[ v06 p491 ]
06:0491(94)CA
The decision of the Authority follows:
6 FLRA No. 94 DEPARTMENT OF THE NAVY PORTSMOUTH NAVAL SHIPYARD Respondent and AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 2026 Charging Party Case No. 1-CA-351 DECISION AND ORDER THE ADMINISTRATIVE LAW JUDGE ISSUED THE ATTACHED RECOMMENDED DECISION AND ORDER IN THE ABOVE-ENTITLED PROCEEDING FINDING THAT THE UNFAIR LABOR PRACTICE COMPLAINT, RELATING TO THE RESPONDENT'S ALLEGED VIOLATION OF SECTION 7116(A)(1) OF THE STATUTE, BE DISMISSED IN ITS ENTIRETY. THE GENERAL COUNSEL AND THE RESPONDENT FILED EXCEPTIONS TO THE JUDGE'S RECOMMENDED DECISION AND ORDER. PURSUANT TO SECTION 2423.29 OF THE AUTHORITY'S RULES AND REGULATIONS (5 CFR 2423.29) AND SECTION 7118 OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE, (THE STATUTE), THE AUTHORITY HAS REVIEWED THE RULINGS OF THE JUDGE MADE AT THE HEARING AND FINDS THAT NO PREJUDICIAL ERROR WAS COMMITTED. THE RULINGS ARE HEREBY AFFIRMED. /1/ UPON CONSIDERATION OF THE JUDGE'S RECOMMENDED DECISION AND ORDER, AND THE ENTIRE RECORD IN THE CASE, INCLUDING THE EXCEPTIONS FILED BY THE GENERAL COUNSEL AND THE RESPONDENT, THE AUTHORITY HEREBY ADOPTS THE JUDGE'S FINDINGS, CONCLUSIONS, AND RECOMMENDATIONS. ORDER IT IS HEREBY ORDERED THAT THE COMPLAINT IN CASE NO. 1-CA-351 BE, AND IT HEREBY IS, DISMISSED. ISSUED, WASHINGTON, D.C., AUGUST 31, 1981 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY -------------------- ALJ DECISION FOLLOWS -------------------- PETER DOW, ESQ. FOR THE GENERAL COUNSEL A. GENE NIRO, ESQ. FOR THE RESPONDENT BEFORE: JOHN H. FENTON ADMINISTRATIVE LAW JUDGE DECISION STATEMENT OF THE CASE THIS IS A PROCEEDING UNDER THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE, CHAPTER 71 OF TITLE 5 OF THE U.S. CODE, 5 U.S.C. 7101, ET SEQ., AND THE RULES AND REGULATIONS ISSUED THEREUNDER, FED. REG., VOL. 45, NO. 12, JANUARY 17, 1980, 5 C.F.R.,CHAPTER XIV, PART 2411, ET SEQ. PURSUANT TO CHARGE FILED ON APRIL 28, 1980, AND AN AMENDED CHARGE FILED ON JUNE 23, BY LOCAL 2024, AFGE, A COMPLAINT AND NOTICE OF HEARING WAS ISSUED ON JUNE 27 BY THE REGIONAL DIRECTOR DIRECTOR FOR REGION 1, FEDERAL LABOR RELATIONS AUTHORITY, BOSTON, MASSACHUSETTS. THE COMPLAINT ALLEGED THAT THE PORTSMOUTH NAVAL SHIPYARD VIOLATED SECTION 7116(A)(1) OF THE STATUTE ON FEBRUARY 8, 1980, WHEN TECHNICAL SUPPORT BRANCH HEAD WILLIAM TURNER STATED TO "AN EMPLOYEE THAT HE WOULD NOT PROMOTE AN EMPLOYEE BECAUSE THAT EMPLOYEE'S