Department of the Navy, Portsmouth Naval Shipyard (Respondent) and Portsmouth Federal Employees Metal Trades Council, AFL-CIO (Charging Party)
[ v04 p619 ]
04:0619(82)CA
The decision of the Authority follows:
4 FLRA No. 82 DEPARTMENT OF THE NAVY PORTSMOUTH NAVAL SHIPYARD Respondent and PORTSMOUTH FEDERAL EMPLOYEES METAL TRADES COUNCIL, AFL-CIO Charging Party Case No. 1-CA-64 DECISION AND ORDER THE ADMINISTRATIVE LAW JUDGE ISSUED HIS RECOMMENDED DECISION AND ORDER IN THE ABOVE-ENTITLED PROCEEDING FINDING THAT THE RESPONDENT HAD NOT ENGAGED IN THE UNFAIR LABOR PRACTICE ALLEGED IN THE COMPLAINT AND AND RECOMMENDING THAT THE UNFAIR LABOR PRACTICE COMPLAINT BE DISMISSED IN ITS ENTIRETY. THEREAFTER, THE GENERAL COUNSEL FILED EXCEPTIONS WITH RESPECT TO THE ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER. PURSUANT TO SECTION 2423.29 OF THE AUTHORITY'S RULES AND REGULATIONS (5 CFR 2423.29) AND SECTION 7118 OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C. 7101-7135), THE AUTHORITY HAS REVIEWED THE RULINGS OF THE ADMINISTRATIVE LAW JUDGE MADE AT THE HEARING AND FINDS THAT NO PREJUDICIAL ERROR WAS COMMITTED. THE RULINGS ARE HEREBY AFFIRMED. UPON CONSIDERATION OF THE ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER AND THE ENTIRE RECORD IN THE CASE, INCLUDING THE GENERAL COUNSEL'S EXCEPTIONS, THE AUTHORITY HEREBY ADOPTS THE ADMINISTRATIVE LAW JUDGE'S FINDINGS, CONCLUSIONS AND RECOMMENDATIONS, NOTING THAT, WHILE SOME OF THE BACKGROUND FACTS OCCURRED PRIOR TO THE EFFECTIVE DATE OF THE STATUTE, OUR FINDINGS AND CONCLUSIONS ARE MADE PURSUANT TO THE STATUTE. ORDER IT IS HEREBY ORDERED THAT THE COMPLAINT IN CASE NO. 1-CA-64 BE, AND IT HEREBY IS, DISMISSED. ISSUED, WASHINGTON, D.C., NOVEMBER 12, 1980 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY -------------------- ALJ$ DECISION FOLLOWS -------------------- RICHARD BLAZER, ESQUIRE RICHARD ZAIGER, ESQUIRE OFFICE OF THE GENERAL COUNSEL FEDERAL LABOR RELATIONS AUTHORITY 441 STUART STREET, 8TH FLOOR BOSTON, MASSACHUSETTS 02116 FOR THE GENERAL COUNSEL A. GENE NIRO, ESQUIRE AREA REPRESENTATIVE NORTHERN FIELD DIVISION DEPARTMENT OF THE NAVY 666 SUMMER STREET, BLDG. 113, ROOM 124 BOSTON, MASSACHUSETTS 02210 FOR THE RESPONDENT BEFORE: BURTON S. STERNBURG ADMINISTRATIVE LAW JUDGE DECISION AND ORDER STATEMENT OF THE CASE THIS IS A PROCEEDING UNDER THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE, CHAPTER 71 OF TITLE 5 OF THE U.S. CODE, 5 U.S.C. 7101, ET SEQ., AND THE RULES AND REGULATIONS ISSUED THEREUNDER, FED. REG., VOL. 45, NO. 