[ v04 p563 ]
04:0563(76)CA
The decision of the Authority follows:
4 FLRA No. 76 VETERANS ADMINISTRATION MEDICAL CENTER BATH, NEW YORK Respondent and AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL 491 Labor Organization Case Nos. 1-CA-112 1-CA-115 1-CA-135 DECISION AND ORDER THE ADMINISTRATIVE LAW JUDGE ISSUED HIS RECOMMENDED DECISION AND ORDER IN THE ABOVE-ENTITLED PROCEEDING RECOMMENDING THAT THE UNFAIR LABOR PRACTICE COMPLAINT BE DISMISSED IN ITS ENTIRETY. THE GENERAL COUNSEL FILED EXCEPTIONS TO THE ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER ACCOMPANIED BY A BRIEF. THEREFORE, PURSUANT TO SECTION 2423.29 OF THE AUTHORITY'S RULES AND REGULATIONS (5 CFR 2423.29) AND SECTION 7118 OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C. 7101-7135), THE AUTHORITY HAS REVIEWED THE RULINGS OF THE ADMINISTRATIVE LAW JUDGE MADE AT THE HEARING AND FINDS THAT NO PREJUDICIAL ERROR WAS COMMITTED. THE RULINGS ARE HEREBY AFFIRMED. UPON CONSIDERATION OF THE ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER, AND THE ENTIRE RECORD IN THE CASE, INCLUDING THE GENERAL COUNSEL'S EXCEPTIONS AND BRIEF, THE AUTHORITY HEREBY ADOPTS THE ADMINISTRATIVE LAW JUDGE'S FINDINGS, CONCLUSIONS AND RECOMMENDATIONS. ORDER IT IS HEREBY ORDERED THAT THE COMPLAINT IN CASE NOS. 1-CA-112, 1-CA-115 AND 1-CA-135 BE, AND IT HEREBY IS, DISMISSED. ISSUED, WASHINGTON, D.C., NOVEMBER 12, 1980 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY -------------------- ALJ$ DECISION FOLLOWS -------------------- JOHN C. DINOTO, ESQUIRE FOR THE RESPONDENT PAUL E. STANZLER, ESQUIRE FOR THE GENERAL COUNSEL BEFORE: BURTON S. STERNBURG ADMINISTRATIVE LAW JUDGE DECISION THIS IS A PROCEEDING UNDER THE FEDERAL LABOR-MANAGEMENT RELATIONS STATUTE, CHAPTER 71 OF TITLE 5 OF THE U.S. CODE, 5 U.S.C. SECTION 7101, ET SEQ., AND THE RULES AND REGULATIONS ISSUED THEREUNDER, FED. REG., VOL. 45, NO. 12, JANUARY 17, 1980, 5 C.F.R. CHAPTER XIV, PART 2411, ET SEQ. PURSUANT TO A NUMBER OF AMENDED CHARGES FIRST FILED ON AUGUST 1, 1979, BY THE AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL 491, (HEREINAFTER CALLED THE CHARGING PARTY OR UNION), A CONSOLIDATED COMPLAINT AND NOTICE OF HEARING WAS ISSUED ON DECEMBER 21, 1979, BY THE REGIONAL DIRECTOR FOR REGION I, FEDERAL LABOR RELATIONS AUTHORITY, BOSTON, MASSACHUSETTS. THE CONSOLIDATED COMPLAINT /1/ ALLEGES THAT THE VETERANS ADMINISTRATION MEDICAL CENTER, BATH, NEW YORK, (HEREINAFTER CALLED THE RESPONDENT OR VA), VIOLATED SECTIONS 7116(A)(1), (A)(2), (A)(4) AND (A)(5) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE, (HEREINAFTER CALLED THE STATUTE), BY VIRTUE OF ITS ACTIONS IN UNILATERALLY REMOVING WITHOUT PRIOR NOTICE TO THE UNION THREE MEMBER-AT-LARGE PHYSICIANS FROM THE CLINICAL EXECUTIVE BOARD BECAUSE OF THEIR ACTIONS IN PARTICIPATING IN UNION ACTIVITY AND FILING AN UNFAIR LABOR PRACTICE UNDER THE STATUTE. A HEARING WAS HELD IN THE CAPTIONED MATTER ON MARCH 11, 1980, IN BATH, NEW YORK. ALL PARTIES WERE AFFORDED FULL OPPORTUNITY TO BE HEARD, TO EXAMINE AND CROSS-EXAMINE WITNESSES, AND TO INTRODUCE EVIDENCE