UNION REPRESENTATIVE HAD CONTACTED MANAGEMENT CONCERNING THE EMPLOYEE'S FAILURE TO RECEIVE A PROMOTION." A HEARING WAS HELD ON AUGUST 21, 1980, IN PORTSMOUTH, N.H. ALL PARTIES WERE AFFORDED FULL OPPORTUNITY TO BE HEARD, TO EXAMINE AND CROSS-EXAMINE WITNESSES, TO INTRODUCE RELEVANT EVIDENCE AND TO FILE BRIEFS. UPON THE ENTIRE RECORD, INCLUDING MY OBSERVATION OF THE WITNESSES AND THEIR DEMEANOR, I MAKE THE FOLLOWING FINDINGS OF FACT, CONCLUSIONS AND RECOMMENDATIONS. FINDINGS OF FACT A MEETING TOOK PLACE IN THE OFFICE OF TECHNICAL SUPPORT BRANCH HEAD WILLIAM TURNER ON FEBRUARY 8, BETWEEN TURNER, SUPERVISOR ALBION EDWARDS AND MYRA SPARKOWICH, SECOND VICE-PRESIDENT AND STEWARD OF LOCAL 2024. IT WAS CONCERNED SOLELY WITH THE FACT THAT GS-2 CLERK-TYPIST CHERYL CORBIN HAD NOT RECEIVED A PROMOTION AT THE END OF HER PROBATIONARY YEAR. THE MEETING TOOK ABOUT TEN OR FIFTEEN MINUTES, AND ON THE BASIS OF THIS SPARSE RECORD, AS WELL AS THE DEMEANOR OF TURNER AND SPARKOWICH, WAS APPARENTLY NOT PARTICULARLY PLEASANT. IT BEGAN WITH TURNER, WHO HAD BEEN DETAILED FOR SOME TIME TO ANOTHER PROJECT, INQUIRING ABOUT THE PURPOSE OF SPARKOWICH'S VISIT. SHE TOLD HIM THAT CORBIN HAD BEEN PROMISED A RAISE BY THIS POINT IN TIME, AND THAT SHE HAD, IN FACT, BEEN PERFORMING WORK AT THE GS-3, 4 AND 5 LEVELS. TURNER RESPONDED BY SAYING THAT CORBIN COULD NOT EVEN HANDLE HER GS-2 RESPONSIBILITIES, SPECIFICALLY MENTIONING HER ALLEGED INABILITY TO TAKE CARE OF THE MAIL CONTROL RECORDS. SPARKOWICH SAID THAT THESE RECORDS WERE KEPT BY TURNER'S SECRETARY, FOR WHOM CORBIN HAD SUBSTITUTED, AND THAT CORBIN WAS UNFAMILIAR WITH THEM. SPARKOWICH ALSO ASSERTED THAT THE MAIL CONTROL RECORDS WERE NOT COVERED BY CORBIN'S POSITION DESCRIPTION, WITH WHICH TURNER DISAGREED. EDWARDS, IMMEDIATE SUPERVISOR OF CORBIN, THEN UNDERCUT TURNER BY AGREEING WITH SPARKOWICH. TURNER THEN SHOVED, OR THREW CORBIN'S LEAVE RECORDS TOWARD SPARKOWICH AND ASKED WHETHER THAT WAS THE RECORD OF SOMEONE WHO DESERVED TO BE A GS-3. TURNER SAID THAT CORBIN WOULD REGULARLY BE OUT FOR A DAY AS SOON AS SHE ACCUMULATED FOUR HOURS ANNUAL LEAVE AND FOUR HOURS SICK LEAVE AND THAT HE HAD SPOKEN TO EDWARDS ABOUT THE PROBLEM. SPARKOWICH TOLD HIM, AGAIN WITH AT LEAST SOME SUPPORT FROM EDWARDS, THAT CORBIN HAD BEEN INVOLVED IN AN AUTOMOBILE ACCIDENT, THAT SHE HAD UNDERGONE SURGERY, AND THAT HER NEED FOR LEAVE ALWAYS HAD BEEN SUBSTANTIATED BY SICK LEAVE SLIPS SIGNED BY HER DOCTOR. UPON SPARKOWICH'S