12, JANUARY 17, 1980, 5 C.F.R. CHAPTER XIV, PART 2411, ET SEQ. PURSUANT TO AN AMENDED CHARGE FIRST FILED ON JUNE 4, 1979, BY THE PORTSMOUTH FEDERAL EMPLOYEES METAL TRADES COUNCIL, (HEREINAFTER CALLED THE UNION OR CHARGING PARTY), A COMPLAINT AND NOTICE OF HEARING WAS ISSUED ON NOVEMBER 8, 1979. THE COMPLAINT ALLEGES THAT DEPARTMENT OF THE NAVY, PORTSMOUTH NAVAL SHIPYARD, PORTSMOUTH, NEW HAMPSHIRE, (HEREINAFTER CALLED THE RESPONDENT OR NAVY), VIOLATED SECTIONS 7116(A)(1) AND (5) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE, (HEREINAFTER CALLED THE STATUTE), BY VIRTUE OF ITS ACTION IN REFUSING THE UNION'S REQUEST FOR CERTAIN OVERTIME INFORMATION WHICH IS NECESSARY AND RELEVANT FOR INTELLIGENT BARGAINING. A HEARING WAS HELD IN THE CAPTIONED MATTER ON JANUARY 31, 1980, IN BOSTON, MASSACHUSETTS. ALL PARTIES WERE AFFORDED FULL OPPORTUNITY TO BE HEARD, TO EXAMINE AND CROSS-EXAMINE WITNESSES, AND TO INTRODUCE EVIDENCE BEARING ON THE ISSUES HEREIN. ALL PARTIES SUBMITTED BRIEFS WHICH HAVE BEEN DULY CONSIDERED. UPON THE BASIS OF THE ENTIRE RECORD, INCLUDING MY OBSERVATION OF THE WITNESSES AND THEIR DEMEANOR, I MAKE THE FOLLOWING FINDINGS OF FACT AND CONCLUSIONS. FINDINGS OF FACT THE RESPONDENT AND THE UNION, WHICH IS THE EXCLUSIVE BARGAINING REPRESENTATIVE OF ALL UNGRADED EMPLOYEES EMPLOYED AT THE PORTSMOUTH NAVAL SHIPYARD, ARE PARTIES TO A COLLECTIVE BARGAINING AGREEMENT COVERING THE PERIOD JUNE 8, 1977 THROUGH JUNE 8, 1980. THE COLLECTIVE BARGAINING AGREEMENT PROVIDES IN PERTINENT PART AS FOLLOWS: ARTICLE 10 OVERTIME SECTION 1. ASSIGNMENTS TO OVERTIME SHALL BE DISTRIBUTED AS FAIRLY AND EQUITABLY AS PRACTICABLE OVER THE LIFE OF THIS AGREEMENT UNDER THE FOLLOWING CONDITIONS: IN ORDER TO EFFECTIVELY AND EFFICIENTLY ACCOMPLISH THE TASKS OF THE SHIPYARD, THE EMPLOYER SHALL DETERMINE THE NUMBERS AND SKILLS REQUIRED FOR OVERTIME WORK AND THE EMPLOYEES THAT SATISFY THESE REQUIREMENTS, AND SHALL ASSIGN EMPLOYEES ACCORDINGLY. IN THE INTEREST OF EMPLOYEE MORALE, JOB CONTINUITY AND ECONOMY OF OPERATION, WHEN MAKING OVERTIME ASSIGNMENTS, FIRST CONSIDERATION SHALL BE GIVEN THOSE EMPLOYEES CURRENTLY ASSIGNED TO THE JOB. SECTION 5. THE EMPLOYER WILL PROVIDE THE COUNCIL, UPON REQUEST, NECESSARY PERTINENT SANITIZED INFORMATION CONCERNING OVERTIME HOURS WORKED TO AID IN RESOLVING INEQUITIES IN OVERTIME DISTRIBUTION ALLEGED BY SPECIFIC EMPLOYEES. THE PREVIOUS CONTRACT BETWEEN THE PARTIES COVERING THE PERIOD 1969-1971 CONTAINED LANGUAGE SIMILAR TO THAT APPEARING IN ARTICLE 10, SECTION 5 QUOTED ABOVE. THE 1966-1968 