[ v09 p795 ]
09:0795(100)CU
The decision of the Authority follows:
9 FLRA No. 100 DEPARTMENT OF THE AIR FORCE, HANSCOM AIR FORCE BASE BEDFORD, MASSACHUSETTS Activity/Petitioner and NATIONAL ASSOCIATION OF GOVERNMENT EMPLOYEES, LOCAL R1-8 Labor Organization Case No. 1-CU-39 DECISION AND ORDER CLARIFYING UNIT UPON A PETITION DULY FILED WITH THE AUTHORITY UNDER SECTION 7111(B)(2) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (THE STATUTE), A HEARING WAS HELD BEFORE A HEARING OFFICER OF THE AUTHORITY. THE HEARING OFFICER'S RULINGS MADE AT THE HEARING ARE FREE FROM PREJUDICIAL ERROR AND ARE HEREBY AFFIRMED. UPON CAREFUL CONSIDERATION OF THE ENTIRE RECORD, INCLUDING THE PARTIES' CONTENTIONS, /1/ THE AUTHORITY FINDS: THE NATIONAL ASSOCIATION OF GOVERNMENT EMPLOYEES, LOCAL R1-8 (NAGE) WAS CERTIFIED ON NOVEMBER 29, 1971 AS THE EXCLUSIVE BARGAINING REPRESENTATIVE FOR A UNIT OF ALL NONSUPERVISORY, NONPROFESSIONAL GENERAL SCHEDULE EMPLOYEES SERVICED BY THE FEDERAL CIVILIAN PERSONNEL OFFICE, L. G. HANSCOM FIELD, BEDFORD, MASSACHUSETTS. ESSENTIALLY THE PETITION HEREIN SEEKS TO CLARIFY THE BARGAINING UNIT STATUS OF NUMEROUS INCUMBENTS IN VARIOUS JOB CLASSIFICATIONS BASED ON THE ACTIVITY'S CONTENTIONS THAT THEY ARE SUPERVISORS, MANAGEMENT OFFICIALS OR BOTH. /2/ SUPERVISORS /3/ THE ACTIVITY CONTENDS THAT THE EMPLOYEES IN THE JOB CLASSIFICATIONS LISTED IN APPENDIX A ARE SUPERVISORS AND SHOULD BE EXCLUDED FROM THE BARGAINING UNIT. OF THESE, THE RECORD ESTABLISHES THAT GERALD JAROSAK, PROGRAM ANALYST, GS-0345-13, ASSIGNS WORK, HAS HIRED SUBORDINATES AND HAS EFFECTIVELY RECOMMENDED SUBORDINATES FOR AWARDS; THAT GERALD BALCOM, ANTHONY STORACE, MAURICE RACITI, AND EMERY CARON, ALL OF WHOM ARE LOGISTICS MANAGEMENT SPECIALISTS, GS-0346-13, ASSIGN WORK AND HAVE EFFECTIVELY RECOMMENDED THE HIRING OF SUBORDINATES; THAT ROBERT HERZBERG, COMPUTER EQUIPMENT ANALYST, GS-0334-14, ASSIGNS WORK AND HAS EFFECTIVELY RECOMMENDED THE HIRING OF SUBORDINATES; THAT ROBERT WATERS AND RAYMOND CARLE, BOTH OF WHOM ARE COMPUTER SPECIALISTS, GS-0334-14, ASSIGN WORK AND HAVE EFFECTIVELY RECOMMENDED THE HIRING OF AND AWARDS FOR SUBORDINATES; AND THAT EBEN TOWNES AND DEAN STEWARD, BOTH OF WHOM ARE CONTRACT SPECIALISTS, GS-1102-13, ASSIGN WORK AND HAVE EFFECTIVELY RECOMMENDED AWARDS FOR SUBORDINATES. FURTHER, THE AUTHORITY FINDS THAT THE ABOVE DUTIES ARE NOT MERELY ROUTINE OR CLERICAL IN NATURE, BUT REQUIRE THE CONSISTENT EXERCISE OF INDEPENDENT JUDGMENT. ACCORDINGLY, THESE INCUMBENTS ARE SUPERVISORS WITHIN THE MEANING OF SECTION 7103(A)(10) OF THE STATUTE AND THE AUTHORITY SHALL ORDER THAT THEY BE EXCLUDED FROM THE UNIT. /4/ THE