STATEMENT THAT CORBIN USED SICK LEAVE ONLY FOR PURPOSES OF GOING TO THE DOCTOR, TURNER SAID THAT IN SUCH CASE THE PROBLEM COULD BE EASILY SOLVED BY REQUIRING HER TO BRING IN A SICK LEAVE SLIP WHENEVER SHE TOOK SUCH LEAVE FOR A DAY. HE THEN INSTRUCTED EDWARDS TO IMPOSE SUCH A REQUIREMENT, WHEREUPON SPARKOWICH TOLD HIM HE COULD NOT DO SO WITHOUT FIRST GIVING CORBIN A LETTER OF REQUIREMENT. THAT MATTER WAS THEN DROPPED, AND TURNER, IN SOME ANGER, SAID THAT IT WAS FOR HIM TO DECIDE WHEN CORBIN WAS READY FOR PROMOTION, THAT HE DID NOT FEEL THAT SHE WAS QUALIFIED, AND THAT HE WAS "MORE ADAMANT AFTER YOU (POINTING AT SPARKOWICH) COMING OVER HERE TODAY." /2/ AFTER TURNER SAID THIS, SPARKOWICH ASKED HIM A QUESTION WHICH IS VERY MUCH DISPUTED. ACCORDING TO HER, SHE ASKED WHETHER SHE HAD HEARD HIM CORRECTLY-- CAUTIONING HIM THAT IF SHE HAD, HE WAS GUILTY OF AN UNFAIR LABOR PRACTICE-- AND HE REPLIED BY REPEATING THE STATEMENT. ACCORDING TO TURNER, SHE ASKED WHETHER HE MEANT THAT HE WOULD TAKE REPRISAL AGAINST A "POOR GIRL" BECAUSE SHE CAME TO HER UNION, TO WHICH HE ANSWERED THAT THAT WAS NOT WHAT HE SAID. SPARKOWICH DENIES ASKING ANY SUCH QUESTION. EDWARDS RECALLS, RATHER VAGUELY, THAT SPARKOWICH REPHRASED THE BASIC STATEMENT IN MORE "LEGAL" OR "CONTRACTUAL" TERMS AND THAT TURNER ANSWERED "NO" TO THE QUESTION WHETHER THAT WAS WHAT HE MEANT. ALL AGREE THAT SPARKOWICH TURNED TO EDWARDS AND TOLD HIM TO MAKE AN ACCURATE NOTE OF WHAT TURNER HAD SAID, REMARKING THAT SHE THOUGHT MANAGEMENT WOULD NEED IT. I AM UNABLE TO DECIDE PRECISELY WHAT SPARKOWICH ASKED TURNER. I DO NOT CREDIT TURNER'S VERSION OF THE QUESTION PUT BY SPARKOWICH, NOR DO I ACCEPT HER CONTENTION THAT SHE SIMPLY ASKED IF SHE HAD HEARD CORRECTLY, AND THAT TURNER THEN SIMPLY REPEATED THE REMARK. I ACCEPT THE TESTIMONY OF EDWARDS THAT SPARKOWICH "RECAST" TURNER'S STATEMENT IN MORE LEGALISTIC TERMS AND THAT HE RESPONDED "NO" TO THE QUESTION WHETHER HE HAD MADE SUCH A STATEMENT. THUS, I DO NOT FIND THAT TURNER REPUDIATED HIS ORIGINAL STATEMENT. FINALLY, APART FROM THE MATTERS DESCRIBED ABOVE, THERE IS NO EVIDENCE OR SUGGESTION THAT TURNER OR OTHER MANAGERS IN THIS UNIT HAVE VIOLATED THE LAW OR HARBOR ANY ANIMUS AGAINST THE UNION. DISCUSSION AND CONCLUSIONS AS NOTED, THE MEETING BECAME UNPLEASANT, AND EVEN ANGRY, PERHAPS BECAUSE SPARKOWICH'S FORCEFUL MANNER COLLIDED WITH TURNER'S INTRANSIGEANCE, PERHAPS ALSO BECAUSE OF SUPERVISOR EDWARDS' UNDERCUTTING OF HIS SUPERIOR'S