[ v03 p715 ]
03:0715(115)CO
The decision of the Authority follows:
3 FLRA No. 115 AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL 987 Respondent and NEDRA T. BRADLEY Complainant Assistant Secretary Case No. 40-9386 (CO) DECISION AND ORDER ON NOVEMBER 30, 1979, ADMINISTRATIVE LAW JUDGE JOHN H. FENTON ISSUED HIS RECOMMENDED DECISION AND ORDER IN THE ABOVE-ENTITLED PROCEEDING, FINDING THAT THE RESPONDENT HAD NOT ENGAGED IN THE UNFAIR LABOR PRACTICES ALLEGED IN THE COMPLAINT AND RECOMMENDING THAT THE COMPLAINT BE DISMISSED IN ITS ENTIRETY. NO EXCEPTIONS WERE FILED TO THE ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER. THE FUNCTIONS OF THE ASSISTANT SECRETARY OF LABOR FOR LABOR-MANAGEMENT RELATIONS, UNDER EXECUTIVE ORDER 11491, AS AMENDED, WERE TRANSFERRED TO THE AUTHORITY UNDER SECTION 304 OF REORGANIZATION PLAN NO. 2 OF 1978 (43 FED. REG. 36040), WHICH TRANSFER OF FUNCTIONS IS IMPLEMENTED BY SECTION 2400.2 OF THE AUTHORITY'S RULES AND REGULATIONS (45 FED. REG. 3487, JANUARY 17, 1980). THE AUTHORITY CONTINUES TO BE RESPONSIBLE FOR THE PERFORMANCE OF THESE FUNCTIONS AS PROVIDED IN SECTION 7135(B) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1215). THEREFORE, PURSUANT TO SECTION 2400.2 OF THE AUTHORITY'S RULES AND REGULATIONS AND SECTION 7135(B) OF THE STATUTE, THE AUTHORITY HAS REVIEWED THE RULINGS OF THE ADMINISTRATIVE LAW JUDGE MADE AT THE HEARING AND FINDS THAT NO PREJUDICIAL ERROR WAS COMMITTED. THE RULINGS ARE HEREBY AFFIRMED. UPON CONSIDERATION OF THE ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER AND THE ENTIRE RECORD IN THE SUBJECT CASE, AND NOTING PARTICULARLY THE ABSENCE OF EXCEPTIONS, THE AUTHORITY HEREBY ADOPTS THE ADMINISTRATIVE LAW JUDGE'S FINDINGS, CONCLUSIONS AND RECOMMENDATION. /1/ ORDER IT IS HEREBY ORDERED THAT THE COMPLAINT IN ASSISTANT SECRETARY CASE NO. 40-9386(CO) BE, AND IT HEREBY IS, DISMISSED. ISSUED, WASHINGTON, D.C., JULY 23, 1980 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY CERTIFICATE OF SERVICE COPIES OF THE DECISION AND ORDER OF THE FEDERAL LABOR RELATIONS AUTHORITY IN THE SUBJECT PROCEEDING HAVE THIS DAY BEEN MAILED TO THE PARTIES LISTED BELOW: PETER BROIDA, ESQUIRE ASSISTANT GENERAL COUNSEL AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES 1325 MASSACHUSETTS AVE., N.W. WASHINGTON, D.C. 20005 JOHN C. LEGGETT 206 TODD CIRCLE WARNER ROBINS, GEORGIA JAMES GIBBS P. O. BOX 601 ROCHELLE, GEORGIA KENNETH T. BLAYLOCK, PRESIDENT AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO 1325 MASSACHUSETTS AVE., N.W. WASHINGTON, D.C. 20005 NOVEMBER 30, 1979 MEMORANDUM TO: THE FEDERAL LABOR RELATIONS AUTHORITY FROM: JOHN H. FENTON ADMINISTRATIVE LAW JUDGE SUBJECT: AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 