AUTHORITY FURTHER FINDS THAT THE INCUMBENTS IN THE REMAINING JOB CLASSIFICATIONS LISTED IN APPENDIX A ARE NOT SUPERVISORS WITHIN THE MEANING OF SECTION 7103(A)(10) OF THE STATUTE. THUS, THE RECORD ESTABLISHES THAT ALTHOUGH THESE INCUMBENTS MAY HAVE SOME RESPONSIBILITY FOR ASSIGNING WORK TO CERTAIN EMPLOYEES AND DIRECTING SUCH EMPLOYEES IN THE PERFORMANCE OF THAT WORK, SUCH FUNCTIONS ARE ROUTINE IN NATURE AND DO NOT REQUIRE THE CONSISTENT EXERCISE OF INDEPENDENT JUDGMENT. NOR DO THE INCUMBENTS IN THESE JOB CLASSIFICATIONS EXERCISE ANY OF THE OTHER STATUTORY INDICA OF SUPERVISORY AUTHORITY. ACCORDINGLY, THE AUTHORITY SHALL ORDER THAT THEY REMAIN IN THE BARGAINING UNIT. MANAGEMENT OFFICIALS /5/ THE ACTIVITY CONTENDS THAT THE EMPLOYEES IN THE JOB CLASSIFICATIONS LISTED IN APPENDIX B ARE MANAGEMENT OFFICIALS AND SHOULD BE EXCLUDED FROM THE UNIT. IN THE LEAD CASE OF DEPARTMENT OF THE NAVY, AUTOMATIC DATA PROCESSING SELECTION OFFICE, 7 FLRA NO. 24(1981), THE AUTHORITY INTERPRETED THE STATUTORY DEFINITION OF "MANAGEMENT OFFICIAL" TO INCLUDE THOSE INDIVIDUALS WHO: (1) CREATE, ESTABLISH OR PRESCRIBE GENERAL PRINCIPLES, PLANS, OR COURSES OF ACTION OF AN AGENCY; (2) DECIDE UPON OR SETTLE UPON GENERAL PRINCIPLES, PLANS OR COURSES OF ACTION FOR AN AGENCY; OR (3) BRING ABOUT OR OBTAIN A RESULT AS TO THE ADOPTION OF GENERAL PRINCIPLES, PLANS OR COURSES OF ACTION FOR AN AGENCY. APPLYING THESE CRITERIA TO THE INSTANT CASE, THE AUTHORITY FINDS THAT JACK CATALANO, COMPUTER EQUIPMENT ANALYST, GS-0334-13, IS A MANAGEMENT OFFICIAL AND SHALL ORDER HIS EXCLUSION FROM THE BARGAINING UNIT. THUS, THE RECORD ESTABLISHES THAT HE HAS DEVELOPED ACTIVITY-WIDE AS WELL AS GOVERNMENT-WIDE POLICIES AND PROCEDURES IN THE COMPUTER CONTRACT SUPPORT AREA WHICH HAVE RESULTED IN THE FORMATION OF ACTIVITY OPERATING INSTRUCTIONS COVERING EVALUATION OF VENDORS' CONTRACT PROPOSALS IN THE AREA OF VENDOR ASSISTANCE IN PUTTING NEW COMPUTERS INTO OPERATION, THE TRAINING OF OPERATORS AND MAINTENANCE OF THE EQUIPMENT. IT FOLLOWS THAT HIS RESPONSIBILITIES REQUIRE AND AUTHORIZE HIM TO FORMULATE AND DETERMINE THE POLICIES OF THE ACTIVITY WITHIN THE MEANING OF SECTION 7103(A)(11) OF THE STATUTE. WITH RESPECT TO THE OTHER ALLEGED MANAGEMENT OFFICIALS, THE AUTHORITY FINDS THAT THEY ARE PROFESSIONALS WHOSE ACTIONS ASSIST IN IMPLEMENTING, AS OPPOSED TO SHAPING, THE ACTIVITY'S POLICIES. THUS, THE RECORD IS CLEAR THAT THESE INCUMBENTS DO NOT EXERCISE ANY DUTIES AND RESPONSIBILITIES WHICH REQUIRE OR AUTHORIZE THEM TO FORMULATE, DETERMINE, OR INFLUENCE THE POLICIES OF THE ACTIVITY WITHIN THE MEANING OF SECTION 7103(A)(11) OF THE STATUTE, AND THEREFORE