Take the following affirmative action in order to effectuate the purposes and policies of the Statute. (a) Expunge from Union Steward Michael Silvestri's record any reference to the performance appraisal for a promotion opportunity prepared for him on August 13, 1982. (b) Post at its facilities in Kansas City, Missouri, copies of the attached Notice on forms to be furnished by the Federal Labor Relations Authority. Upon receipt of such forms, they shall be signed by the Director of the Training Center, or his designee, and shall be posted and maintained for 60 consecutive days thereafter in conspicuous places, including all bulletin boards and other places where notices to employees are customarily posted. Reasonable steps shall be taken to insure that said Notices are not altered, defaced, or covered by any other material. (c) Pursuant to section 2423.30 of the Authority's Rules and Regulations, notify the Regional Director of Region VII, in writing, within 30 days from the date of this Order, as to what steps have been taken to comply herewith. Issued, Washington, D.C., October 31, 1984 Henry B. Frazier III, Acting Chairman Ronald W. Haughton, Member FEDERAL LABOR RELATIONS AUTHORITY NOTICE TO ALL EMPLOYEES PURSUANT TO A DECISION AND ORDER OF THE FEDERAL LABOR RELATIONS AUTHORITY AND IN ORDER TO EFFECTUATE THE POLICIES OF CHAPTER 71 OF TITLE 5 OF THE UNITED STATES CODE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS WE HEREBY NOTIFY OUR EMPLOYEES THAT: WE WILL NOT make statements or remarks to a union steward indicating that he would be getting better performance evaluations if he were not continually questioning management decisions and pursuing union matters. WE WILL NOT award a union steward a lower evaluation for a promotion opportunity because of his participation in protected union activities. WE WILL NOT in any like or related manner interfere with, restrain, or coerce our employees in the exercise of their rights assured by the Federal Service Labor-Management Relations Statute. WE WILL expunge from Union Steward Michael Silvestri's records any reference to the performance appraisal for a promotion opportunity prepared for him on August 13, 1982. (Activity) Dated: By: (Signature) (Title) This Notice must remain posted for 60 consecutive days from the date of posting, and must not be altered, defaced, or covered by any other material. If employees have any questions concerning this Notice or compliance with its provisions, they may communicate directly with the Regional Director for the Federal Labor Relations Authority, Region VII, whose address is: Federal Building & U.S. Customs House, 1531 Stout Street, Suite 301, Denver, Colorado 80202 and whose telephone number is: (303) 837-5224. FOLLOWS -------------------- CISION CENTER, KANSAS CITY, MISSOURI Respondent and NATIONAL WEATHER SERVICE EMPLOYEES ORGANIZATION, (MEBA/AFL-CIO) Charging Party Case Nos.: 7-CA-30183 7-CA-30185 John Kosloske, Esquire For the Respondent Daniel Minahan, Esquire Joseph Swerdzewski, Esquire For the General Counsel Before: BURTON S. STERNBURG Administrative Law Judge DECISION Statement of the Case This is a proceeding under the Federal Service Labor-Management Relations Statute, Chapter 71 of Title 5 of the U.S. Code, 5 U.S.C. 7101, et seq. and the Rules and Regulations issued thereunder, Fed. Reg., Vol. 45, No. 12, January 17, 1980 and Vol. 46, No. 154, August 11, 1981, 5 C.F.R. Chapter XIV, Part 2411, et seq. Pursuant to amended charges first filed on February 7, 1983, by the National Weather Service Employees Organization (MEBA/AFL-CIO), (hereinafter called the Union or NWSEO), a Consolidated Complaint and Notice of Hearing was issued on April 19, 1983, by the Acting Regional Director for Region VII, Federal Labor Relations Authority, Denver, Colorado. The Consolidated Complaint alleges, in substance, that the National Weather Service Training Center, Kansas City, Missouri, (hereinafter called the Weather Service or Respondent), violated Section 7116(a)(1) of the Federal Service Labor-Management Relations Statute, (hereinafter called the Statute), by virtue of the actions of a supervisor in (1) telling a union steward that he could not expect better treatment from management if he continued to engage in Union activities and that he would be getting better evaluations if he were not constantly questioning management's actions, and (2) giving the same union steward a reduced performance appraisal because of his participation in protected activities on behalf of the Union. A hearing was held in the captioned matter on May 18, 1983, in Kansas City, Missouri. All parties were afforded the full opportunity to be heard, to examine and cross-examine witnesses, and to introduce evidence bearing on the issues involved herein. The General Counsel and the Respondent submitted post-hearing briefs which have been duly considered. /2/ Upon the basis of the entire record, including my observation of the witnesses and their demeanor, I make the following findings of fact, conclusions and recommendations. Findings of Fact Background The Union is the certified exclusive bargaining representative of a consolidated unit of a nationwide unit of Respondent's