987, AFL-CIO RESPONDENT AND NEDRA T. BRADLEY COMPLAINANT CASE NO. 40-9386(CO) PURSUANT TO 29 C.F.R. 203.23(B) AS RECENTLY AMENDED BY 5 C.F.R. 2400.2 (FEDERAL REGISTER, VOL. 44, NO. 1, TUESDAY, JANUARY 2, 1979), I AM HEREBY TRANSFERRING THE ABOVE CASE TO THE AUTHORITY. ENCLOSED ARE COPIES OF MY DECISION AND THE TRANSMITTAL FORM SENT TO THE PARTIES. I AM TRANSMITTING DIRECTLY TO THE AUTHORITY THE ORIGINAL AND ADDITIONAL COPIES OF MY DECISION AS WELL AS THE TRANSCRIPT, EXHIBITS, BRIEFS, COPIES OF THE SERVICE SHEET AND TRANSMITTAL FORM. ENCLOSURES NOTICE OF TRANSMITTAL OF DECISION AND ORDER THE ABOVE-ENTITLED CASE HAVING BEEN HEARD BEFORE THE UNDERSIGNED ADMINISTRATIVE LAW JUDGE PURSUANT TO THE REGULATIONS OF THE ASSISTANT SECRETARY FOR LABOR-MANAGEMENT RELATIONS, AND THE UNDERSIGNED HAVING PREPARED HIS DECISION AND ORDER, A COPY OF WHICH IS ATTACHED HERETO, AND HAVING TRANSFERRED THE CASE TO FEDERAL LABOR RELATIONS AUTHORITY PURSUANT TO 29 C.F.R. 203.23(B), AS RECENTLY AMENDED BY 5 C.F.R. 2400.2 (FEDERAL REGISTER, VOL. 44, NO. 1, TUESDAY, JANUARY 2, 1979), PLEASE BE ADVISED THAT IF ANY PARTY WISHES TO FILE EXCEPTIONS TO THE ATTACHED DECISION AND ORDER PURSUANT TO SECTION 203.23(C) OF THE REGULATIONS, SUCH EXCEPTIONS MUST BE RECEIVED BY THE FEDERAL LABOR RELATIONS AUTHORITY IN WASHINGTON, D.C., ON OR BEFORE DECEMBER 17, 1979. EXCEPTIONS SHOULD BE ADDRESSED TO THE FEDERAL LABOR RELATIONS AUTHORITY, 1900 E STREET, N.W., ROOM 7469, WASHINGTON, D.C. 20424. JOHN H. FENTON ADMINISTRATIVE LAW JUDGE DATED: NOVEMBER 30, 1979 WASHINGTON, D.C. PETER BROIDA, ESQUIRE ASSISTANT GENERAL COUNSEL 1325 MASSACHUSETTS AVENUE, N.W. WASHINGTON, D.C. 20005 FOR THE RESPONDENT JOHN C. LEGGETTE 206 TODD CIRCLE WARNER ROBINS, GEORGIA JAMES GIBBS POST OFFICE BOX 601 ROCHELLE, GEORGIA FOR THE COMPLAINANT BEFORE: JOHN H. FENTON ADMINISTRATIVE LAW JUDGE RECOMMENDED DECISION AND ORDER THIS CASE AROSE UNDER EXECUTIVE ORDER 11491, UPON AN UNFAIR LABOR PRACTICE COMPLAINT WHICH ALLEGED THAT LOCAL 987 FAILED OR REFUSED TO ELEVATE COMPLAINANT'S GRIEVANCE TO SEPT 5 OF THE NEGOTIATED GRIEVANCE PROCEDURE, AND FAILED TO TIMELY ADVISE HER OF ITS DECISION NOT TO DO SO, BECAUSE SHE HAD SUPPORTED CANDIDATES OPPOSED TO THE INCUMBENT PRESIDENT. FINDINGS OF FACT LOCAL 987 IS THE EXCLUSIVE REPRESENTATIVE OF APPROXIMATELY 12,800 EMPLOYEES AT WARNER ROBINS AIR LOGISTICS CENTER, WARNER ROBINS, GEORGIA. EDWARD MADDOX HAS BEEN ITS PRESIDENT FOR OVER SIX YEARS. COMPLAINANT HAS BEEN ACTIVE IN UNION AFFAIRS AS A SHOP STEWARD OR DIVISION STEWARD, AND AS RECORDING SECRETARY, SINCE 1973. IN THE ELECTIONS HELD IN OCTOBER, 1977, SHE SUPPORTED JAMES GIBBS FOR LOCAL PRESIDENT. IN THE NOVEMBER RUN-OFF BETWEEN MADDOX AND BROOKS, SHE