CONTRACT, HOWEVER, CONTAINED DIFFERENT LANGUAGE WITH RESPECT TO THE SUPPLYING OF OVERTIME INFORMATION. THUS, THE 1966-1968 CONTRACT PROVIDED IN PERTINENT PART AS FOLLOWS: THE EMPLOYER AGREES TO MAKE RECORDS OF OVERTIME AVAILABLE TO THE COUNCIL UPON ITS REQUEST FOR THE RESOLUTION OF SPECIFIC COMPLAINTS. ACCORDING TO THE UNCONTRADICTED AND UNCHALLENGED TESTIMONY OF MR. JOSEPH DERWIECKI, PERSONNEL OFFICER OF THE DIRECTOR OF INDUSTRIAL RELATIONS, WHO PARTICIPATED IN THE DISCUSSIONS LEADING UP TO THE 1969-1971 CONTRACT AND THE CURRENT CONTRACT, THE MORE RESTRICTIVE LANGUAGE, I.E., REQUIRING THE NAMES OF THE SPECIFIC EMPLOYEES ALLEGING INQUITIES IN OVERTIME DISTRIBUTION, WAS INSERTED INTO THE CONTRACTS TO LESSEN THE BURDEN ON THE RESPONDENT. PRIOR TO THE INSERTION OF THE RESTRICTIVE LANGUAGE, RESPONDENT, IN RESPONSE TO THE UNION'S REQUEST FOR OVERTIME INFORMATION, WAS FORCED TO ASSEMBLY MANY NEEDLESS AND IRRELEVANT OVERTIME RECORDS SINCE IT WAS NOT NECESSARILY AWARE OF THE SPECIFIC EMPLOYEE OR EMPLOYEES INVOLVED. THE MATTER WAS FURTHER COMPLICATED BY THE FACT THAT THE UNIT EMPLOYEES, MANY OF WHOM POSSESSED DIFFERENT TRAINING AND SKILLS, WERE SENT OUT TO WORK ON A TEMPORARY BASIS IN DIFFERENT AREAS THROUGHOUT THE WORLD WHERE SHIP REFITTING WORK WAS BEING CARRIED ON. SUCH AREAS INCLUDE NEW LONDON, CONNECTICUT AND SCOTLAND. ACCORDINGLY, EMPLOYEES ON ERP (EXTENDED REFIT PERIODS) MIGHT WELL ACHIEVE MORE OVERTIME WORK THAN SIMILAR EMPLOYEES POSSESSING LIKE SKILLS WHO WERE WORKING SOLELY IN PORTSMOUTH. DUE TO THE DISTANCES INVOLVED, IT WAS NOT ECONOMICALLY FEASIBLE TO INTERCHANGE EMPLOYEES FOR PURPOSES OF EQUITABLY DISTRIBUTING OVERTIME. WITHOUT THE NAMES OF THE SPECIFIC EMPLOYEES INVOLVED, RESPONDENT APPARENTLY WAS FORCED IN THE PAST TO GIVE THE INFORMATION ON ALL WORKERS IRRESPECTIVE OF THE GRADES, SKILLS, AND LOCATION INVOLVED. BY HAVING THE SPECIFIC COMPLAINANTS NAMED, RESPONDENT COULD THEN PIN POINT THE SPECIFIC AREA AND SKILLS INVOLVED AND CONFINE ITS INVESTIGATION OF THE OVERTIME RECORDS TO THE PARTICULAR AREA WHERE THE NAMED EMPLOYEES WORKED. LASTLY, ACCORDING TO MR. DERWIECKI, THE ABOVE PROBLEMS FACED BY THE RESPONDENT WERE THOROUGHLY DISCUSSED WITH THE UNION AND AGREED TO BY ALL PARTIES PRIOR TO THE INSERTION OF THE MORE RESTRICTIVE LANGUAGE IN THE 1969 CONTRACT. THE OVERTIME PROVISION WAS CARRIED OVER TO THE CURRENT CONTRACT WITH LITTLE OR NO DISCUSSION, SAVE FOR THE INSERTION OF THE WORD "SANITIZED." THE WORD "SANITIZED" WAS INSERTED TO COMPLY WITH THE PRIVACY ACT. LASTLY, MR. DERWIECKI