BEARING ON THE ISSUES HEREIN. ALL PARTIES SUBMITTED BRIEFS WHICH HAVE BEEN DULY CONSIDERED. UPON THE BASIS OF THE ENTIRE RECORD, INCLUDING MY OBSERVATION OF THE WITNESSES AND THEIR DEMEANOR, I MAKE THE FOLLOWING FINDINGS OF FACT, CONCLUSIONS AND RECOMMENDATIONS. FINDINGS OF FACT THE RESPONDENT OPERATES A MEDICAL FACILITY IN BATH, NEW YORK. THE UNION WAS CERTIFIED AS THE EXCLUSIVE BARGAINING REPRESENTATIVE OF ALL PROFESSIONAL AND NON-PROFESSIONAL EMPLOYEES AT THE RESPONDENT'S BATH, NEW YORK FACILITY ON OCTOBER 20, 1977. THE PARTIES HAVE NOT REACHED AGREEMENT ON A COLLECTIVE BARGAINING CONTRACT. RESPONDENT'S OWN ADMINISTRATIVE MANUAL FOR THE BATH, NEW YORK MEDICAL CENTER AND THE VETERANS ADMINISTRATION'S ADMINISTRATIVE MANUAL APPLICABLE TO ALL VA HOSPITALS PROVIDE FOR THE ESTABLISHMENT OF A CLINICAL EXECUTIVE BOARD (CEB). ACCORDING TO THE ABOVE MANUALS, IT IS THE PURPOSE OF THE CEB TO ASSURE QUALITY CONTROL OF PATIENT CARE PROGRAMS THROUGH ASSESSMENT OF ACTIVITIES, REPORTS AND FINDINGS OF ALL CLINICAL COMMITTEES. THE FUNCTIONS OF THE CEB WHICH, ACCORDING TO THE RECORD TESTIMONY, DEAL PRIMARILY WITH PATIENT CARE, ARE DESCRIBED IN DETAIL IN THE RESPONDENT'S OWN ADMINISTRATIVE MANUAL AS FOLLOWS: /2/ A. DEVELOP AND MAINTAIN EFFECTIVE LIAISON BETWEEN MANAGEMENT AND THE PROFESSIONAL STAFF. B. ASSURE PROPER COORDINATION OF MEDICAL ACTIVITIES. C. RECOMMEND THE ASSIGNMENT OF STAFF MEMBERS TO REVIEW PROGRAMS INCLUDING RECORDS. (MEDICAL CARE EVALUATION). D. RECEIVE REPORTS FROM COMMITTEES AND CONDUCT FINAL EVALUATION OF PROGRAM REVIEWS. E. RECEIVE RECOMMENDATIONS AND FINDINGS WHICH REQUIRE APPROVAL AND/OR ACTION. F. REVIEW ACTIVITIES OF THE PROFESSIONAL ACCREDITATION FUNCTION TO INSURE COMPLIANCE WITH APPROPRIATE JCAH REQUIREMENTS AND RECOMMENDATIONS. G. RECOMMENDS POLICIES AND PROCEDURES INCLUDING QUALITY CONTROL OF PATIENT CARE PROGRAMS TO THE CENTER DIRECTOR. MANDATORY REVIEW OF THE CLINICAL EXECUTIVE BOARD INCLUDES: PROFESSIONAL ACCREDITATION; EMPLOYEE ATTITUDES; MEDICAL RECORDS; UTILIZATION REVIEW; THERAPEUTIC AGENTS; BLOOD SERVICES; TISSUE REVIEW; INFECTIONS CONTROL; EDUCATION (MEDICAL AUDIT); RESEARCH; MEDICAL LIBRARY; NURSING HOME INSPECTION; AND VA VOLUNTARY SERVICE. RESPECTIVE COMMITTEE CHAIRMAN WILL SUBMIT REPORTS AND/OR MINUTES OF MEETINGS TO THE CHAIRMAN, EXECUTIVE BOARD. WITH RESPECT TO THE COMPOSITION OF THE CEB, RESPONDENT'S OWN MANUAL PROVIDES THAT IT SHALL BE COMPOSED OF THE CHIEF OF STAFF, CHIEF OF DENTAL SERVICE, CHIEF OF LABORATORY SERVICE, CHIEF OF MEDICAL SERVICE, CHIEF OF OUTPATIENT SERVICE, CHIEF OF RADIOLOGY SERVICE, CHIEF OF REHABILITATION MEDICINE SERVICE. THE CHAIRMAN OF THE CEB IS TO BE THE CHIEF OF STAFF. THE VETERANS ADMINISTRATION'S MANUAL PROVIDES FOR A SIMILAR COMPOSITION OF THE CEB WITH THE ADDITION OF ONE OR MORE MEMBERS AT LARGE FROM THE MEDICAL STAFF. /3/ ACCORDING TO THE RECORD, SINCE AT LEAST MAY 3, 1976, AND CONTINUING TO AUGUST 1, 1979, WHEN THE CHANGES UNDERLYING THE INSTANT PROCEEDING OCCURRED, A NUMBER OF RANK AND FILE PHYSICIANS FROM THE MEDICAL STAFF SERVED AS MEMBERS-AT-LARGE ON THE CEB. AMONG