SUPPORTED BROOKS. ACCORDING TO COMPLAINANT AND MR. GIBBS, THE ONLY WITNESSES, ARTICLE 9 OF THE COLLECTIVE BARGAINING AGREEMENT WAS INTENDED TO PERMIT AN EMPLOYEE TO GET A CHANGE IN REST DAYS AS A MATTER OF PERSONAL CONVENIENCE. COMPLAINANT TESTIFIED THAT SUCH ADJUSTMENTS WERE MADE AS A MATTER OR PRACTICE OR POLICY, AND PROVED THAT DIVISION CHIEF JULIAN FUSSELL HAD, IN DECEMBER 1977, APPROVED HER REQUEST TO EXCHANGE A SATURDAY REST DAY FOR A MONDAY "IN ACCORDANCE WITH SECTION F, ARTICLE 9, SUPPLEMENT 1". COMPLAINANT WORKED FROM MONDAY THROUGH FRIDAY. IT BECAME NECESSARY FOR HER TO ATTEND A STATE COURT PROCEEDING ON FRIDAY, MAY 19, 1978. SHE THEREFORE DECIDED DECIDED TO REQUEST AN EXCHANGE OF THE FOLLOWING SATURDAY FOR THAT WORKDAY. NOTWITHSTANDING HER CLEAR CONVICTION THAT BOTH THE CONTRACT AND THE ACTIVITY'S PAST PRACTICE WOULD SUPPORT SUCH A REQUEST, SHE TESTIFIED THAT SHE FIRST SOLICITED THE OPINION OF MR. LARRY FRANKS, A CONSULTANT TO LOCAL 987, THAT SHE DID SO WITHOUT DISCLOSING THE NAME OF THE POTENTIAL GRIEVANT, AND THAT HE EXPRESSED THE VIEW THAT THE CONTRACT WOULD SUPPORT A GRIEVANCE SHOULD SUCH A REQUEST BE DENIED. ON MAY 9 SHE REQUESTED THE CHANGE, CITING SECTION I, ARTICLE 9 OF THE COLLECTIVE BARGAINING AGREEMENT. ON THE SAME DAY HER SUPERVISOR DENIED THE REQUEST, CITING SECTION E OF THE SAME ARTICLE. /2/ ON MAY 15 COMPLAINANT GRIEVED AT THE SECOND, OR BRANCH LEVEL, AND APPOINTED RALEIGH J. GIBBS AS HER UNION REPRESENTATIVE. ON MAY 16 HER BRANCH CHIEF DENIED HER REQUEST ON THE GROUND THAT SECTION I OF ARTICLE 9 WAS INTENDED TO AFFORD EMPLOYEES AN OPPORTUNITY TO REQUEST SPLIT REST DAYS AT THE TIME SHIFTS AND TOURS OF DUTY ARE POSTED, BUT NOT TO PERMIT EMPLOYEES TO CHANGE REST DAYS IN LIEU OF USING ANNUAL LEAVE FOR MATTERS OF PERSONAL CONVENIENCE. COMPLAINANT WAS THEN REQUIRED TO USE LWOP ON FRIDAY, MAY 19, AND SHE OR HER REPRESENTATIVE ELEVATED THE GRIEVANCE TO THE THIRD, OR DIVISION, STEP. ON JUNE 1 HER DIVISION CHIEF REJECTED THE GRIEVANCE ON THE GROUND THAT NONE OF THE EMPLOYEES REGULARLY ASSIGNED TO WORK ON SATURDAY, MAY 20, WAS SCHEDULED TO BE ON LEAVE AND THAT HER PRESENCE OF THAT DAY WOULD HAVE RESULTED IN AN EXCESS OF PERSONNEL ON DUTY. ON JUNE 2 THE GRIEVANCE WAS ELEVATED TO THE FOURTH, OR DIRECTORATE LEVEL. COMPLAINANT AND HER NEW UNION REPRESENTATIVE, MR. DONALD RANDALL, MET WITH MR. GERALD TOMPKINS, DEPUTY DIRECTORATE CHIEF. ACCORDING TO COMPLAINANT, MR. TOMPKINS AGREED THAT SHE WAS ENTITLED TO THE REQUESTED EXCHANGE OF REST DAYS, AND STATED THAT HE WOULD ARRANGE FOR HIS LABOR RELATIONS OFFICER TO MEET WITH MR. RANDALL, RESOLVE THE GRIEVANCE AND FORWARD HER A COPY OF THE RESOLUTION. ON JUNE 23 COMPLAINANT RECEIVED AN UNSIGNED COPY OF A LETTER FROM TOMPKINS