[ v06 p133 ]
06:0133(26)AR
The decision of the Authority follows:
6 FLRA No. 26 U.S. NAVAL STATION, MAYPORT, FLORIDA Activity and AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 2010, AFL-CIO Union Case No. O-AR-44 DECISION THIS MATTER IS BEFORE THE AUTHORITY ON EXCEPTIONS TO THE AWARD OF ARBITRATOR ROBERT T. AMIS FILED BY THE AGENCY UNDER SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C. 7122(A)). ACCORDING TO THE ARBITRATOR'S AWARD, THE DISPUTE IN THIS MATTER CONCERNED A PROMOTION TO A FIRST LEVEL SUPERVISORY POSITION OF AUTOMOTIVE MECHANIC FOREMAN. THE DISPUTE AROSE AFTER THE PARTIES' NEGOTIATED AGREEMENT HAD EXPIRED. WHEN THE AGREEMENT EXPIRED IN JULY 1978, THE ACTIVITY TOOK TWO ACTIONS. FIRST, INSTRUCTIONS WERE ISSUED TO ALL SUPERVISORS WHICH PROVIDED IN PART: SUPERVISORS ARE REMINDED THAT UPON THE EXPIRATION OF A NEGOTIATED AGREEMENT, PERSONNEL POLICIES, PRACTICES AND WORKING CONDITIONS AFFECTING UNIT EMPLOYEES WHETHER OR NOT CONTAINED IN THE NEGOTIATED AGREEMENT CONTINUE AS ESTABLISHED AND MAY NOT BE UNILATERALLY CHANGED EXCEPT UNDER SPECIAL CIRCUMSTANCES. SECOND, THE ACTIVITY'S COMMANDING OFFICER NOTIFIED THE PRESIDENT OF THE UNION THAT MANAGEMENT WOULD NOT MAINTAIN THE PROVISIONS OF ARTICLE XXIII OF THE EXPIRED AGREEMENT WITH RESPECT TO FIRST LEVEL SUPERVISORY POSITIONS. ARTICLE XXIII, SECTION 8 OF THE EXPIRED AGREEMENT HAD PERTINENTLY PROVIDED: A. THE EMPLOYER AGREES TO MAKE TEMPORARY PROMOTIONS OF AN EMPLOYEE WHO IS ASSIGNED TO PERFORM HIGHER LEVEL WORK WITHIN HIS/HER OWN ORGANIZATION WHEN THERE EXISTS A NEED FOR SUCH WORK TO BE PERFORMED FOR A PERIOD OF MORE THAN TWO (2) WEEKS. B. IT IS AGREED THAT THE EMPLOYER MAY MAKE A TEMPORARY PROMOTION LIMITED TO SIXTY (60) DAYS OR LESS WHEN IT IS NECESSARY TO FILL A POSITION WITHOUT DELAY. WHEN IT IS DETERMINED THAT THERE EXISTS A POSSIBILITY THAT THE TEMPORARY PROMOTION TO A HIGHER LEVEL POSITION WILL BE FOR A PERIOD OF MORE THAN SIXTY (60) DAYS THE EMPLOYER AND THE UNION WILL MEET TO DETERMINE IF THE TEMPORARY PROMOTION SHOULD BE MADE UNDER MERIT PROMOTION PROCEDURES. C. IN ALL CASES WHERE EXPERIENCE RESULTING FROM PERFORMING HIGHER LEVEL WORK ASSIGNMENT OF SIXTY (60) DAYS OR MORE WOULD PROVIDE QUALIFYING EXPERIENCE FOR A LATER PROMOTION WITHIN THE ACTIVITY, COMPETITIVE PROCEDURES WILL BE USED. REPETITIVE TEMPORARY ASSIGNMENTS TO HIGHER LEVEL DUTY PERFORMANCE OF LESS THAN SIXTY DAYS WILL NOT BE GIVEN TO THE SAME EMPLOYEE IN SUCH A MANNER AS TO CIRCUMVENT COMPETITIVE REQUIREMENTS OR MERIT PRINCIPLES BUT WILL BE ROTATED TO THE MAXIMUM EXTENT AMONG BEST QUALIFIED EMPLOYEES OF THE IMMEDIATE ORGANIZATION WHERE THE TEMPORARY VACANCY EXISTS. THEREAFTER, IN AUGUST 1978, THE VACANCY OCCURRED, IN THE FOREMAN POSITION AND THE