COULD NOT RECALL ANY OCCASION SINCE 1969 WHEN AN INFORMATION REQUEST WAS ACCEDED TO WITHOUT THE NAMES OF SPECIFIC EMPLOYEES. THE ONLY EVIDENCE TO THE CONTRARY APPEARS IN THE TESTIMONY OF MR. O'BRIEN, PRESIDENT OF THE UNION. ACCORDING TO MR. O'BRIEN IN 1974 HE REQUESTED AND RECEIVED OVERTIME INFORMATION "FOR A THREE MONTH PERIOD IN RELATIONSHIP TO A PARTICULAR GROUP OF EMPLOYEES THAT WERE WORKING ON A MISSILE BOAT, RECEIVING MORE OVERTIME THAN THE OTHER EMPLOYEES THAT WERE ASSIGNED TO A TACK BOAT." ON JANUARY 10, 1979, CHIEF STEWARD LAWRENCE COOPER SENT A MEMORANDUM TO THE RESPONDENT WHEREIN HE REQUESTED "THE RECORDS OF ASSIGNMENT OF SHOP 38 EMPLOYEES TO ALL PAST AND THE CURRENT ERP IN SCOTLAND." HE FURTHER REQUESTED "A SUMMARY OF OVERTIME WORKED BY EMPLOYEES IN PAST ERP ASSIGNMENTS." ACCORDING TO THE MEMORANDUM, THE "INFORMATION IS NECESSARY TO INVESTIGATE AND PROCESS PENDING GRIEVANCE." ON JANUARY 15, 1979, RESPONDENT SENT A MEMORANDUM TO THE UNION WHEREIN IT DENIED THE REQUEST FOR INFORMATION ON THE GROUND THAT IT HAD "NOT RECEIVED ANY NOTICE OF ANY ALLEGED GRIEVANCE UNDER ARTICLE 10" OF THE CONTRACT. ON JANUARY 22, 1979, THE UNION, UNDER THE SIGNATURE OF MR. JOHN O'BRIEN, ITS PRESIDENT, REITERATED ITS REQUEST AND CITED VARIOUS REASONS WHY THE RESPONDENT WAS IN ERROR IN NOT ACCEDING TO THE EARLIER REQUEST. THE LETTER CONTAINED A NUMBER OF ENCLOSURES APPARENTLY SUPPORTING THE UNION'S POSITION. /1/ ON FEBRUARY 28, 1979, CHIEF STEWARD COOPER SENT ANOTHER MEMORANDUM TO THE RESPONDENT WHEREIN HE STATED THAT "SOME EMPLOYEES IN SHOP 38 HAVE ALLEGED THAT THERE IS, AND HAS BEEN, GROSS INEQUITIES IN THE DISTRIBUTION OF OVERTIME DURING THE LIFE OF THE CURRENT AGREEMENT." MR. COOPER THEN WENT ON TO REQUEST "THE LISTS OF OVERTIME DISTRIBUTION FROM 22 JULY TO THE PRESENT DATE." /2/ BY MEMORANDUM /3/ DATED MARCH 15, 1979, RESPONDENT DENIED THE UNION'S FEBRUARY 28, 1979, REQUEST STATING IN PERTINENT PART AS FOLLOWS: ARTICLE 10, SECTION 5 OF THE AGREEMENT DOES NOT PROVIDE FOR THE WHOLESALE RELEASE OF SUCH INFORMATION AND YOUR REQUEST IS CLEARLY INCONSISTENT WITH THE INTENT OF THAT PROVISION. THAT ARTICLE AND SECTION MAKE PROVISION FOR THE RELEASE TO THE COUNCIL OF NECESSARY, PERTINENT, AND SANITIZED OVERTIME INFORMATION IN ORDER TO RESOLVE SPECIFIC PROBLEMS, ALLEGED BY SPECIFIC EMPLOYEES, CONCERNING SPECIFIC OVERTIME ASSIGNMENTS. YOUR LETTER OF FEBRUARY 28, 1979, DOES NOT INDICATE A SPECIFIC PROBLEM, IDENTIFY A SPECIFIC EMPLOYEE NOR REFER TO A SPECIFIC OVERTIME ASSIGNMENT. YOUR LETTER IS CONSTRUED TO BE