THE PHYSICIANS SERVING IN SUCH CAPACITY WERE DOCTORS BIBWAY, HUSAIN, ROMANO AND RUMI. ACCORDING TO THE RECORD, AS A GENERAL RULE, THE RANK AND FILE PHYSICIANS WERE NOT FORMERLY APPOINTED TO THE CEB, BUT RATHER RECEIVED NOTICE OF THEIR MEMBER-AT-LARGE POSITIONS ON THE CEB THROUGH THE MEDIUM OF THE CEB MINUTES WHICH FROM TIME TO TIME INDICATED THEIR RESPECTIVE SELECTIONS. IN APRIL OF 1979, DOCTOR LEON LEZER SUCCEEDED DOCTOR HAINSWORTH AS THE CHIEF OF STAFF OF THE VETERANS ADMINISTRATION MEDICAL CENTER IN BATH, NEW YORK. IN SUCH CAPACITY HE BECAME CHAIRMAN OF THE CEB. ON JULY 6, 1979, TWELVE OF THE MEDICAL STAFF PHYSICIANS SIGNED AND FILED A GRIEVANCE WITH MR. MILTON SALMON, MEDICAL DIRECTOR FOR THE MEDICAL CENTER, WHEREIN THEY COMPLAINED ABOUT THE BEHAVIOR OF DOCTOR LEZER. ACCORDING TO THE GRIEVANCE, DR. LEZER'S "ABRUPT MANNERISM, THREATENING AND DEMEANING REMARKS TO PHYSICIANS AND TOTAL DICTATORIAL ATTITUDE HAS BROUGHT A GREAT DEAL OF CONCERN AND HARASSMENT AND CONSTANT PRESSURE UNDER WHICH WE HAVE TO WORK." THE GRIEVANCE WENT ON TO CITE SOME SEVEN INSTANCES OF ALTERCATIONS, ETC. BETWEEN DR. LEZER AND THE STAFF PHYSICIANS. THE MEDICAL STAFF PHYSICIANS SENT A FURTHER MEMORANDUM TO THE MEDICAL DIRECTOR ON JULY 16, 1979, WHEREIN THEY RESPONDED TO DR. LEZER'S MEMORANDUM OF JULY 6, WHICH APPARENTLY WAS SENT IN ANSWER TO THEIR ORIGINAL GRIEVANCE. THE GRIEVANCE WAS NOT FILED UNDER ANY CONTRACT GRIEVANCE PROCEDURE NOR WAS IT SPONSORED BY THE UNION. ACCORDING TO DOCTOR LEZER, THE CHANGE IN THE COMPOSITION OF THE CEB WAS PROMPTED BY HIS SUCCESSFUL PRIOR EXPERIENCE IN OTHER HOSPITALS WHEREIN THE CEB WAS COMPOSED SOLELY OF ALL THE CHIEFS OF THE VARIOUS SERVICES. FURTHER, ACCORDING TO DOCTOR LEZER, HIS EXPERIENCE HAD DEMONSTRATED THAT FEWER MEMBERS ON A COMMITTEE RESULTED IN MORE EFFECTIVE AND SHORTER MEETINGS. ADDITIONALLY, HE WAS OF THE OPINION THAT SINCE THE CEB WAS PRIMARILY INVOLVED IN PATIENT CARE, THE CHIEFS OF NURSING AND SOCIAL WORK SERVICES WERE A NECESSARY ADDITION TO THE CEB. UNDER THE NEW PROCEDURE, RANK AND FILE PHYSICIANS COULD MAKE THEIR SUGGESTIONS FOR MEDICAL CARE TO THEIR RESPECTIVE CHIEFS AT THEIR SCHEDULED MONTHLY MEETINGS. THE CHIEFS, IN TURN, WOULD THEN PRESENT THEIR STAFF'S RECOMMENDATIONS TO THE CEB. NO SUGGESTION FROM A CHIEF OF ANY SERVICE WOULD BE DISCUSSED BY THE CEB UNLESS IT HAD BEEN FIRST DISCUSSED WITH THE CHIEF'S STAFF AT MONTHLY MEETINGS. FINALLY, ACCORDING TO DOCTOR LEZER, WHOSE TESTIMONY IS SUPPORTED IN PERTINENT PART BY MR. SALMON, HE HAD DISCUSSED THE CHANGE IN THE COMPOSITION OF THE CEB AT AN EARLIER DATE WITH MR. SALMON AND HAD ALSO INDICATED AT AN EARLIER CEB MEETING HIS INTENTION TO CHANGE THE COMPOSITION OF THE CEB. DOCTOR LEZER DENIED THAT THE GRIEVANCE OF THE STAFF PHYSICIANS OR DOCTOR ALIKE'S UNFAIR LABOR PRACTICE PLAYED ANY PART HIS DECISION TO CHANGE THE COMPOSITION OF THE CEB. DURING SEPTEMBER OF 1979, MR. SALMON MET WITH UNION PRESIDENT JOSEPH AND UNION NATIONAL REPRESENTATIVE LIVERMORE. DURING THE COURSE OF THE MEETING, MR. SALMON COMPLAINED ABOUT UNION REPRESENTATIVE REVEREND GUNTEN AND