ACTIVITY TEMPORARILY PROMOTED AN EMPLOYEE TO THE POSITION. A PERMANENT VACANCY IN THE POSITION WAS ANNOUNCED IN OCTOBER 1978. FOUR OF SEVEN QUALIFIED APPLICANTS FOR THE POSITION WERE RATED HIGHLY QUALIFIED INCLUDING THE EMPLOYEE TEMPORARILY PROMOTED TO THE POSITION AND THE GRIEVANT, WHO RECEIVED THE HIGHEST RATING. BY THIS TIME THE LENGTH OF THE TEMPORARY PROMOTION HAD EXCEEDED 60 DAYS. THE UNION PROTESTED THE CONTINUATION OF THAT TEMPORARY PROMOTION AND REQUESTED THAT OTHER QUALIFIED EMPLOYEES BE ROTATED INTO THE POSITION IN ACCORDANCE WITH "ESTABLISHED PRACTICES." THE UNION APPARENTLY VIEWED ARTICLE XXIII, SECTION 8 OF THE EXPIRED AGREEMENT, PARTICULARLY THE ROTATION PROVISION OF SUBSECTION C, AS CONSTITUTING ESTABLISHED PRACTICES THAT WERE TO BE CONTINUED. THE ACTIVITY DENIED THE REQUEST. THE ACTIVITY APPARENTLY VIEWED THE UNION'S REQUEST AS BASED ON PROVISIONS OF ARTICLE XXIII, SECTION 8 THAT HAD NOT BEEN MAINTAINED BECAUSE THE FOREMAN POSITION WAS A FIRST LEVEL SUPERVISORY POSITION. IN NOVEMBER 1978, THE EMPLOYEE WHO HAD BEEN TEMPORARILY PROMOTED TO THE POSITION WAS SELECTED FOR THE PERMANENT POSITION. THE GRIEVANT FILED A GRIEVANCE PROTESTING THAT SELECTION, AND THE GRIEVANCE WAS ULTIMATELY SUBMITTED TO ARBITRATION. THE ARBITRATOR FOUND THAT THE ACTIVITY VIOLATED "THE PARTIES' OWN 60 DAY RULE" WHEN IT REFUSED TO ROTATE THE ENCUMBENCY OF THE FOREMAN POSITION AT THE EXPIRATION OF 60 DAYS. THE ARBITRATOR WAS APPARENTLY REFERRING TO THE PROVISION OF ARTICLE XXIII, SECTION 8C THAT SUCH ASSIGNMENTS WOULD BE ROTATED AFTER 60 DAYS. THE ARBITRATOR RULED THAT THIS REFUSAL BY THE ACTIVITY WAS CONTRARY TO THE INSTRUCTIONS THAT ESTABLISHED PRACTICES WERE TO BE CONTINUED. HE NOTED THAT WITH RESPECT TO OTHER FIRST LEVEL SUPERVISORY POSITIONS SUCH ESTABLISHED PRACTICES WERE FOLLOWED. THE ARBITRATOR CONCLUDED THAT AS A RESULT OF THIS VIOLATION THE "GRIEVANT WAS DENIED THE OPPORTUNITY TO DEMONSTRATE HIS ABILITY TO PERFORM THE JOB." ACCORDINGLY, AS HIS AWARD, THE ARBITRATOR SUSTAINED THE GRIEVANCE AND ORDERED: GRIEVANT, AS THE CANDIDATE WITH THE HIGHEST NUMERICAL RATING, SHALL BE GIVEN AN OPPORTUNITY TO PERFORM IN THE JOB OF AUTOMOTIVE MECHANIC FOREMAN FOR A PERIOD OF NOT LESS THAN THE 33 DAYS WHICH WOULD HAVE BEEN ROTATED BUT FOR THE FAILURE OF MANAGEMENT TO FOLLOW ESTABLISHED PROCEDURES. UPON COMPLETION OF THIS PERIOD, THE PROMOTION ACTION FOR THE POSITION OF AUTOMOTIVE MECHANIC FOREMAN SHALL BE RECONSTITUTED. THE AGENCY HAS FILED EXCEPTIONS TO THE ARBITRATOR'S AWARD UNDER SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE /1/ AND PART 2425 OF THE AUTHORITY'S RULES AND REGULATIONS, 5 CFR PART 2425. /2/ THE UNION DID NOT FILE AN OPPOSITION. IN ITS FIRST EXCEPTION TO THE AWARD, THE AGENCY