TO RANDALL, WHICH SHE DESCRIBED AS FIRST INDICATING THAT THE GRIEVANCE WAS MERITORIOUS AND THEN DENYING THE REQUESTED RELIEF-- AN ACKNOWLEDGEMENT THAT THE POLICY WAS TO PERMIT SUCH AN EXCHANGE OF REST DAYS AND COMPENSATION FOR EIGHT HOURS LWOP. /3/ COMPLAINANT BECAME SUSPICIOUS BECAUSE THIS DISPOSITION WAS A TOTAL REVERSAL OF HER UNDERSTANDING OF THE ORAL RESOLUTION MADE BY TOMPKINS AND BECAUSE THE LETTER WAS ADDRESSED TO RANDALL RATHER THAN TO HER. UNTIL THAT POINT, ALL SUCH CORRESPONDENCE HAD BEEN ADDRESSED TO HER, WITH A COPY TO HER UNION REPRESENTATIVE. SHE WAS ALSO, APPARENTLY, SUSPICIOUS OF THE FACT THAT SHE NEVER RECEIVED A COPY OF THE LETTER ELEVATING THE FACT THAT SHE NEVER RECEIVED A COPY OF THE LETTER ELEVATING THE GRIEVANCE TO THE FOURTH STEP. IN THE ABSENCE OF DIVISION STEWARD RANDALL, SHE CALLED EXECUTIVE VICE-PRESIDENT JERRE HARVARD, TOLD HIM THAT SHE WISHED TO PURSUE THE GRIEVANCE TO THE COMMAND LEVEL, AND THAT SHE WISHED TO PURSUE THE GRIEVANCE TO THE COMMAND LEVEL, AND INFORMED HIM THAT THE COPY OF THE TOMPKINS LETTER WAS NOT OFFICIAL BECAUSE IT WAS UNSIGNED. HARVARD REPLIED THAT HE WOULD CONTACT RANDALL AND THEY WOULD LOOK INTO THE MATTER AND TAKE THE NECESSARY ACTION. AT SOME POINT IN TIME THERE WAS A CONVERSATION WITH RANDALL IN WHICH HE PROMISED TO SECURE A SIGNED COPY OF THE TOMPKINS LETTER AND WAS MADE AWARE OF COMPLAINANT'S DESIRE TO ELEVATE THE GRIEVANCE. /4/ THE CONTRACT PROVIDED 10 WORKING DAYS IN WHICH TO ELEVATE THE GRIEVANCE. IF THE UNSIGNED LETTER ADDRESSED TO HER REPRESENTATIVE RATHER THAN HER WAS SUFFICIENT TO TRIGGER THE RUNNING OF THAT TIME, AND IF WEEKENDS AND JULY 4 ARE EXCLUDED, HER TIME EXPIRED ON JULY 10. BETWEEN JUNE 23 AND JULY 10, COMPLAINANT INQUIRED ABOUT THE STATUS OF HER GRIEVANCE ON AT LEAST SEVERAL OCCASIONS. SHE WAS TOLD IT WAS UNDER CONSIDERATION. ON JULY 11, OR 12 SHE RECEIVED A LETTER ADDRESSED TO RANDALL AND HER, FROM FRANKS, DATED JULY 10. IN ESSENCE HE CONCLUDED THAT NO PROVISION OF ARTICLE 9 REQUIRES MANAGEMENT TO CHANGE AN EMPLOYEE'S REST DAY WHEN IT IS FOR THE EMPLOYEE'S PERSONAL BENEFIT, AND THAT THERE WAS NO BASIS FOR PURSUING THE GRIEVANCE UNLESS THERE WAS A REGULAR AND EXTENDED PRACTICE TO THE CONTRARY. COMPLAINANT, WHO CALCULATED THE 10-DAY PERIOD AS EXPIRING ON JULY 7, TOOK NO FURTHER STEPS. SHE HAD THE RIGHT, AS AN INDIVIDUAL, TO INVOKE THE FIFTH STEP, BUT DID NOT ADVANCE TO MANAGEMENT THE ARGUMENT THAT HER GRIEVANCE WAS NOT "OFFICIALLY" RESOLVED AT THE FOURTH STEP UNTIL SHE RECEIVED A SIGNED COPY OF TOMPKIN'S LETTER. THUS THE ACTIVITY HAD NO OCCASION TO REJECT AS UNTIMELY AN EFFORT TO SECURE RESOLUTION OF THE GRIEVANCE BY THE BASE COMMANDER. COMPLAINANT PRESENTED NO EVIDENCE OF UNION ANIMOSITY AGAINST