HIS ACTIVITIES WITH RESPECT TO STIRRING UP PROBLEMS OR GRIEVANCES IN THE EEO AREA. ACCORDING TO MR. JOSEPH, MR. SALMON STATED THAT IF REVEREND GUNTON CONTINUED HIS ACTIVITIES IN THE AFOREMENTIONED REGARD HE WOULD BE FIRED. MR. SALMON ACKNOWLEDGES THE CONVERSATION BUT DENIED THAT HE THREATENED TO FIRE REVEREND GUNTON. ACCORDING TO MR. SALMON, HE MERELY SAID THAT "THESE CONTINUING COMPLAINTS AND REPORTS MIGHT ONE DAY HURT HIM." /4/ ALTHOUGH NOT CLEAR FROM THE RECORD, IT APPEARS THAT ON OR ABOUT JULY 16, 1979, MR. MILTON SALMON, MEDICAL DIRECTOR FOR THE MEDICAL CENTER, AMONG OTHERS, MET WITH THE STAFF PHYSICIANS TO DISCUSS THEIR GRIEVANCE. AT SUCH TIME, MR. SALMON DENIED RONALD GUNTON, CHIEF NEGOTIATOR, LOCAL 491, AFGE, AFL-CIO, ADMISSION TO THE MEETING. MR. GUNTON WAS ATTEMPTING TO ATTEND THE MEETING IN HIS GENERAL CAPACITY AS THE CERTIFIED REPRESENTATIVE OF THE PROFESSIONAL EMPLOYEES AND UNDER THE POWER OF ATTORNEY GIVEN HIM BY DOCTOR GEORGE ALIKES, ONE OF THE STAFF PHYSICIANS WHO WAS A SIGNATORY TO THE GRIEVANCE. SUBSEQUENTLY, BOTH MR. GUNTON AND DOCTOR ALIKES BOTH FILED SEPARATE UNFAIR LABOR PRACTICE CHARGES ON AUGUST 1, 1979, PREDICATED UPON MR. SALMON'S REFUSAL TO ALLOW MR. GUNTON TO ATTEND THE MEETING. UNDER DATE OF AUGUST 2, 1979, THE REGIONAL DIRECTOR FOR REGION I, FLRA, SENT A COPY OF THE CHARGES TO THE RESPONDENT. THE RECORD INDICATES THAT THE RESPONDENT RECEIVED THE REGIONAL DIRECTOR'S AUGUST 2, 1979 LETTER WITH RESPECT TO DOCTOR ALIKES' CHARGE ON AUGUST 6, 1979. ALTHOUGH DOCTOR ALIKES SIGNED A "STATEMENT OF SERVICE" INDICATING THAT HE HAD SERVED BY MAIL A COPY OF HIS CHARGE AGAINST THE RESPONDENT ON JULY 25, 1979, HE ADMITTED ON CROSS EXAMINATION THAT HE DID NOT PERSONALLY MAIL A COPY OF THE CHARGE BUT RATHER HAD EMPOWERED HIS UNION REPRESENTATIVE TO MAIL IT. OTHER THAN THE FOREGOING, THE RECORD IS DEVOID OF ANY EVIDENCE INDICATING WHEN OR IF A COPY OF DOCTOR ALIKES' CHARGE WAS SERVED ON RESPONDENT. ON AUGUST 2, 1979, DOCTOR LEZER, CHIEF OF STAFF, WITHOUT PRIOR NOTICE TO THE UNION, SENT A MEMORANDUM TO THE MEDICAL CENTER DIRECTOR WHEREIN, EFFECTIVE AUGUST 1, 1979, HE CHANGED THE COMPOSITION OF THE CEB. ACCORDING TO THE MEMORANDUM, AS OF AUGUST 1, 1979, THE CEB WOULD HENCEFORTH BE COMPOSED OF THE CHIEF DENTAL SERVICE, CHIEF LABORATORY SERVICE, CHIEF MEDICAL SERVICE, CHIEF NURSING SERVICE, CHIEF RADIOLOGY SERVICE, CHIEF REHABILITATION MEDICAL SERVICE AND CHIEF OF SOCIAL WORK SERVICE. THE MEMORANDUM THUS REMOVED THE THREE MEMBER-AT-LARGE RANK AND FILE STAFF PHYSICIANS AND SUBSTITUTED IN PLACE THEREOF THE CHIEFS OF NURSING AND SOCIAL WORK SERVICES. DISCUSSION AND CONCLUSIONS SECTION 7102 OF THE STATUTE GIVES EMPLOYEES THE "RIGHT TO FORM, JOIN, OR ASSIST ANY LABOR ORGANIZATION, OR TO REFRAIN FROM ANY SUCH ACTIVITY, FREELY AND WITHOUT FEAR OF PENALTY OR REPRISAL." INTERFERENCE BY AN EMPLOYER WITH THE AFOREMENTIONED RIGHTS BY DISCRIMINATION IN CONNECTION WITH HIRING, TENURE, PROMOTION, OR OTHER CONDITIONS OF EMPLOYMENT IS VIOLATIVE OF SECTION 7116(A)(2) AND (1) OF THE STATUTE. BOTH THE ABOVE CITED SECTIONS OF THE STATUTE