CONTENDS THAT THE AWARD IS CONTRARY TO LAW. IN SUPPORT OF THIS EXCEPTION, THE AGENCY PRINCIPALLY ARGUES THAT THE AWARD IS CONTRARY TO THE DECISION OF THE FEDERAL LABOR RELATIONS COUNCIL IN INTERNAL REVENUE SERVICE, OGDEN SERVICE CENTER WHICH SET FORTH THE APPLICABLE PRINCIPLES RESPECTING THE RIGHTS AND OBLIGATIONS OF THE PARTIES AFTER THE EXPIRATION OF THEIR AGREEMENT IN JULY 1978 AND AT THE TIME THIS GRIEVANCE AROSE AT THE END OF 1978. /3/ ON THIS BASIS THE AGENCY CLAIMS THAT THE ACTIVITY PROPERLY REFUSED TO ROTATE THE ASSIGNMENT TO THE FOREMAN POSITION AND THEREFORE THE ARBITRATOR'S AWARD, ORDERING THAT THE GRIEVANT BE GIVEN AN OPPORTUNITY TO PERFORM IN THE FOREMAN POSITION AND ORDERING THAT THE PROMOTION ACTION FOR THE POSITION BE RECONSTITUTED, IS DEFICIENT. PURSUANT TO SECTION 7122(A)(1) OF THE STATUTE, THE AUTHORITY MAY FIND AN AWARD DEFICIENT ON THE GROUND THAT THE AWARD IS CONTRARY TO LAW. ON THE BASIS OF THE AGENCY'S EXCEPTION AND FOR THE REASONS THAT FOLLOW, THE AUTHORITY FINDS THAT THE ARBITRATOR'S AWARD IS DEFICIENT. AS WAS NOTED, THE PARTIES' AGREEMENT EXPIRED IN JULY 1978 AND THE ACTIVITY ISSUED INSTRUCTIONS THAT EXISTING PERSONNEL POLICIES AND PRACTICES AND MATTERS AFFECTING WORKING CONDITIONS WOULD CONTINUE AS ESTABLISHED. AT THE SAME TIME, AND BEFORE THE GRIEVANCE IN THIS CASE AROSE, THE ACTIVITY ALSO ADVISED THAT THE AGREEMENT PROVISIONS OF ARTICLE XXIII, SECTION 8 WOULD NOT BE MAINTAINED WITH RESPECT TO FIRST LINE SUPERVISORY POSITIONS. THE AGENCY HAS MAINTAINED THAT BOTH OF THESE ACTIONS BY THE ACTIVITY WERE FULLY CONSISTENT WITH IRS, OGDEN SERVICE CENTER, SUPRA. IN THAT CASE THE FEDERAL LABOR RELATIONS COUNCIL SET FORTH THE RIGHTS AND OBLIGATIONS OF PARTIES AFTER THE EXPIRATION OR TERMINATION OF THEIR NEGOTIATED AGREEMENT. THE COUNCIL HELD THAT EXISTING PERSONNEL POLICIES AND PRACTICES AND MATTERS AFFECTING WORKING CONDITIONS, WHETHER OR NOT THEY ARE INCLUDED IN A NEGOTIATED AGREEMENT, CONTINUE AS ESTABLISHED AFTER THE EXPIRATION OF A NEGOTIATED AGREEMENT UNLESS MODIFIED OR TERMINATED IN A MANNER CONSISTENT WITH EXECUTIVE ORDER 11491, AS AMENDED. THUS, IT WAS PURSUANT TO THIS OBLIGATION THAT THE ACTIVITY ISSUED INSTRUCTIONS MAINTAINING THESE ESTABLISHED PRACTICES AFTER THE AGREEMENT HAD EXPIRED. HOWEVER, IN THAT CASE THE COUNCIL ALSO HELD: (A)GENCY MANAGEMENT, UPON THE EXPIRATION OF A NEGOTIATED AGREEMENT, RETAINS THE RIGHT TO UNILATERALLY CHANGE PROVISIONS CONTAINED THEREIN RELATING TO "PERMISSIVE" SUBJECTS OF BARGAINING . . . AND EITHER PARTY MAY CHANGE MATTERS WHICH ARE OUTSIDE THE SCOPE OF SUCH OBLIGATION UNDER SECTION 11(A) OF THE ORDER. 