employees, which includes the employees at the National Weather Training Center, Kansas City, Missouri. Shortly after the Union's certification in 1981, Mr. Michael Silvestri, an Electronic Technician Instructor, became the Branch Steward at the Kansas City facility. In such capacity, Mr. Silvestri was responsible for, among other things, representing the unit employees in collective bargaining, grievances and unfair labor practice proceedings. Mr. Silvestri did not become active as a union steward until the Spring of 1982, when he began representing an employee in connection with an unsuccessful attempt by such employee to be upgraded to a GS-12 position. Thereafter, Mr. Silvestri had constant contact with Weather Service management concerning his request for information which he deemed necessary for proper representation of the affected employee. According to Mr. Silvestri, management was reluctant to supply him with the requested information and began harassing him. Subsequently, on May 12, 1982, the Union filed an unfair labor practice charge based upon the alleged harrassment of Mr. Silvestri and the refusal to supply information necessary for intelligent bargaining. Thereafter, and continuing through August 18, 1982, Mr. Silvestri participated in the Denver Regional Office's investigation of the charge. Mr. Fred Cherry, Mr. Silvestri's supervisor, acknowledges that Mr. Silvestri was involved in union activities during the summer of 1982. According to Mr. Silvestri, he was reprimanded by Mr. Cherry in May 1982 for discussing union business with other employees in the hallway of the Weather Service. Further, according to Mr. Silvestri, in June of 1982 he overheard Mr. Cherry inform another supervisor that he was not happy having Mr. Silvestri under his supervision. Mr. Cherry acknowledges that he might have given Mr. Silvestri an oral reprimand but attributes such reprimand to a telephone call made by Mr. Silvestri. /3/ Alleged unfair labor practices: In August of 1982, Mr. Silvestri became aware of a Merit Vacancy Announcement for a Senior Instructor, GS-12, in the Computer Base Group at the Weather Service Training Center. Inasmuch as an application for an announced vacancy had to be accompanied by a supervisory appraisal, Mr. Silvestri on August 12, 1982, gave Mr. Cherry a blank appraisal Form CD-362 and asked him to fill it out. /4/ According to Mr. Silvestri, during an ensuing conversation, Mr. Cherry informed him that he would be getting a better evaluation if he were not constantly questioning management on everything that was going on; and that he would get better treatment from Dr. Meyers, the Director of the Training Center, if he were not "kicking him . . . all the time with Union matters". Finally, according to Mr. Silvestri, Mr. Cherry told him that he, Mr. Silvestri, was making his, Mr. Cherry's life miserable since people were forever asking him whether Mr. Silvestri was working on union business behind the locked door of the classroom which was used by all the instructors for teaching purposes. When Mr. Silvestri gave his explanation for the locked door, i.e. preparation of tests, Mr. Cherry instructed him not to lock the door in the future because people were getting the wrong idea. On August 13, 1982, Mr. Cherry gave Mr. Silvestri the completed appraisal Form CD-362 which he had been asked by Mr. Silvestri to fill out the day before. Mr. Silvestri was shocked by the ratings appearing on the Form CD-362 because they were substantially different from the ratings which appeared on his annual appraisal. /5/ In view of the ratings, Mr. Silvestri decided not to apply for the Senior Instructor, GS-12, vacancy. /6/ On the August 13, 1982 appraisal Form CD-362 there were five possible ratings, namely, outstanding, commendable, satisfactory, marginally satisfactory and unsatisfactory. Mr. Silvestri was given 24 commendable ratings and four satisfactory ratings. As noted above, on or about March 5, 1982, Mr. Silvestri had received a vacancy appraisal Form CD-332 from Mr. Cherry in connection with another vacancy. At that time Mr. Cherry rated Mr. Silvestri "outstanding" on 12 of the 15 rating categories appearing on the appraisal. Mr. Cherry rated Mr. Silvestri "very good" on the other three categories. "Outstanding" was the highest rating possible and "very good" the next highest rating. The other three ratings on the form were satisfactory, marginally satisfactory and unsatisfactory. Mr. Cherry acknowledges having a conversation with Mr. Silvestri concerning his, Mr. Silvestri's, practice of locking the door to the classroom while he was working alone there and cautioning him about continuing such practice in the future. He denies, however, ever making any mention of the Union in connection with his concerns about the locked door. Mr. Cherry further denies telling Mr. Silvestri that he, Mr. Silvestri, would be getting better evaluations if he were not constantly questioning management on everything that was going on and challenging Dr. Meyers with respect to union matters. With respect to the difference in the ratings accorded Mr. Silvestri on March 5 and August 13, 1982, Mr. Cherry attributes the difference to the