VIEWS. SUCH SPECULATION ASIDE, TURNER MADE A STATEMENT WHICH WAS HIGHLY AMBIGUOUS. IT WAS CLEARLY SUSCEPTIBLE OF THE INTERPRETATION THAT HE WAS EVEN MORE OPPOSED TO A PROMOTION FOR CORBIN NOW THAT THE UNION HAD INTERVENED IN HER BEHALF. IT WAS EQUALLY SUSCEPTIBLE OF THE INTERPRETATION THAT TURNER WAS NOW THE MORE CONVINCED OF THE CORRECTNESS OF HIS INITIAL DECISION AGAINST PROMOTION, HAVING MARSHALLED HIS ARGUMENTS IN SUPPORT OF THAT VIEW AND HAVING LISTENED TO THE UNION'S UNPERSUASIVE BRIEF IN HER BEHALF. STANDING ALONE, WITH NO OTHER UNFAIR LABOR PRACTICE ALLEGATION, LET ALONE FINDING, AND NO EVIDENCE OF ANIMUS AGAINST THE UNION IN THIS UNIT OR ON THE PART OF TURNER, I DO NOT BELIEVE I AM FREE TO CHOOSE THE UNLAWFUL AND ESCHEW THE INNOCENT OF TWO EQUALLY AVAILABLE INTERPRETATIONS OF TURNER'S REMARK. I HAVE ENCOUNTERED NO CASE WHICH CLEARLY SUPPORTS THE PROPOSITION THAT A RESPONDENT WHICH HAS MADE AN AMBIGUOUS STATEMENT HAS A DUTY TO COME FORWARD WITH SUCH EXPLANATION AS WILL REMOVE THE UNLAWFUL THRUST OF ITS WORDS. IN THE PRIVATE SECTOR, WHERE MANAGEMENT'S RIGHT TO EXPRESS IT "VIEWS, ARGUMENT OR OPINION" MAY BE QUITE DIFFERENT FROM THAT OBTAINING UNDER THIS STATUTE, THE FACT THAT A STATEMENT IS AMBIGUOUS AND HENCE CAPABLE OF AN INNOCENT INTERPRETATION, IS ALONE SUFFICIENT REASON TO FIND NO VIOLATION IN THE ABSENCE OF A CONTEXT WHICH BUTTRESSES THE COERCIVE INTERPRETATION. /3/ HERE, I AM FRANKLY CONCERNED ABOUT THE CONSEQUENCES WHICH SHOULD ARISE FROM THE FACT THAT THE STEWARD CLEARLY COMMUNICATED TO MANAGEMENT THE FACT THAT SHE RECEIVED THE REMARK AS UNLAWFUL. QUERY WHETHER THIS SHOULD NOT PLACE THE BURDEN ON MANAGEMENT'S SPOKESMAN TO CLEAR UP THE CONFUSION BY OFFERING A PERMISSIBLE EXPLANATION OF HIS WORDS, IF IN FACT HE HARBORED ONE. I CONCLUDE THAT, WHILE AN AMBIGUOUS STATEMENT, STANDING ALONE, IS NOT ACTIONABLE, BECAUSE THE EVIDENCE WOULD NOT PREPONDERATE IN FAVOR OF A FINDING OF VIOLATION, SUCH AMBIGUITY IS REMOVED AND THE LATENT THREAT IS MADE EXPLICIT UPON A FAILURE TO DISPEL THE UNLAWFUL INFERENCE DRAWN AND NOTED BY THE LISTENER. I AM TEMPTED TO APPLY SUCH REASONING TO THE FACTS OF THIS CASE, BUT FEEL CONSTRAINED NOT TO DO SO BECAUSE I AM PERSUADED BY EDWARDS' TESTIMONY THAT TURNER GAVE A NEGATIVE RESPONSE TO SPARKOWICH'S REPHRASING OF HIS STATEMENT. WHILE NOT AT ALL SURE THAT TURNER DENIED SPARKOWICH'S READING OF THE STATEMENT I FIND HE MADE, AS OPPOSED TO DENYING A MORE BLATANTLY COERCIVE