6 FLRC AT 319. THE AGENCY HAS ARGUED THAT IT WAS PURSUANT TO THIS RIGHT TO "CHANGE MATTERS WHICH ARE OUTSIDE THE SCOPE OF SUCH OBLIGATION UNDER SECTION 11(A) OF THE ORDER" THAT THE ACTIVITY REFUSED TO MAINTAIN THE EXPIRED AGREEMENT PROVISIONS OF ARTICLE XXIII, SECTION 8 WITH RESPECT TO FIRST LINE SUPERVISORY POSITIONS INCLUDING THE FOREMAN POSITION IN THIS CASE. THE AGENCY'S POSITION IS THAT THESE PROVISIONS AS THEY PERTAINED TO SUPERVISORY POSITIONS WERE NOT WITHIN THE OBLIGATION TO BARGAIN UNDER E.O. 11491, AS SET FORTH IN SECTION 11(A), AND THEREFORE WERE MATTERS THAT, IN ACCORDANCE WITH IRS, OGDEN SERVICE CENTER, THE ACTIVITY RIGHTFULLY REFUSED TO MAINTAIN RATHER THAN BEING OBLIGATED TO CONTINUE AS ESTABLISHED PRACTICES. THUS, THE ESSENCE OF THE AGENCY'S CONTENTION THAT THE AWARD IS DEFICIENT AS CONTRARY TO LAW IS THAT THE AWARD CONSTITUTES AN ENFORCEMENT OF THE PROVISIONS OF ARTICLE XXIII, SECTION 8 OF THE EXPIRED AGREEMENT WITH RESPECT TO A FIRST LINE SUPERVISORY POSITION DESPITE THOSE PROVISIONS HAVING BEEN PROPERLY TERMINATED WITH RESPECT TO FIRST LINE SUPERVISORY POSITIONS BEFORE THE GRIEVANCE IN THIS CASE AROSE. THE AUTHORITY AGREES. IT WAS WELL ESTABLISHED AT THE TIME THE PARTIES' AGREEMENT EXPIRED THAT A PROVISION PERTAINING TO THE ASSIGNMENT OF AN EMPLOYEE TO A HIGHER GRADE POSITION OR THE ROTATION OF SUCH ASSIGNMENT AMONG EMPLOYEES WAS OUTSIDE AN AGENCY'S OBLIGATION TO BARGAIN UNDER SECTION 11(A) OF E.O. 11491 TO THE EXTENT IT APPLIED TO SUPERVISORY POSITIONS OUTSIDE THE BARGAINING UNIT. /4/ THUS, THE AUTHORITY FINDS THAT THE ACTIVITY HAD THE RIGHT, IN ACCORDANCE WITH IRS, OGDEN SERVICE CENTER, TO REFUSE TO MAINTAIN THE PROVISIONS OF ARTICLE XXIII, SECTION 8 WITH RESPECT TO FIRST LINE SUPERVISORY POSITIONS INCLUDING THE FOREMAN POSITION IN THIS CASE. HOWEVER, THE ARBITRATOR EXPRESSLY DETERMINED THAT THE ACTIVITY VIOLATED "THE PARTIES' 60 DAY RULE" WHEN IT REFUSED TO ROTATE THE ASSIGNMENT TO THE FOREMAN POSITION AFTER 60 DAYS. HE RULED THAT THIS REFUSAL WAS CONTRARY TO THE ACTIVITY'S OWN INSTRUCTIONS THAT "ESTABLISHED PRACTICES" WERE TO BE MAINTAINED. IT WAS ON THIS BASIS ALONE THAT THE ARBITRATOR CONCLUDED THAT THE GRIEVANT WAS IMPROPERLY DENIED THE OPPORTUNITY TO PERFORM IN THE FOREMAN POSITION. THUS, THE ARBITRATOR HAS ESSENTIALLY ENFORCED IN HIS AWARD ARTICLE XXIII, SECTION 8C OF THE EXPIRED AGREEMENT BECAUSE IT CONSTITUTED WHAT THE ARBITRATOR TERMED "THE PARTIES' 60 DAY RULE." BECAUSE OF THE PRINCIPLES SET FORTH IN IRS, OGDEN SERVICE CENTER RELATING TO THE RIGHTS OF THE PARTIES AFTER THE EXPIRATION OF THEIR AGREEMENT, THE ARBITRATOR'S AWARD IS DEFICIENT AND CANNOT BE SUSTAINED. CONSISTENT WITH IRS, OGDEN SERVICE CENTER, ARTICLE XXIII, SECTION 8C OF THE EXPIRED AGREEMENT CONSTITUTING "THE PARTIES' 60 DAY RULE" WAS PROPERLY TERMINATED AND THEREAFTER NO LONGER CONSTITUTED "ESTABLISHED