THEY ARE NOT MANAGEMENT OFFICIALS. ACCORDINGLY, THE AUTHORITY SHALL ORDER THAT THESE INCUMBENTS REMAIN IN THE BARGAINING UNIT. ORDER IT IS HEREBY ORDERED THAT THE UNIT SOUGHT TO BE CLARIFIED HEREIN BE, AND IT HEREBY IS, CLARIFIED BY EXCLUDING FROM SAID UNIT THE FOLLOWING POSITIONS: GERALD JAROSAK, PROGRAM ANALYST, GS-0345-13; GERALD BALCOM, LOGISTICS MANAGEMENT SPECIALIST, GS-0346-13; ANTHONY STORACE, LOGISTICS MANAGEMENT SPECIALIST, GS-0346-13; MAURICE RACITI, LOGISTICS MANAGEMENT SPECIALIST, GS-0346-13; EMERY CARON, LOGISTICS MANAGEMENT SPECIALIST, GS-0346-13; ROBERT HERZBERG, COMPUTER EQUIPMENT ANALYST, GS-0334-14; ROBERT WATERS, COMPUTER SPECIALIST, GS-0334-14; RAYMOND CARLE, COMPUTER SPECIALIST, GS-0334-14; DEAN STEWARD, CONTRACT SPECIALIST, GS-1102-13; EBEN TOWNES, CONTRACT SPECIALIST, GS-1102-13; AND JACK CATALANO, COMPUTER EQUIPMENT ANALYST, GS-0334-13. IT IS FURTHER ORDERED THAT, WITH REGARD TO ALL OTHER JOB CLASSIFICATIONS SOUGHT TO BE EXCLUDED HEREIN, THE PETITION BE, AND IT HEREBY IS, DISMISSED. ISSUED, WASHINGTON, D.C., AUGUST 4, 1982 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY APPENDIX A EMPLOYEES ALLEGED TO BE SUPERVISORS WILLIAM JANOFSKY, COMPUTER SYSTEMS ANALYST, GS-0334-13 JOHN AIKEN, COMPUTER SYSTEMS ANALYST, GS-0334-14 JOSEPH GUARNOTTA, COMPUTER SYSTEMS ANALYST, GS-0334-14 ROBERT GRECO, COMPUTER SYSTEMS ANALYST, GS-0334-13 RICHARD WRIGHT, COMPUTER SYSTEMS ANALYST, GS-0334-14 DONALD HARTER, COMPUTER SYSTEMS ANALYST, GS-0334-14 TOM PANTAZIS, COMPUTER SYSTEMS ANALYST, GS-0334-14 ROBERT LENCEWICZ, COMPUTER SYSTEMS ANALYST, GS-0334-13 JOHN HAYDEN, COMPUTER SYSTEMS ANALYST, GS-0334-13 NELSON SNYDER, COMPUTER SYSTEMS ANALYST, GS-0334-13 DOUGLAS CAMPBELL, COMPUTER SYSTEMS ANALYST, GS-0334-13 DONALD FLEURY, COMPUTER SYSTEMS ANALYST, GS-0334-13 ROBERT HERZBERG, COMPUTER EQUIPMENT ANALYST, GS-0334-14 ROBERT WATERS, COMPUTER SPECIALISTS, GS-0334-14 RAYMOND CARLE, COMPUTER SPECIALIST, GS-0334-14 HANS ZSCHIRNT, COMPUTER SYSTEMS ANALYST, GS-0334-13 GERALD JAROSAK, PROGRAM ANALYST, GS-0345-13 THOMAS MOONEY, FINANCIAL SPECIALIST, GS-0501-13 GEORGE LYNCH, BUDGET ANALYST, GS-0560-13 TIMOTHY HORAN, CONTRACT NEGOTIATOR, GS-1102-13 ROBERT BOSINGER, CONTRACT NEGOTIATOR, GS-1102-13 LAWRENCE WHITNEY, CONTRACT NEGOTIATOR, GS-1102-13 ROGER COLLINS, CONTRACT NEGOTIATOR, GS-1102-13 HAROLD THOMAS, CONTRACT NEGOTIATOR, GS-1102-13 THOMAS COLANGELO, CONTRACT NEGOTIATOR, GS-1102-13 JOHN LEARY, CONTRACT NEGOTIATOR, GS-1102-13 JAMES LANE, CONTRACT NEGOTIATOR, GS-1102-13 ROBERT BRYCE, CONTRACT NEGOTIATOR, GS-1102-13 RICHARD AXTELL, CONTRACT NEGOTIATOR, GS-1102-13 ANTHONY DALY, CONTRACT