SUPPORTERS OF POLITICAL RIVALS OF THE CURRENT REGIME. RATHER SHE ARGUES THAT THE EVENTS DESCRIBED HAVE NO SATISFACTORY EXPLANATION EXCEPT THAT PRESIDENT MADDOX MUST HAVE INSTRUCTED FRANKS DELIBERATELY TO MISCONSTRUE THE CONTRACT AND, PRESUMABLY, TO ALLOW THE APPEAL TIME TO ELAPSE. YET HER REPRESENTATIVE, A POLITICAL OPPONENT OF MADDOX, GAVE TESTIMONY WHICH RATHER CLEARLY UNDERMINES ANY SUCH ASSUMPTION. WITH RESPECT TO THE MERITS OF THE GRIEVANCE, COMPLAINANT ADMITTED THAT HER REQUEST FOR THE CHANGE IN REST DAYS WAS THE FIRST ONE SHE HAD MADE SINCE HER BRANCH CHIEF DISTRIBUTED TO SUPERVISORS A MEMO STATING THAT NO MORE EXCHANGES GRANTED TO EMPLOYEES AND SHE FURTHER ADMITTED THAT, ON THE BASIS OF CONVERSATIONS WITH VARIOUS SUPERVISORS, THIS MAY HAVE BEEN THE REASON HER REQUEST WAS TURNED DOWN. IN SHORT, COMPLAINANT'S CASE IS BASED ON SPECULATION AND SURMISE. THERE IS NO HARD EVIDENCE THAT ANY OFFICIAL OF LOCAL 987 DELIBERATELY MISHANDLED HER GRIEVANCE BECAUSE SHE OPPOSED THE CANDIDACY OF ITS CURRENT PRESIDENT. IN RESPONSE TO A MOTION TO DISMISS, I INDICATED THAT I WOULD DISMISS ON THE GROUND THAT COMPLAINANT HAD COME FORWARD WITH NOTHING MORE THAN SUSPICIOUS AND CONJECTURE, HAD ESTABLISHED NOTHING MORE THAN AN INNOCENT MISTAKE, AND THAT AN INNOCENT MISTAKE DOES NOT CONSTITUTE A VIOLATION OF THE DUTY OF FAIR REPRESENTATION. RESPONDENT CHOSE TO CALL TO WITNESSES, ALTHOUGH INVITED TO DO SO. CONCLUSIONS AND RECOMMENDATION A UNION MUST REPRESENT EMPLOYEES IN A BARGAINING UNIT "WITHOUT DISCRIMINATION, FAIRLY, IMPARTIALLY, AND IN GOOD FAITH", /5/ AND WITH "HONESTY OF PURPOSE". /6/ THAT OBLIGATION IS VIOLATED WHERE THERE IS "SUBSTANTIAL EVIDENCE OF FRAUD, DECEITFUL ACTION OR DISHONEST CONDUCT", /7/ OR WHERE A UNION IS SHOWN TO HAVE "ARBITRARILY IGNORED A MERITORIOUS GRIEVANCE OR PROCESSED IT IN A PERFUNCTORY MANNER". /8/ AS NOTED BY THE FORMER GENERAL COUNSEL OF THE NATIONAL LABOR RELATIONS BOARD, /9/ COURTS AND THE BOARD HAVE ELABORATED ON THIS THEME, AND PARTICULARLY THE ELASTIC CONCEPT OF "UNFAIRNESS", TO THE POINT WHERE SOME COURTS HAVE VIRTUALLY IMPOSED UPON UNIONS THE OBLIGATIONS THAT ATTEND THE ATTORNEY-CLIENT RELATIONSHIP. I TOTALLY SUBSCRIBE TO HIS VIEW THAT THE DUTY MUST BE MORE NARROWLY DEFINED, AND THAT NO BREACH SHOULD BE PREDICATED MERELY UPON PROOF THAT A UNION WAS "INEPT, NEGLIGENT, UNWISE, INSENSITIVE OR INEFFECTUAL". RATHER, SUCH BREACHES SHOULD BE FOUND ONLY WHERE THE UNION'S CONDUCT WAS IMPROPERLY MOTIVATED BY SECTION 1(A) CONSIDERATIONS OR BY IRRELEVANT OR INVIDIOUS CONSIDERATIONS SUCH AS SEX, RACE OR PERSONAL ANIMOSITY, OR WHERE IT WAS WHOLLY ARBITRARY OR GROSSLY NEGLIGENT. A BROADER, MORE COMPREHENSIVE RULE PERMITTING THE AUTHORITY AND THE COURTS CONTINUALLY TO