CONTAIN LANGUAGE ALMOST IDENTICAL TO THAT APPEARING IN SECTIONS 1(A) AND 19(A)(2), RESPECTIVELY, OF EXECUTIVE ORDER 11491, AS AMENDED. IN ADMINISTERING THE EXECUTIVE ORDER 11491, THE ASSISTANT SECRETARY HELD EARLY ON THAT THE EXECUTIVE ORDER, UNLIKE SECTION 7 OF THE NATIONAL LABOR RELATIONS ACT, DID NOT EXTEND PROTECTION TO EMPLOYEES WHILE THEY WERE PARTICIPATING IN CONCERTED ACTIVITY UNRELATED TO MEMBERSHIP IN, OR ACTIVITIES ON BEHALF OF, A UNION. NATIONAL LABOR RELATIONS BOARD, REGION 17, NLRB, A/SLMR NO. 295. ACCORDINGLY, IN VIEW OF THE SIMILARITIES NOTED ABOVE BETWEEN THE PERTINENT PROVISIONS OF THE STATUTE AND THE EXECUTIVE ORDER AND IN THE ABSENCE OF ANY INDICATION IN THE LEGISLATIVE HISTORY THAT IT WAS THE INTENT OF CONGRESS TO EXTEND THE PROTECTION OF THE STATUTE TO OTHER THAN UNION RELATED ACTIVITIES, I FIND THAT THE STATUTE DOES NOT OFFER ANY PROTECTION TO EMPLOYEES PARTICIPATING IN CONCERTED ACTIVITIES UNRELATED TO MEMBERSHIP IN, OR ACTIVITIES ON BEHALF OF, A LABOR ORGANIZATION. /5/ IN VIEW OF THE FOREGOING ANALYSIS, TO THE EXTENT THAT DOCTORS LEZER'S DECISION TO RECONSTITUTE THE CEB AND REMOVE THREE RANK-AND-FILE STAFF PHYSICIANS THEREFROM MIGHT HAVE BEEN BASED IN PART ON THE JULY 6, 1979, GRIEVANCE, I FIND SUCH ACTION NOT TO BE VIOLATIVE OF SECTIONS 7116(A)(2) AND (1) OF THE STATUTE. INASMUCH AS THE GRIEVANCE WAS NOT FILED UNDER EITHER A CONTRACTUAL GRIEVANCE PROCEDURE OR THE AEGIS OF THE UNION, THE "CONCERTED ACTIVITY" OF THE 12 STAFF PHYSICIANS DOES NOT FALL WITHIN THE PROTECTION OF SECTION 7102 OF THE STATUTE. THE FACT THAT A UNION REPRESENTATIVE APPEARED AS THE PERSONAL REPRESENTATIVE OF ONE OR TWO OF THE PHYSICIANS AT A SUBSEQUENT MEETING ON THE GRIEVANCE, STANDING ALONE, DOES NOT ALTER THIS CONCLUSION, PARTICULARLY IN THE ABSENCE OF ANY EVIDENCE INDICATING THE EXISTENCE OF UNION ANIMUS AT THE TIME. THE FACT THAT UNION ANIMUS MAY HAVE BEEN EVIDENCED DURING A CONVERSATION A MONTH LATER WITH REGARD TO AN UNRELATED MATTER FALLS SHORT OF ESTABLISHING THE EXISTENCE OF ANIMUS AT AN EARLIER DATE. SUCH UNION ANIMUS MIGHT WELL HAVE BEEN THE PRODUCT OF INTERVENING EVENTS. WITH REGARD TO THE ALLEGED VIOLATION OF SECTION 7116(A)(4) PREDICATED UPON THE UNFAIR LABOR PRACTICE FILED BY DOCTOR ALIKES, I FIND THAT THE GENERAL COUNSEL HAS FAILED TO SUSTAIN THE BURDEN OF PROOF IMPOSED UPON HIM BY SECTION 2423.18 OF THE REGULATIONS. WITH THE EXCEPTION OF THE "STATEMENT OF SERVICE" SIGNED BY DOCTOR ALIKES ON JULY 25, 1979, AND HIS TESTIMONY THEREON, DISCUSSED INFRA, ALL THE OTHER RECORD EVIDENCE FALLS SHORT OF ESTABLISHING THAT RESPONDENT WAS AWARE OF DOCTOR ALIKES' UNFAIR LABOR PRACTICE CHARGE WHEN IT RECONSTITUTED THE CEB ON AUGUST 2, 1979. THE BOSTON REGION'S COVERING LETTER WITH RESPECT TO THE UNFAIR LABOR PRACTICE CHARGE WAS DATED AUGUST 2, 1979, AND NOT RECEIVED IN BATH, NEW YORK, UNTIL AUGUST 6, 1979. MR. SALMON DID NOT RECALL RECEIVING A COPY OF THE CHARGE FROM DOCTOR ALIKES. DOCTOR LEZER, WHO RESPONDED INITIALLY TO AN INQUIRY FROM THE GENERAL COUNSEL, THAT HE GUESSED HE MAY HAVE BEEN AWARE OF THE CHARGE, LATER STATED ON CROSS