NEGOTIATOR, GS-1102-13 JOHN FLAHERTY, CONTRACT NEGOTIATOR, GS-1102-13 ERIC HOKANS, CONTRACT NEGOTIATOR, GS-1102-13 DEAN STEWART, CONTRACT SPECIALIST, GS-1102-13 EBEN TOWNES, CONTRACT SPECIALIST, GS-1102-13 BLAKE SMITH, CONTRACT SPECIALIST, GS-1102-13 GERALD BALCOM, LOGISTIC" MANAGEMENT SPECIALIST, GS-0346-13 HUGH MCNEIL, RESOURCE ANALYST, GS-0301 ALBERT WISIALKO, RESOURCE ANALYST, GS-0301 ERNEST COUDERT, RESOURCE ANALYST, GS-0301 THOMAS ROBILLARD, RESOURCE ANALYST, G;-0301 MAITS LEBON, RESOURCE ANALYST, GS-0301 FRANK RYAN, COMPUTER SYSTEMS ANALYST, GS-0334-13 RICHARD GAUTHIER, COMPUTER SYSTEMS ANALYST, GS-0334-13 GERALD CASHIN, COMPUTER SYSTEMS ANALYST, GS-0334-13 ROBERT DEA, COMPUTER SYSTEMS ANALYST, GS-0334-13 MARK SULLIVAN, COMPUTER PROGRAMMER, GS-0334-13 ROBERT ROBITALLE, COMPUTER PROGRAMMER, GS-0334-13 STANLEY COWAN, COMPUTER PROGRAMMER, GS-0334-13 WILLIAM MAHAR, COMPUTER EQUIPMENT ANALYST, GS-0334-13 STANLEY COOPER, COMPUTER EQUIPMENT ANALYST, GS-0334-13 CHARLES BALDWIN, COMPUTER EQUIPMENT ANALYST, GS-0334-13 JOHN NIKULA, COMPUTER EQUIPMENT ANALYST, GS-0334-13 MARY MASTROCOLA, COMPUTER EQUIPMENT ANALYST, G"-0334-13 NICOLO MIRABILE, COMPUTER EQUIPMENT ANALYST, GS-0334-13 FREDERICK SEIFERT, COMPUTER EQUIPMENT ANALYST, GS-0334-13 RICHARD PIZZANO, COMPUTER EQUIPMENT ANALYST, GS-0334-13 CAROL ARCHIBALD, PROCUREMENT ANALYST, GS-1102-13 BERTRAND CULLEN, TECHNICIAL INFORMATION ANALYST, GS-1412-13 ANTHONY STORACE, LOGISTICS MANAGEMENT SPECIALIST, GS-0346-13 MAURICE RACITI, LOGISTICS MANAGEMENT SPECIALIST, GS-0346-13 EMERY CARON, LOGISTICS MANAGEMENT SPECIALIST, GS-0346-13 MYRON BARR, COMPUTER EQUIPMENT ANALYST, GS-0334-13 APPENDIX B EMPLOYEES ALLEGED TO BE MANAGEMENT OFFICIALS GERALD MENYHART, DATA MANAGEMENT SPECIALIST, GS-0301-13 IRA REIMER, DATA MANAGEMENT SPECIALIST, GS-0301-13 ROLAND USHER, CONFIGURATION MANAGEMENT SPECIALIST, GS-0301-13 MYRON BARR, COMPUTER EQUIPMENT ANALYST, GS-0334-13 JACK CATALANO, COMPUTER EQUIPMENT ANALYST, GS-0334-13 SALVATORE INQUANTI, PROGRAM ANALYST, GS-0345-13 RALPH CASPER, LOGISTIC" MANAGEMENT SPECIALIST, GS-0346-13 ELMER SUBINO, FINANCIAL SPECIALIST, GS-0501-13 JOSEPH SPIRITO, PROCUREMENT ANALYST, GS-1102-13 NORMAN DOWNES, PROCUREMENT ANALYST, GS-1102-13 HUGH MCNEIL, RESOURCE ANALYST, GS-0301-13 ALBERT WISIALKO, RESOURCE ANALYST, GS-0301-13 ERNEST COUDERT, RESOURCE ANALYST, GS-0301-13 THOMAS ROBILLARD, RESOURCE ANALYST, GS-0301-13 MAITS LEBON, RESOURCE ANALYST, GS-0301-13 FRANK RYAN, COMPUTER SYSTEMS ANALYST, GS-0334-13 RICHARD GAUTHIER, COMPUTER SYSTEMS ANALYST, GS-0334-13 GERALD CASHIN, COMPUTER SYSTEMS ANALYST, GS-0334-13 ROBERT DEA, COMPUTER SYSTEMS