NOTHING MORE THAN A "FISHING EXPEDITION." YOUR REQUEST IS CONSIDERED UNREASONABLE AND IS DENIED. ON MARCH 15, 1979, A SECOND MEMORANDUM WAS SENT TO MR. JOHN O'BRIEN, UNION PRESIDENT. THIS MEMORANDUM EXPLAINED WHY RESPONDENT HAD DENIED CHIEF STEWARD COOPER'S ORIGINAL REQUEST OF JANUARY 10 FOR THE OVERTIME AND ERP RECORDS OF ALL EMPLOYEES ASSIGNED TO SCOTLAND, NOTED THAT "DURING THE PROCESSING OF THIS GRIEVANCE" THE UNION HAD MADE ITS REQUEST MORE SPECIFIC, AND MADE AVAILABLE TO THE UNION ALL THE INFORMATION REQUESTED BY MR. COOPER IN HIS JANUARY 10TH MEMORANDUM, I.E. A SUMMARY OF OVERTIME WORKED BY EMPLOYEES ON PAST ERP ASSIGNMENTS AND THE RECORDS OF ASSIGNMENTS OF SHOP 38 EMPLOYEES TO ERP WORK IN SCOTLAND. ON JUNE 4, 1979, THE UNION FILED THE CHARGE UNDERLYING THE INSTANT COMPLAINT. THE CHARGE IS BASED SOLELY UPON THE RESPONDENT'S REFUSAL TO SUPPLY THE OVERTIME RECORDS FOR ALL SHOP 38 EMPLOYEES WHICH WERE REQUESTED BY MR. COOPER IN HIS FEBRUARY 28, 1979, MEMORANDUM. IN CONNECTION WITH THIS REQUEST, THE RECORD INDICATES THAT PRIOR TO THE FILING OF PRE-COMPLAINT CHARGE ON APRIL 9, 1979, RESPONDENT WAS NEVER GIVEN THE NAMES OF ANY SPECIFIC EMPLOYEES. ATTACHED TO THE PRE-COMPLAINT CHARGE WERE FIVE GRIEVANCE FORMS SIGNED BY 6 DIFFERENT EMPLOYEES FROM SHOP 38. ALL THE GRIEVANCES, WHICH BORE DATES 1/10/79-1/22/79, READ AS FOLLOWS: 1. I HAVE NOT BEEN GIVEN FAIR OR EQUITABLE CONSIDERATION FOR OVERTIME ASSIGNMENTS, SPECIFICALLY, ERP'S TO SCOTLAND. 2. ALL ERP'S ARE SCHEDULED OVERTIME ASSIGNMENTS. 3. OVERTIME ASSIGNMENTS HAVE NOT BEEN AND ARE NOT BEING DISTRIBUTED FAIRLY AND EQUITABLY IN ACCORDANCE WITH THE UNION AGREEMENT. ACCORDING TO MR. MASON, RESPONDENT'S LABOR RELATIONS SPECIALIST, RESPONDENT CONSIDERED THE ATTACHED GRIEVANCES QUOTED ABOVE TO BE PART AND PARCEL OF THE ORIGINAL REQUEST OF ERP DATA WHICH HAD BEEN SUPPLIED ON MARCH 15, 1979. BASED UPON THIS CONCLUSION, RESPONDENT WAS OF THE OPINION THAT THE UNION HAD NOT COMPLIED WITH THE CONTRACTUAL PROVISION REQUIRING THE NAMES OF THE SPECIFIC EMPLOYEES CLAIMING INEQUITABLE DISTRIBUTION OF OVERTIME. ACCORDINGLY, THE INFORMATION REQUESTED IN MR. COOPER'S FEBRUARY 28, 1979 MEMORANDUM WAS NOT SUPPLIED. THE RECORD FURTHER DISCLOSES THAT MR. COOPER, WHOSE NAME WAS THE ONLY ONE ON THE FEBRUARY 28, 1979, MEMORANDUM, SPENT ALL OF HIS TIME ON UNION BUSINESS. DISCUSSION AND CONCLUSIONS IT IS WELL SETTLED AND ACKNOWLEDGED BY ALL PARTIES TO THIS PROCEEDING THAT A UNION HAS A RIGHT TO INFORMATION SOLELY WITHIN AN EMPLOYER'S POSSESSION WHICH IS NECESSARY AND RELEVANT