changes in the ratings available on the respective appraisal forms. Thus, Mr. Cherry testified that on Form CD-322 which was used for the March 5, 1982 appraisal, he was faced with the choice of "outstanding" as the highest rating and "very good" as the next highest rating. In his opinion, "very good" was not an appropriate description of Mr. Silvestri in many, if not most of the categories, because he deemed Mr. Silvestri's performance to be better than "very good". Not having a choice between "very good" and "outstanding", he decided to give Mr. Silvestri the benefit of the "outstanding" rating. When he faced the task of giving Mr. Silvestri an appraisal in August of 1982, he had the opportunity to utilize the new form CD-362 which listed "commendable" rather than "very good" as the second highest rating. In Mr. Cherry's opinion "commendable" denoted a higher rating than "very good" and more aptly described Mr. Silvestri's performance. Accordingly, he opted for the "commendable" rating rather than stretch the truth as he did in March of 1982 and give him the highest rating of "outstanding". Mr. Cherry's only explanation for the different ratings given to Mr. Silvestri on the March 31, 1982, annual appraisal and the August 13, 1982 vacancy Form CD-362, both of which carried "outstanding" and "commendable" as the highest and second highest ratings, was that the appraisals were for different purposes. Mr. Cherry acknowledges, however, that the instructions for filling out Form CD-362 directed that the annual appraisal and the Form CD-362 should be similar for like elements. Mr. Cherry further acknowledges that Mr. Silvestri's work performance did not deteriorate between the time he gave him the annual appraisal and August of 1982, when he filled out vacancy Form CD-362. Finally, the record reveals that while there was a difference between the ratings available on Forms CS-362 and CD-332, the categories for appraisal on the forms were substantially the same, the main difference being the numbering of such categories. Discussion and Conclusions With respect to that portion of the complaint which alleges a Section 7116(a)(1) violation predicated upon Mr. Cherry's statements, i.e. that he, Mr. Silvestri, would be receiving better evaluations if he was not constantly questioning management on everything that was going on and kicking Dr. Meyers . . . all the time with union matters, it is obvious that resolution of this allegation of the complaint turns on credibility. Having observed the witnesses and their demeanor and analyzed their respective testimony, I credit Mr. Silvestri's account of the conversation. Accordingly, and since such statements and/or remarks have a tendency to interfere with, restrain and coerce employees in the exercise of their Statutory rights, I find that Respondent violated Section 7116(a)(1) of the Statute by virtue of the actions of Mr. Cherry in uttering such remarks. Cf. Social Security Administration, 7 FLRA No. 140; Portsmouth Naval Shipyard, 7 FLRA No. 129. I further find that the Respondent committed an additional violation of Section 7116(a)(1) when it gave Mr. Silvestri a lower performance appraisal on August 13, 1982. In reaching this conclusion I rely on the timing of the appraisal, i.e. subsequent to Mr. Silvestri's active participation in union activities, the credited testimony of Mr. Silvestri that he had been warned by Mr. Cherry that a lower appraisal was in the offing because of his union activities, the admitted fact that Mr. Silvestri's work performance had not deteriorated since his annual appraisal for the period through March 31, 1982, and the absence of a persuasive reason for the lower appraisal. In this latter connection, Mr. Cherry's sole reason for awarding Mr. Silvestri a lower rating than what appeared on Mr. Silvestri's March 31, 1982, annual appraisal and his March 5, 1982 vacancy appraisal was the availability of the new appraisal form of a "commendable" rating which Mr. Cherry considered to be higher than a "very good" rating and a more apt description of Mr. Silvestri's work performance. If a "commendable" rating had not been available to Mr. Cherry prior to August of 1982, Mr. Cherry's explanation might well be worthy of credence. However, such is not the case. Thus the record shows that when Mr. Cherry was faced with the option of "outstanding" as the highest rating and "commendable" as the second highest rating on the March 31, 1982 annual appraisal, he, Mr. Cherry, opted to rate Mr. Silvestri as "outstanding" overall. In such circumstances and since Mr. Silvestri's work performance admittedly had not deteriorated, I cannot accept Mr. Cherry's asserted reason for the lower rating. This is particularly true in view of the published instructions which make it clear that vacancy appraisal ratings should be similar to annual appraisal ratings for similar elements. In sum, I find that the record evidence supports the conclusion that Mr. Silvestri was awarded a lower performance appraisal on August 13, 1982, because of his active participation in union activities. In view of the above findings and conclusions, it is hereby recommended that the Authority issue the following