INTERPRETATION OFFERED BY SPARKOWICH, IT IS CLEAR THAT HE AT LEAST DENIED THE INTERPRETATION SHE GAVE HIS WORDS. WE ARE THUS LEFT, AT MOST, WITH THE REMARK HE MADE, UNACCOMPANIED BY THE KIND OF READILY AVAILABLE EXPLANATION WHICH WOULD HAVE RENDERED IT UNQUESTIONABLY LAWFUL. GIVEN THE ABSENCE OF A CONTEXT OF UNFAIR LABOR PRACTICES OR EXPRESSIONS OF ANTI-UNION ANIMUS, A FINDING THAT THE STATEMENT WAS COERCIVE WOULD, IN MY VIEW, SHIFT THE BURDEN FROM THE GENERAL COUNSEL TO RESPONDENT. I THEREFORE RECOMMEND THAT THE COMPLAINT BE DISMISSED. ORDER HAVING CONCLUDED THAT THE GENERAL COUNSEL HAS NOT SUSTAINED HIS BURDEN OF PROVING, BY A PREPONDERANCE OF THE EVIDENCE, THAT A VIOLATION HAS OCCURRED, I RECOMMEND THAT THE COMPLAINT BE DISMISSED IN ITS ENTIRETY. JOHN H. FENTON CHIEF ADMINISTRATIVE LAW JUDGE --------------- FOOTNOTES: --------------- /1/ THE GENERAL COUNSEL EXCEPTED TO CERTAIN CREDIBILITY FINDINGS MADE BY THE JUDGE. THE DEMEANOR OF WITNESSES IS A FACTOR OF CONSEQUENCE IN RESOLVING ISSUES OF CREDIBILITY, AND THE JUDGE HAS HAD THE ADVANTAGE OF OBSERVING THE WITNESSES WHILE THEY TESTIFIED. THE AUTHORITY HAS EXAMINED THE RECORD CAREFULLY, AND FINDS NO BASIS FOR REVERSING THE JUDGE'S CREDIBILITY FINDINGS. /2/ I REJECT TURNER'S TESTIMONY THAT HE SAID THE PRESENCE OF THE UNION HAD NOT CHANGED HIS MIND. SPARKOWICH TESTIFIED THAT TURNER MADE EXPLICIT REFERENCE TO THE UNION COMING OVER IN CORBIN'S BEHALF, AND THAT TURNER'S REFERENCE TO HIS ADAMANT STANCE WAS PREFACED BY A STATEMENT THAT HE DID NOT SUBMIT TO ARM-TWISTING BY THE UNION. BECAUSE SHE MADE NO REFERENCE TO THE LATTER IN A MEMO PREPARED THREE DAYS LATER, AND BECAUSE EDWARDS, WHO CREDIBILITY IMPRESSED ME, DID NOT REMEMBER OR RECORD SUCH A STATEMENT, I FIND IT WAS NOT MADE. EDWARDS LIKEWISE RECALLED NO EXPLICIT REFERENCE TO THE UNION, THOUGH HE CONCLUDED FROM THE CONTEST, AS I DO, THAT THE REFERENCE WAS OBVIOUSLY TO THE UNION. /3/ SEE, E.G,, BOMBER BAIT COMPANY, INC., 210 NLRB NO. 109; 86 LRRM 1494; WHERE THE STATEMENT MADE TO A UNION PROPONENT THAT HE WOULD NOT BENEFIT IF THE UNION CAME IN BECAUSE HE WOULD NOT BE THERE LONG ENOUGH WAS FOUND TO BE AMBIGUOUS, ISOLATED AND DE MINIMIS. SEE ALSO MUNRO, CO., 217 NLRB NO. 165, 89 LRRM 1169; WHERE STATEMENTS MADE TO ASSEMBLE EMPLOYEES THAT SIGNING UNION AUTHORIZATION CARDS COULD BE FATAL WERE, IN THE CIRCUMSTANCES, FOUND NONCOERCIVE REFERENCES TO THE POSSIBILITY THAT STRIKES FOR UNREASONABLE DEMANDS MIGHT CAUSE TROUBLES.