SECOND-GUESS A UNION'S EXERCISE OF ITS DISCRETION OR TO REVIEW AND REMEDY ITS ADMITTED MISTAKES IN THE HANDLING OF GRIEVANCES WOULD, I THINK, BE DESTRUCTIVE OF GOOD BARGAINING RELATIONSHIP, OF RESPONSIBLE REPRESENTATION AND EVEN, SOMETIMES, OF THE ORGANIZATION ITSELF. IN IBEW V. FOUST, 99 U.S. 2121, 101 LRRM 2365(1979), THE SUPREME COURT, IN BARRING PUNITIVE DAMAGES IN A FAIR REPRESENTATION SUIT, REPEATEDLY INDICATED THE NEED TO PROTECT THE UNION'S FINANCIAL RESOURCES AND THEREBY ITS EFFECTIVENESS. THIS FACTOR ACQUIRES EVEN GREATER WEIGHT IN THE FEDERAL SECTOR WHERE LABOR ORGANIZATIONS CANNOT COMPEL THE PAYMENT OF DUES OR SERVICE FEES AND WHERE THEY OFTEN REPRESENT UNITS WHICH DWARF THEIR DUES-PAYING MEMBERSHIP. HERE, THE EVIDENCE ESTABLISHES AT MOST AN INNOCENT MISTAKE WHICH MAY HAVE TERMINATED A MERITORIOUS GRIEVANCE. VIEWED MOST FAVORABLY TO COMPLAINANT, THE FACTS ARE NOT UNLIKE THOSE OF FOUST, EXCEPT THAT THERE THE CONSEQUENCE WAS LOSS OF A JOB AS OPPOSED TO A DAY'S PAY HERE. AS NOTED, IT ISN'T EVEN CLEAR THAT THE ACTIVITY WOULD HAVE REJECTED THE GRIEVANCE AS TIME-BARRED AT THE FIFTH STEP, HAD COMPLAINANT PRESENTED IT. IT IS DIFFICULT TO CONCLUDE THAT SHE HAS BEEN HARMED WHERE SHE HAS FAILED TO MAKE THE EFFORT TO AVOID THAT HARM. ON THAT GROUND ALONE, I WOULD RECOMMEND THAT THE COMPLAINT BE DISMISSED. HOWEVER, EVEN ASSUMING THAT THE UNION'S CONDUCT PRECLUDED CONSIDERATION OF THE GRIEVANCE AT THE FIFTH STEP, I WOULD FIND NO BREACH OF THE DUTY TO FAIRLY REPRESENT. THERE IS NO EVIDENCE THAT THE MISTAKE WAS OTHER THAN INNOCENT, AND UNTIL THAT POINT COMPLAINANT HAD RECEIVED REPRESENTATION AT THREE STEPS AND CONSIDERATION BY A SALARIED CONSULTANT. THE WEIGHT OF AUTHORITY HOLDS THAT MERELY NEGLIGENCE WILL NOT SUPPORT A FINDING THAT THE DUTY HAS BEEN BREACHED. /10/ WHILE I MIGHT FIND A SIMILAR OVERSIGHT TO CONSTITUTE GROSS AND THEREFORE ACTIONABLE NEGLIGENCE IF IT HAD VERY SERIOUS CAREER CONSEQUENCES, I CANNOT CONCLUDE THAT THIS MISTAKE, INVOLVING AS IT DID A RELATIVELY MINOR MATTER, VIOLATED THE DUTY TO FAIRLY REPRESENT. RECOMMENDED ORDER HAVING CONCLUDED THAT NO VIOLATION OF SECTION 19(B)(1) OF EXECUTIVE ORDER OCCURRED, IT IS RECOMMENDED THAT THE COMPLAINT BE DISMISSED. JOHN H. FENTON ADMINISTRATIVE LAW JUDGE DATED: NOVEMBER 30, 1979 WASHINGTON, D.C. SERVICE SHEET RECOMMENDED DECISION AND ORDER ISSUED BY ADMINISTRATIVE LAW JUDGE JOHN H. FENTON WAS SENT TO THE FOLLOWING PERSONS BY CERTIFIED MAIL: LINDA ENOCH PETER BROIDA, ESQUIRE ASSISTANT GENERAL COUNSEL 1325 MASSACHUSETTS AVENUE, N.W. WASHINGTON, D.C. 20005 JOHN C. LEGGETTE 206 TODD CIRCLE WARNER ROBINS, GA JAMES GIBBS POST OFFICE BOX 601 ROCHELLE, GA REGULAR MAIL: MR. KENNETH T. BLAYLOCK, PRESIDENT AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO 1325 MASSACHUSETTS AVENUE, N.W. WASHINGTON, D.C. 20005 FEDERAL LABOR RELATIONS AUTHORITY 1900 "E" STREET, N.W., ROOM 7469 WASHINGTON, D.C. 20424 ONE COPY TO EACH REGIONAL DIRECTOR OFFICE OF THE GENERAL COUNSEL 1900 "E" STREET, N.W., ROOM 7469 WASHINGTON, D.C. 20424 IN THE CASE OF AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 987, AFL-CIO RESPONDENT AND NEDRA T. BRADLEY COMPLAINANT CASE NO. 40-9386(CO) POST HEARING BRIEF ON BEHALF OF MRS. NEDRA T. BRADLEY JUDGE, WE FEEL THAT YOU MUST RULE IN FAVOR OF MRS. BRADLEY BECAUSE THE ONLY EVIDENCE YOU HAVE TO RELY ON IS THE FACTS THAT WERE BROUGHT OUT THROUGH TESTIMONY EITHER BY ONE OR BOTH MRS. BRADLEY OR MR. GIBBS. FOLLOWING IS A SUMMARY OF THIS EVIDENCE, A REFERENCE AS TO PAGES AND TESTIMONY PROVIDED AND A PRESIDENT CASE OR FAIR REPRESENTATION YOUR MENTIONED IN THE HEARING. SUMMARY OF EVIDENCE YOU HAVE TESTIMONY FROM TWO WITNESSES THAT PROVIDES THAT MR. FRANKS' INTERPRETATION OF THE LABOR AGREEMENT WAS THAT MANAGEMENT HAD TO ALLOW AN EMPLOYEE TO SWAP REST DAYS IF THEY REQUESTED AND IF THEY DID NOT PERMIT THE SWAP THE EMPLOYEE COULD GRIEVE. OR YOU HAVE EVIDENCE OF THE PAST AND PRESENT POLICY OF THE DIRECTORATE OF DISTRIBUTION WHICH WAS THAT MANAGEMENT DID ALLOW THEIR EMPLOYEES TO EXCHANGE REST DAYS IF REQUESTED. YOU HAVE EVIDENCE THAT JAMES GIBBS DID HELP NEGOTIATE THIS LABOR AGREEMENT AND HAS NOTES TO SUPPORT HIS INTERPRETATION OF ARTICLE 9, SECTION I WHICH IS THAT IT WOULD PERMIT AN EMPLOYEE TO REQUEST A EXCHANGE OF A REST DAY AND IF NOT GRANTED, THEY COULD GRIEVE. YOU HAVE EVIDENCE THAT THE FOURTH STEP (DIRECTORATE) WAS NOT SATISFACTORY TO MR. BRADLEY AND THAT SHE REQUESTED TO BOTH MR. HARVARD, EXECUTIVE VICE-PRESIDENT AND MR. DONALD RANDALL VICE-PRESIDENT FOR DISTRIBUTION THAT THE GRIEVANCE BE ELEVATED TO THE FIFTH STEP (COMMAND) LEVEL. YOU ALSO HAVE EVIDENCE OF WHAT THE POLICY WITHIN THE UNION IS ONE EVALUATING GRIEVANCES WHICH IS, THE LAST REPRESENTATIVE HANDLES THE EVALUATION. YOU HAVE EVIDENCE THAT THE TIME LIMITS TO EVALUATE MRS. BRADLEY'S GRIEVANCE HAD EXPIRED PRIOR TO RECEIVING ANY WORD FROM THE UNION AND THAT SHE REPEATEDLY QUESTIONED THE STATUS OF IT. YOU HAVE EVIDENCE THAT TELLS YOU THAT MR. FRANKS KNEW ABOUT THE TIME LIMITS IN THE LABOR AGREEMENT AND THAT HE KNEW MRS. BRADLEY'S TIME LIMITS BECAUSE HE HAD HER GRIEVANCE FILE AND WAS STUDYING IT. MR. FRANKS KNOEW JAMES GIBBS HAD HELPED TO NEGOTIATE THE AGREEMENT AND HE ALSO KNEW WHAT HIS INTERPRETATION WAS ON THIS PARTICULAR ARTICLE AND SECTION YET HE INDICATED THAT HIS MEMO THERE WAS NO GRIEVANCE AND DID NOT ASK FOR ADVICE FROM MR. GIBBS, WHICH HE HAD SEVERAL TIMES IN THE PAST. ON OCCASION MR. FRANKS HAD RELIED ON MR. JAMES GIBBS AS