TO THE UNION'S REPRESENTATIONAL RESPONSIBILITIES. SUCH RIGHT EXTENDS NOT ONLY TO INFORMATION NECESSARY TO PROCESS A PENDING GRIEVANCE BUT ALSO TO INFORMATION NECESSARY TO DETERMINE WHETHER OR NOT TO FILE A GRIEVANCE IN THE FIRST INSTANCE. DEPARTMENT OF TREASURY, INTERNAL REVENUE SERVICE AND IRS MILWAUKEE DISTRICT, A/SLMR NO. 1133; UNITED STATES DEPARTMENT OF AGRICULTURE, FOREST SERVICE, BERKELEY, CALIFORNIA, A/SLMR NO. 573; DEPARTMENT OF HEALTH, EDUCATION AND WELFARE, SOCIAL SECURITY ADMINISTRATION, KANSAS CITY PAYMENT CENTER, A/SLMR NO. 411. RESPONDENT, WHICH ACKNOWLEDGES THE FOREGOING RIGHT OF THE UNION TO NECESSARY AND RELEVANT INFORMATION, TAKES THE POSITION THAT BY AGREEING TO ARTICLE 10, SECTION 5, OF THE CURRENT COLLECTIVE BARGAINING AGREEMENT THE UNION RESTRICTED OR WAIVED ITS BROAD RIGHT TO OVERTIME INFORMATION. IN SUPPORT OF ITS POSITION IT CITES THAT PART OF ARTICLE 10, SECTION 5, WHICH LIMITS THE INFORMATION TO "INEQUITIES IN OVERTIME DISTRIBUTION ALLEGED BY SPECIFIC EMPLOYEES." ADDITIONALLY, RESPONDENT RELIES UPON THE TESTIMONY OF MR. JOSEPH DERWIECKI CONCERNING THE DISCUSSIONS LEADING UP THE INCORPORATION OF THE PROVISION IN THE 1969-71 CONTRACT. THE GENERAL COUNSEL, ON THE OTHER HAND, TAKES THE POSITION THAT INASMUCH AS THE LANGUAGE APPEARING IN ARTICLE 10, SECTION 5 IS NOT CLEAR AND UNEQUIVOCAL ON ITS FACE, INSUFFICIENT BASIS EXISTS TO SUPPORT A FINDING OF WAIVER. THE GENERAL COUNSEL ALSO OBJECTS TO RELIANCE UPON THE EXPLANATORY TESTIMONY OF MR. DERWIECKI, CITING THE PAROLE EVIDENCE RULE. I FIND THIS LATTER CONTENTION TO BE WITHOUT MERIT SINCE THE RULES OF EVIDENCE ARE NOT APPLICABLE TO PROCEEDINGS BEFORE THE FEDERAL LABOR RELATIONS AUTHORITY AND BECAUSE IT IS VIRTUALLY IMPOSSIBLE TO DETERMINE WHETHER OR NOT THERE WAS A CONSCIOUS WAIVER OF A RIGHT WITHOUT CONSIDERING OR EXPLORING THE NEGOTIATIONS LEADING UP TO A CONTRACTUAL PROVISION WHICH ON ITS FACE INDICATES A RESTRICTION UPON A UNION'S STATUTORY RIGHT. CONTRARY TO THE CONTENTION OF THE GENERAL COUNSEL, I FIND THAT THE LANGUAGE IN ARTICLE 10, SECTION 5, CONSTITUTES A RESTRICTION UPON THE UNION'S GENERAL OR BROAD RIGHT TO OVERTIME INFORMATION. TO HOLD OTHERWISE WOULD MAKE THE WORDS "TO AID IN RESOLVING INEQUITIES IN OVERTIME DISTRIBUTION ALLEGED BY SPECIFIC EMPLOYEES" BOTH SUPERFLUOUS AND MEANINGLESS. THIS CONCLUSION IS FURTHER BUTTRESSED BY THE UNCONTESTED TESTIMONY OF MR. DERWIECKI CONCERNING THE DISCUSSION LEADING UP THE INCORPORATION OF THE QUALIFYING WORDS IN THE 1969-71 PREDECESSOR AGREEMENT. PRIOR TO THIS CHANGE, THE