ANALYST, GS-0334-13 MARK SULLIVAN, COMPUTER PROGRAMMER, GS-0334-13 STANLEY COWAN, COMPUTER PROGRAMMER, GS-0334-13 ROBERT ROBITAILLI, COMPUTER PROGRAMMER, GS-0334-13 WILLIAM MAHAR, COMPUTER EQUIPMENT ANALYST, GS-0334-13 STANLEY COOPER, COMPUTER EQUIPMENT ANALYST, GS-0334-13 CHARLES BALDWIN, COMPUTER EQUIPMENT ANALYST, GS-0334-13 JOHN NIKULA, COMPUTER EQUIPMENT ANALYST, GS-0334-13 MARY MASTROCOLA, COMPUTER EQUIPMENT ANALYST, GS-0334-13 NICOLO MIRABILE, COMPUTER EQUIPMENT ANALYST, GS-0334-13 FREDERICK SEIFERT, COMPUTER EQUIPMENT ANALYST, GS-0334-13 RICHARD PIZZANO, COMPUTER EQUIPMENT ANALYST, GS-0334-13 CAROL ARCHIBALD, PROCUREMENT ANALYST, GS-1102-13 BERTRAND CULLEN, TECHNICAL INFORMATION SPECIALIST, GS-1412-13 WILLIAM LETENDRE, COMPUTER SYSTEMS ANALYST, GS-0334-14 JOSEPH GUARNOTTA, COMPUTER SYSTEMS ANALYST, GS-0334-14 ROBERT GRECO, COMPUTER SYSTEMS ANALYST, GS-0334-13 RICHARD WRIGHT, COMPUTER SYSTEMS ANALYST, GS-0334-14 DONALD HARTER, COMPUTER SYSTEMS ANALYST, GS-0334-14 TOM PANTAZIS, COMPUTER SYSTEMS ANALYST, GS-0334-14 ROBERT LENCEWICZ, COMPUTER SYSTEMS ANALYST, GS-0334-13 JOHN HAYDEN, COMPUTER SYSTEMS ANALYST, GS-0334-13 NELSON SNYDER, COMPUTER SYSTEMS ANALYST, GS-0334-13 DOUGLAS CAMPBELL, COMPUTER SYSTEMS ANALYST, GS-0334-13 DONALD FLEURY, COMPUTER SYSTEMS ANALYST, GS-0334-13 --------------- FOOTNOTES$ --------------- /1/ AS THE BRIEF FILED BY THE NATIONAL ASSOCIATION OF GOVERNMENT EMPLOYEES, LOCAL R1-8 WAS UNTIMELY FILED, IT HAS NOT BEEN CONSIDERED HEREIN. /2/ IN ITS BRIEF, THE ACTIVITY MOVED TO AMEND ITS PETITION BY WITHDRAWING INCUMBENT VICTOR H. LAUGHTON, INTELLIGENCE RESEARCH SPECIALIST, GS-0132-13 FROM CONSIDERATION. THE MOTION TO AMEND IS HEREBY GRANTED. /3/ SECTION 7103(A)(10) OF THE STATUTE DEFINES A "SUPERVISOR" AS: . . . AN INDIVIDUAL EMPLOYED BY AN AGENCY HAVING AUTHORITY IN THE INTEREST OF THE AGENCY TO HIRE, DIRECT, ASSIGN, PROMOTE, REWARD, TRANSFER, FURLOUGH, LAYOFF, RECALL, SUSPEND, DISCIPLINE, OR REMOVE EMPLOYEES, TO ADJUST THEIR GRIEVANCES, OR TO EFFECTIVELY RECOMMEND SUCH ACTION, IF THE EXERCISE OF THE AUTHORITY IS NOT MERELY ROUTINE OR CLERICAL IN NATURE BUT REQUIRES THE CONSISTENT EXERCISE OF INDEPENDENT JUDGMENT . . . . /4/ THEREFORE, IT IS UNNECESSARY TO PASS UPON THE ACTIVITY'S ASSERTION THAT THESE INCUMBENTS ARE ALSO MANAGEMENT OFFICIALS, AND THEY HAVE NOT BEEN LISTED IN APPENDIX B. /5/ SECTION 7103(A)(11) OF THE STATUTE DEFINES A "MANAGEMENT OFFICIAL" AS: . . . AN INDIVIDUAL EMPLOYED BY AN AGENCY IN A POSITION THE DUTIES AND RESPONSIBILITIES OF WHICH REQUIRE OR AUTHORIZE THE INDIVIDUAL TO FORMULATE, DETERMINE, OR INFLUENCE THE POLICIES OF THE AGENCY . . . .