order which is designed to remedy the Section 7116(a)(1) violations of the Statute found herein. ORDER Pursuant to Section 2423.29 of the Federal Labor Relations Authority's Rules and Regulations and Section 7118 of the Statute, it is hereby ordered that the National Weather Service Training Center, Kansas City, Missouri, shall: 1. Cease and desist from: (a) Making statements or remarks to a union steward indicating that he would be getting better performance evaluations if he were not continually questioning management decisions and pursuing union matters. (b) Awarding a union steward a lower vacancy evaluation because of his participation in protected union activities. (c) In any like or related manner interfering with, restraining, or coercing employees in the exercise of their rights assured by the Statute. 2. Take the following affirmative action in order to effectuate the purposes and policies of the Statute. (a) Expunge from Union Steward Michael Silvestri's records any reference to the vacancy appraisal prepared for him on August 13, 1982. (b) Post at its facilities in Kansas City, Missouri, copies of the attached notice marked "Appendix" on forms to be furnished by the Federal Labor Relations Authority. Upon receipt of such forms, they shall be signed by the Director of the Training Center, and shall be posted and maintained by him for 60 consecutive days thereafter in conspicuous places, including all bulletin boards and other places where notices to employees are customarily posted. Reasonable steps shall be taken to insure that said notices are not altered, defaced, or covered by any other material. (c) Pursuant to Section 2423.30 of the Authority's Rules and Regulations, notify the Regional Director of Region VII, Federal Labor Relations Authority, in writing, within 30 days from the date of this Order, as to what steps have been taken to comply herewith. BURTON S. STERNBURG Administrative Law Judge Dated: August 8, 1983 Washington, D.C. APPENDIX NOTICE TO ALL EMPLOYEES PURSUANT TO A DECISION AND ORDER OF THE FEDERAL LABOR RELATIONS AUTHORITY AND IN ORDER TO EFFECTUATE THE POLICIES OF CHAPTER 71 OF TITLE 5 OF THE UNITED STATES CODE FEDERAL SERVICE LABOR-MANAGEMENT STATUTE We Hereby Notify Our Employees That: WE WILL NOT make statements or remarks to a union steward indicating that he would be getting better performance evaluations if he were not continually questioning management decisions and pursuing union matters. WE WILL NOT award a union steward a lower vacancy evaluation because of his participation in protected union activities. WE WILL NOT in any like or related manner interfere with, restrain, or coerce our employees in the exercise of their rights assured by the Federal Service Labor-Management Relations Statute. WE WILL expunge from Union Steward Michael Silvestri's records any reference to the vacancy appraisal prepared for him on August 13, 1982. (Agency or Activity) Dated: By: (Signature) This Notice must remain posted for 60 consecutive days from the date of posting and must not be altered, defaced or covered by any other material. If employees have any questions concerning this Notice or compliance with any of its provisions, they may communicate directly with the Regional Director of the Federal Labor Relations Authority, Region VII, whose address is: 1531 Stout Street, Suite 301, Denver, Colorado 80202, and whose telephone number is: (303) 837-5224. --------------- FOOTNOTES$ --------------- /1/ The Respondent excepted to certain credibility findings made by the Judge. The demeanor of witnesses is a factor of consequence in resolving issues of credibility, and the Judge has had the advantage of observing the witnesses while they testified. The Authority will not overrule a Judge's resolution with respect to credibility unless a clear preponderance of all the relevant evidence demonstrates that such resolution was incorrect. The Authority has examined the record carefully, and finds no basis for reversing the Judge's credibility findings. /2/ In the absence of any objection, General Counsel's motion to correct the transcript is granted. /3/ The reprimand is not alleged as an unfair labor practice in the instant complaint. /4/ Form 362 was a new form which superseded vacancy appraisal Form CD-332. Mr. Cherry had filled out a Form CD-332 on March 5, 1982 for Mr. Silvestri when he had unsuccessfully applied for another vacancy announcement. This appraisal will be discussed in detail infra. /5/ On the annual appraisal which covered the period 10/81 to 3/31/82, Mr. Cherry had the opportunity to rate Mr. Silvestri as unsatisfactory, minimally satisfactory, satisfactory, commendable or outstanding. Mr. Cherry rated Mr. Silvestri as "outstanding" overall. With respect to performance standards, Mr. Cherry had his choice of three ratings, i.e. exceeded expectations, met expectations or not met expectations. Mr. Cherry checked off "exceeded" for all the elements on the performance standards page of the appraisal. /5/ The instructions for completing Form CD-362 read in pertinent part as follows: Ratings on this appraisal and on the employee's annual performance appraisal should be similar for like elements . . . .