EXAMINATION THAT HE COULD NOT RECALL WHEN HE BECAME AWARE OF THE CHARGE. WITH RESPECT TO DOCTOR ALIKES' "STATEMENT OF SERVICE" DATED JULY 25, 1979, DOCTOR ALIKES ACKNOWLEDGED ON THE STAND THAT HE, CONTRARY TO HIS "STATEMENT OF SERVICE", DID NOT PERSONALLY MAKE SERVICE OF THE CHARGE ON THE RESPONDENT, BUT RATHER ON JULY 25, 1979, AUTHORIZED A UNION REPRESENTATIVE TO MAKE THE SERVICE. THE UNION REPRESENTATIVE IS NOT NAMED AND THE RECORD IS BARREN OF ANY EVIDENCE INDICATING THAT THE SERVICE WAS IN FACT MADE BY THE AUTHORIZED UNION REPRESENTATIVE. ACCORDINGLY, IN THE ABSENCE OF ANY PROBATIVE EVIDENCE ESTABLISHING THAT THE RESPONDENT HAD KNOWLEDGE OF DOCTOR ALIKES' UNFAIR LABOR PRACTICE CHARGE PRIOR TO MAKING THE CHANGE IN THE CEB, INSUFFICIENT BASIS EXISTS FOR A FINDING THAT THE CHANGE IN COMPOSITION OF THE CEB WAS BASED IN PART ON THE ACTION OF DOCTOR ALIKES IN FILING THE UNFAIR LABOR PRACTICE CHARGE. MOREOVER, IT SHOULD BE NOTED THAT SECTION 7116(A)(4) OF THE STATUTE PROHIBITS DISCRIMINATION AGAINST AN EMPLOYEE BECAUSE THE EMPLOYEE HAD FILED A COMPLAINT. INASMUCH AS DOCTOR ALIKES WAS NOT A MEMBER OF THE CEB ON AUGUST 2, 1979, NOR SHOWN TO BE UNDER CONSIDERATION FOR SUCH AN APPOINTMENT, A SECTION 7116(A)(4) FINDING WOULD NOT BE IN ORDER IN ANY EVENT. HOWEVER, HAD DOCTOR ALIKES' UNFAIR LABOR PRACTICE CHARGE BEEN FOUND TO HAVE PLAYED A PART IN THE ACTIONS OF RESPONDENT IN RECONSTITUTING THE CEB, THEN A SECTION 7116(A)(1) FINDING MIGHT WELL BE APPROPRIATE. FURTHER, HAD I REACHED A CONTRARY CONCLUSION WITH RESPECT TO THE PROTECTED NATURE OF THE JULY 6, 1979,GRIEVANCE, I WOULD NOT, UNDER ALL THE CIRCUMSTANCES PRESENT HEREIN, HAVE FOUND A VIOLATION OF SECTION 7116(A)(2) AND (1) OF THE STATUTE. IN VIEW OF MY FINDINGS THAT THE EVIDENCE WAS INSUFFICIENT TO ESTABLISH (1) KNOWLEDGE BY RESPONDENT OF DOCTOR ALIKES' UNFAIR LABOR PRACTICE AND (2) THE EXISTENCE OF UNION ANIMUS ON THE PART OF RESPONDENT ON AUGUST 2, 1979, THE SOLE BASIS FOR A 7116(A)(2) FINDING WOULD BE THE SUSPICIOUS TIMING OF THE CHANGE IN THE CEB. SUSPICION ALONE IS NOT EVIDENCE. HAVING CAREFULLY ANALYZED DOCTOR LEZER'S TESTIMONY, I CAN NOT AGREE WITH GENERAL COUNSEL'S CONTENTION THAT HIS TESTIMONY WAS OF SUCH A CONTRADICTORY AND EVASIVE CHARACTER THAT HIS ASSERTED REASONS FOR THE CHANGE IN THE CEB SHOULD BE DISCREDITED. WITH RESPECT TO THE 7116(A)(5) ASPECT OF THE COMPLAINT, RESPONDENT TAKES THE POSITION THAT IT WAS NOT UNDER ANY OBLIGATION TO BARGAIN WITH THE UNION WITH RESPECT TO THE COMPOSITION OF THE CEB. IN SUPPORT OF ITS POSITION RESPONDENT RELIES ON THE DECISION OF THE FEDERAL LABOR RELATIONS COUNCIL IN AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 1963 AND VETERANS ADMINISTRATION HOSPITAL, DANVILLE, ILLINOIS, FLRC NO. 78A-56, OCT. 27, 1978, WHEREIN THE COUNCIL FOUND THAT THE COMPOSITION OF A SIMILAR, IF NOT IDENTICAL, COMMITTEE TO BE NON-NEGOTIABLE. THE GENERAL COUNSEL TAKES THE POSITION THAT THE ABOVE CITED VA CASE IS INAPPOSITE IN THAT SUCH CASE CONCERNED ONLY A UNION DEMAND TO BARGAIN OVER THE COMPOSITION OF SUCH COMMITTEE AND NOT, AS HERE, THE DECISION