UNION ONLY HAD TO MAKE A "SPECIFIC COMPLAINT" ABOUT OVERTIME AND NOT NAME ANY SPECIFIC EMPLOYEES IN ORDER TO GET THE OVERTIME RECORDS. HAD THE INSTANT DEMAND OCCURRED DURING NEGOTIATIONS FOR A NEW CONTRACT I MIGHT WELL REACH A DIFFERENT CONCLUSION. HOWEVER, THIS IS NOT THE CASE. THE DEMAND INVOLVED HEREIN WAS FOR PURPOSES OF PROCESSING OR DECIDING TO PROCESS A GRIEVANCE OVER THE DISTRIBUTION OF OVERTIME. IN SUCH CIRCUMSTANCES THE UNION WAS BOUND BY THE LANGUAGE OF ARTICLE 10, SECTION 5, OF THE COLLECTIVE BARGAINING AGREEMENT. WHILE I AM AWARE THAT A WAIVER IS NOT TO BE LIGHTLY INFERRED, THE FACTS OF THE INSTANT CASE CONVINCE ME THAT THE UNION KNOWINGLY RELINQUISHED AND/OR RESTRICTED ITS ABSOLUTE RIGHT TO OVERTIME INFORMATION WHEN IT AGREED TO THE LANGUAGE OF ARTICLE 10. CF. INTERNAL REVENUE SERVICE, NATIONAL OFFICE, OFFICE OF INTERNATIONAL OPERATIONS, A/SLMR NO. 1079. TURNING TO THE FACTS OF THE INSTANT CASE IN LIGHT OF THE VIEWS AND CONCLUSIONS RECITED ABOVE, I FIND THAT THE UNION DID NOT ADHERE TO THE RESTRICTIONS INCLUDED IN ARTICLE 10, SECTION 5, OF THE COLLECTIVE BARGAINING AGREEMENT AND THEREFORE WAS NOT ENTITLED TO THE OVERTIME RECORDS. THE FACT THAT SOME TWO MONTHS LATER RESPONDENT WAS SHOWN SOME AMBIGUOUS GRIEVANCES IN CONNECTION WITH THE ERRONEOUS FILING OF A PRE-COMPLAINT CHARGE DOES NOT ALTER THIS CONCLUSION, PARTICULARLY IN THE ABSENCE OF ANY EVIDENCE INDICATING THAT THE UNION AT SUCH TIME WAS ATTEMPTING TO PERFECT ITS BROAD DEMAND OF FEBRUARY 28, 1979, FOR A LIST OF ALL THE OVERTIME WORKED SINCE JULY 22ND. LASTLY, IN VIEW OF THE FACT THAT MR. COOPER WORKED FULL TIME AS A UNION STEWARD AND WAS NOT NAMED AS A SPECIFIC GRIEVANT IN THE FEBRUARY 28TH REQUEST FOR THE GENERAL OVERTIME INFORMATION, I FIND HIS SIGNATURE ALONE ON THE FEBRUARY 28TH REQUEST TO FALL SHORT OF THE REQUIREMENTS IMPOSED BY ARTICLE 10, SECTION 5, OF THE CURRENT COLLECTIVE BARGAINING AGREEMENT. ACCORDINGLY, IN LINE WITH ABOVE ANALYSIS, FINDINGS AND CONCLUSIONS, I SHALL ORDER THAT THE COMPLAINT BE DISMISSED IN ITS ENTIRETY. ORDER IT IS HEREBY ORDERED THAT THE COMPLAINT BE DISMISSED IN ITS ENTIRETY. BURTON S. STERNBURG ADMINISTRATIVE LAW JUDGE DATED: MARCH 18, 1980 WASHINGTON, D.C. --------------- FOOTNOTES$ --------------- /1/ GC-4 WHICH IS THE JANUARY 22, 1979 LETTER FROM MR. O'BRIEN DOES NOT INCLUDE THE ENCLOSURES CITED IN THE LETTER. /2/ THE RECORD INDICATES THAT THERE WERE APPROXIMATELY 400 EMPLOYEES IN SHOP 38, WHICH IS AN "OUTSIDE MACHINE SHOP." /3/ THE MEMORANDUM WAS ADDRESSED TO CHIEF STEWARD COOPER.