PRACTICES" THAT COULD BE PROPERLY ENFORCED OR THE FAILURE WITH WHICH TO COMPLY PROPERLY REMEDIED BY THE ARBITRATOR IN HIS AWARD. IN ADDITION, ALTHOUGH THE ARBITRATOR NOTED THAT WITH RESPECT TO OTHER FIRST LEVEL SUPERVISORY POSITIONS SUCH "ESTABLISHED PRACTICES" WERE FOLLOWED, THE AUTHORITY FINDS THAT THIS OBSERVATION FAILS TO CONSTITUTE THE CLEAR AND UNMISTAKABLE WAIVER NECESSARY TO DENY THE ACTIVITY ITS RIGHT TO REFUSE TO ROTATE THE ASSIGNMENT OR DETAIL OF EMPLOYEES TO THE FOREMAN POSITION AFTER THE AGREEMENT EXPIRED. ACCORDINGLY, PURSUANT TO SECTION 7122(A) OF THE STATUTE AND SECTION 2425.4 OF THE AUTHORITY'S RULES AND REGULATIONS, THE ARBITRATOR'S AWARD IS SET ASIDE. /5/ ISSUED, WASHINGTON, D.C., JUNE 18, 1981 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY --------------- FOOTNOTES: --------------- /1/ 5 U.S.C. 7122(A) PROVIDES: (A) EITHER PARTY TO ARBITRATION UNDER THIS CHAPTER MAY FILE WITH THE AUTHORITY AN EXCEPTION TO ANY ARBITRATOR'S AWARD PURSUANT TO THE ARBITRATION (OTHER THAN AN AWARD RELATING TO A MATTER DESCRIBED IN SECTION 7121(F) OF THIS TITLE). IF UPON REVIEW THE AUTHORITY FINDS THAT THE AWARD IS DEFICIENT-- (1) BECAUSE IT IS CONTRARY TO ANY LAW, RULE, OR REGULATION; OR (2) ON OTHER GROUNDS SIMILAR TO THOSE APPLIED BY FEDERAL COURTS IN PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS; THE AUTHORITY MAY TAKE SUCH ACTION AND MAKE SUCH RECOMMENDATIONS CONCERNING THE AWARD AS IT CONSIDERS NECESSARY, CONSISTENT WITH APPLICABLE LAWS, RULES, OR REGULATIONS. /2/ ALTHOUGH THE UNION'S EXCEPTION WAS FILED AT THE TIME THE AUTHORITY'S INTERIM RULES AND REGULATIONS WERE IN EFFECT, THE FINAL RULES AND REGULATIONS, 5 CFR PART 2425(1980), ARE IDENTICAL TO THE INTERIM REGULATIONS. /3/ INTERNAL REVENUE SERVICE, OGDEN SERVICE CENTER, ET AL., A/SLMR NO. 806 AND DEPARTMENT OF THE TREASURY, INTERNAL REVENUE SERVICE, BROOKHAVEN SERVICE CENTER, A/SLMR NO. 859, 6 FLRC 310 (FLRC NOS. 77A-40 AND 77A-92 (MAR. 17, 1978), REPORT NO. 147). ALTHOUGH THIS EXCEPTION WAS FILED UNDER THE STATUTE, THE EXPIRATION OF THE COLLECTIVE BARGAINING AGREEMENT, THE ACTIVITY'S NOTICE THAT CERTAIN PROVISIONS THEREIN WOULD NOT BE MAINTAINED, THE ACTIVITY'S ACTIONS WHICH GAVE RISE TO THE GRIEVANCE, AND THE FILING OF THE GRIEVANCE ALL OCCURRED IN 1978. THUS, THE LAW APPLICABLE TO THIS CASE IS THAT WHICH EXISTED AT THE TIME OF THE ACTIVITY'S ACTIONS IN 1978. /4/ SEE INTERNATIONAL ASSOCIATION OF MACHINISTS AND AEROSPACE WORKERS, LOCAL LODGE 1859 AND MARINE CORPS AIR STATION AND NAVAL AIR REWORK FACILITY, CHERRY POINT, NORTH CAROLINA, 6 FLRC 253 (FLRC NO. 77A-28 (FEB. 28, 1978), REPORT NO. 145). /5/ IN VIEW OF THIS DECISION, IT IS NOT NECESSARY THAT THE AUTHORITY ADDRESS THE AGENCY'S OTHER EXCEPTION TO THE AWARD.