TO REMOVE UNIT EMPLOYEES FROM A COMMITTEE THAT THEY HAD BEEN SERVING ON. ADDITIONALLY, COUNSEL FOR THE GENERAL COUNSEL WOULD DISTINGUISH THE TWO CASES ON (1) THE GROUND THAT THE RESPONSIBILITIES OF THE TWO COMMITTEES ARE DIFFERENT AND (2) THAT A PRIVILEGE ONCE GRANTED RIPENS INTO A CONDITION OF EMPLOYMENT WHICH CAN NOT BE UNILATERALLY CHANGED BY AN EMPLOYER. CONTRARY TO THE CONTENTION OF THE GENERAL COUNSEL, I FIND THAT THE GENERAL RESPONSIBILITIES AND FUNCTIONS OF THE CEB AND THE CLINICAL ADVISORY COMMITTEE INVOLVED IN THE EARLIER VA CASE TO BE IDENTICAL, I.E. PATIENT CARE. THE MERE FACT THAT THE CEB MAY HAVE ON OCCASION ISSUED OR CONSIDERED ISSUING DIRECTIVES INVOLVING PERSONNEL POLICIES, PRACTICES AND/OR WORKING CONDITIONS DOES NOT ALTER THIS CONCLUSION. AS THE COUNCIL NOTED IN ITS EARLIER DECISION, THE IMPACT OF SUCH DIRECTIVES WOULD BE NEGOTIABLE. IN REACHING ITS DECISION IN THE EARLIER CASE, THE COUNCIL STRESSED THE FACT THAT THE CLINICAL ADVISORY COMMITTEE WAS CONCERNED MAINLY WITH THE DEVELOPMENT OF PROCEDURES FOR PATIENT CARE AND NOT PERSONNEL POLICIES OR PRACTICES OR MATTERS AFFECTING WORKING CONDITIONS OF BARGAINING UNIT MEMBERS. HAVING FOUND THE CEB TO BE IDENTICAL TO THE CLINICAL ADVISORY COMMITTEE IN THE EARLIER CASE, THE SOLE REMAINING ISSUE TO BE DECIDED IS WHETHER OR NOT RESPONDENT WAIVED ANY OF ITS RIGHTS WITH RESPECT THERETO WHEN IT OPTED TO APPOINT A NUMBER OF RANK-AND-FILE PHYSICIANS TO THE CEB BACK IN 1976. THE GENERAL COUNSEL, AS NOTED ABOVE, TAKES THE POSITION THAT IT DID. IN SUPPORT OF ITS POSITION GENERAL COUNSEL CITES A NUMBER OF ASSISTANT SECRETARY DECISIONS WHEREIN THE RELINQUISHMENT OF A RIGHT OR THE GRANTING OF A PRIVILEGE RIPENED INTO A CONDITION OF EMPLOYMENT WHICH COULD NOT BE UNILATERALLY CHANGED. CF. IRS, OFFICE OF THE REGIONAL COMMISSIONER, WESTERN DISTRICT AND NTEU, A/SLMR NO. 473. I FIND THE CASES CITED BY GENERAL COUNSEL TO BE INAPPOSITE IN THAT THE RIGHTS RELINQUISHED AND/OR PRIVILEGES GRANTED INVOLVED ITEMS CLOSELY RELATED TO TERMS AND CONDITIONS OF EMPLOYMENT. IN THE INSTANT CASE THE PRIVILEGE OR RIGHT GRANTED CONCERNED MEMBERSHIP ON A COMMITTEE WHICH DEALT PRIMARILY WITH PATIENT CARE AND NOT PERSONNEL POLICIES, PRACTICES OR TERMS AND CONDITIONS OR EMPLOYMENT. AS NOTED BY THE COUNCIL IN THE EARLIER VA CASE CITED SUPRA, IT IS ONLY ON THE LATTER MATTERS WHICH THE RESPONDENT IS OBLIGATED TO BARGAIN WITH THE UNION. MOREOVER, RESPONDENT NEVER SURRENDERED OR COMPROMISED ITS RIGHT TO UNILATERALLY DETERMINE THE COMPOSITION OF THE CEB. THE FACT THAT IT SAW FIT TO SELECT RANK-AND-FILE PHYSICIANS FOR MEMBERSHIP ON THE CEB DID NOT AMOUNT TO AN ABDICATION OF ITS RIGHT. IRRESPECTIVE OF THE FOREGOING, SECTION 7106(B)(3) OF THE STATUTE MAKES IT CLEAR THAT TO THE EXTENT A DECISION OF MANAGEMENT ON A NON-MANDATORY SUBJECT OF BARGAINING IMPACTS UPON UNIT EMPLOYEES, MANAGEMENT IS OBLIGATED TO BARGAIN WITH THE UNION CONCERNING SUCH IMPACT. HOWEVER, IT IS NOTED THAT THE OBLIGATION TO BARGAIN EXTENDS ONLY TO "CONDITIONS OF EMPLOYMENT" WHICH ARE DEFINED IN THE STATUTE AS "PERSONNEL POLICIES, PRACTICES, AND MATTERS . . . AFFECTING WORKING CONDITIONS." ACCORDINGLY, TO THE EXTENT THAT THE CHANGE IN COMPOSITION OF THE CEB IMPACTS ON THE EMPLOYEES WORKING CONDITIONS, RESPONDENT IS OBLIGATED TO BARGAIN THEREON WITH THE UNION. OTHER THAN A POSSIBLE LOSS OF PRESTIGE, IT CAN HARDLY BE SAID THAT THE REMOVAL OF THE RANK-AND-FILE PHYSICIANS FROM THE CEB HAD ANY EFFECT ON THEIR RESPECTIVE WORKING CONDITIONS. THE CEB DEALT IN THE MAIN WITH PATIENT CARE AND NOT WORKING CONDITIONS OF THE UNIT EMPLOYEES. ACCORDINGLY, THE PHYSICIANS ONLY LOST A VOTE ON PATIENT CARE NOT WORKING CONDITIONS. IN VIEW OF THE FOREGOING, I FIND THAT THE RESPONDENT WAS NOT OBLIGATED TO BARGAIN WITH THE UNION CONCERNING EITHER ITS ORIGINAL DECISION ON THE COMPOSITION OF THE CEB OR THE IMPACT THEREOF. HAVING FOUND AND CONCLUDED THAT THE RESPONDENT DID NOT VIOLATE THE STATUTE AS ALLEGED, IT IS RECOMMENDED THAT THE FEDERAL LABOR RELATIONS AUTHORITY ISSUE THE FOLLOWING ORDER PURSUANT TO 5 C.F.R. 2423.29(C). ORDER IT IS HEREBY ORDERED THAT THE CONSOLIDATED COMPLAINT IN CASE NOS. 1-CA-112, 115, 135 BE, AND HEREBY IS DISMISSED. BURTON S. STERNBURG ADMINISTRATIVE LAW JUDGE DATED: APRIL 21, 1980 WASHINGTON, D.C. --------------- FOOTNOTES$ --------------- /1/ AT THE OPENING OF THE HEARING, THE GENERAL COUNSEL, ON THE BASIS OF A PREHEARING SETTLEMENT AGREEMENT, WITHDREW THE ALLEGATIONS OF THE CONSOLIDATED COMPLAINT WHICH WERE PREDICATED UPON THE CHARGES IN CASE NOS. 1-CA-112 AND 1-CA-115, LEAVING ONLY THE ALLEGATIONS DESCRIBED INFRA. ALSO, AT THE COMMENCEMENT OF THE HEARING, IN THE ABSENCE OF ANY OBJECTION, GENERAL COUNSEL WAS ALLOWED TO AMEND THE COMPLAINT AND INCLUDE A 7116(A)(5) ALLEGATION. ALTHOUGH THE GENERAL COUNSEL DID PRESENT EVIDENCE DURING THE HEARING CONCERNING A NUMBER OF THE WITHDRAWN ALLEGATIONS, SUCH PRESENTATION WAS FOR THE SOLE PURPOSE OF ESTABLISHING UNION ANIMUS ON THE PART OF THE RESPONDENT AND NOT VIOLATIONS OF THE STATUTE. ACCORDINGLY, NO UNFAIR LABOR PRACTICE FINDINGS WILL BE MADE HEREIN WITH RESPECT TO ANY ALLEGED THREATS MADE BY MANAGEMENT REPRESENTATIVES TO UNION AGENTS OR REPRESENTATIVES. /2/ THE VETERANS ADMINISTRATION'S ADMINISTRATIVE MANUAL CONTAINS SIMILAR, IF NOT IDENTICAL LANGUAGE. /3/ THE VETERANS ADMINISTRATION'S SUGGESTED COMPOSITION OF THE CEB COMPORTS WITH THE JOINT COMMISSION ON ACCREDITATION OF HOSPITAL GUIDELINES OF 1971, WHICH ALSO PROVIDES FOR ONE OR MORE AT LARGE MEMBERS FROM THE MEDICAL STAFF. /4/ AS NOTED SUPRA IN FOOTNOTE 1, EVIDENCE OF THE AFOREMENTIONED CONVERSATION WAS PRESENTED SOLELY TO ESTABLISH UNION ANIMUS AND NOT A VIOLATION OF THE STATUTE. /5/ THE EARLY HOUSE BILLS, PARTICULARLY, H.R. 1589, H.R. 9094, H.R. 11280 DID CONTAIN PROVISIONS WHICH GAVE EMPLOYEES THE RIGHT TO "ENGAGE IN OTHER LAWFUL ACTIVITIES (IN ADDITION TO UNION RELATED ACTIVITIES) FOR THE PURPOSE OF ESTABLISHING, MAINTAINING AND IMPROVING CONDITIONS OF EMPLOYMENT." THE SENATE BILL, S. 2640, HOWEVER, CONTAINED LANGUAGE IDENTICAL TO THAT CONTAINED IN THE EXECUTIVE ORDER. THE SENATE BILL'S LANGUAGE PREVAILED AND WAS EVENTUALLY ADOPTED BY BOTH HOUSES WITHOUT DISCUSSION.