A WITNESS. SINCE MR. FRANKS KNEW ABOUT TIME LIMITS AND PARTICULARLY MRS. BRADLEYS' AND SHE CONSTANTLY QUESTIONED THE STATUS OF HER GRIEVANCE AND WAS NEVER INFORMED THAT IT HAD NO MERIT MR. FRANKS DELIBERATELY HELD THE GRIEVANCE FILE UNTIL THE TIME LIMITS EXPIRED. YOU HAVE EVIDENCE THAT MRS. BRADLEY FELT THAT HER GRIEVANCE WAS NOT PROCESSED FOR POLITICAL REASONS DUE TO HER NEVER HAVING ANY PROBLEMS WITH GRIEVANCES PRIOR TO THIS CURRENT ADMINISTRATION AND THAT IT WAS PUBLIC KNOWLEDGE THAT SHE DID NOT SUPPORT MR. EDWARD C. MADDOX FOR PRESIDENT. NEDRA T. BRADLEY 1. ON PAGES 35 AND 36 MRS. BRADLEY'S TESTIMONY ESTABLISHED THAT MR. FRANKS INTERPRETATION OF THE LABOR AGREEMENT IN REGARDS TO SWAPPING REST DAYS WAS THE SAME AS HERE. 2. ON PAGE 18 LINES 16 THROUGH 24 MRS. BRADLEY'S TESTIMONY PROVIDED THAT THE DIRECTORATE OF DISTRIBUTION'S POLICY WAS TO PERMIT SWAPS OF REST DAYS. 3. ON PAGES 21 THROUGH 26 MRS. BRADLEY'S TESTIMONY ESTABLISHED THAT SHE CONTACTED MR. JERRE HARVARD, EXECUTIVE VICE-PRESIDENT AND MR. DONALD RANDALL, VICE-PRESIDENT FOR DISTRIBUTION REQUESTING THAT HER GRIEVANCE BE ELEVATED TO THE NEXT LEVEL, WHICH WAS COMMAND LEVEL. 4. ON PAGE 27 MRS. BRADLEY'S TESTIMONY ESTABLISHED THAT SHE WAS NEVER GIVEN HER GRIEVANCE FILE. 5. ON PAGES 28 THROUGH 32 MRS. BRADLEY'S TESTIMONY ESTABLISHED THAT SHE ATTEMPTED SEVERAL TIMES TO FIND OUT THE PROGRESS OF HER GRIEVANCE BY PERSONAL CONTACT WITH MR. FRANKS AND MR. JERRE HARVARD, EXECUTIVE VICE-PRESIDENT AND WAS ALWAYS INFORMED IT WAS UNDER STUDY OR REVIEW UNTIL SHE RECEIVED A LETTER OR MEMO IN THE MAIL FROM MR. FRANKS STATING HIS POSITION ON THE CASE BUT AFTER THE TIME LIMITS HAD EXPIRED WHICH WAS THEN TOO LATE FOR HER TO ELEVATE THE GRIEVANCE HERSELF. 6. ON PAGES 36 THROUGH 38 MRS. BRADLEY'S TESTIMONY ESTABLISHED THAT IN ALL HER ATTEMPTS TO FIND OUT THE STATUS OF HER GRIEVANCE FROM MR. FRANKS, SHE WAS NOT TOLD THAT THE GRIEVANCE DID NOT HAVE ANY MERIT UNTIL SHE RECEIVED THE LETTER OR MEMO FROM MR. FRANKS. THIS INDICATES THAT HE DID NOT CHANGE HIS MIND ABOUT HIS INTERPRETATION UNTIL THE LAST MINUTE AND POSSIBLY BY SOMEONE'S ELSE TELLING HIM TO. 7. ON PAGE 39 LINES 7 THROUGH 14 MRS. BRADLEY'S TESTIMONY ESTABLISHED THAT SHE FELT THAT THE UNION DID NOT ELEVATE HER GRIEVANCE BECAUSE OF POLITICAL REASONS DUE TO THE FACT THAT SHE HAD NEVER HAD ANY PROBLEMS IN GETTING A GRIEVANCE ELEVATED BEFORE THIS CURRENT ADMINISTRATION. 8. ON PAGES 40, 42, AND 43 MRS. BRADLEY'S TESTIMONY ESTABLISHED THE FACT THAT SHE SUPPORTED JAMES GIBBS FOR PRESIDENT AGAINST MR. EDWARD MADDOX IN THE PRIMARY ELECTION AND MR. JOHN BROOKS IN THE RUN OFF AND THAT THIS WAS PUBLIC KNOWLEDGE TO EVERYONE. JAMES L. GIBBS 1. ON PAGES 187 LINE 10 THROUGH 191 IT ESTABLISHED JAMES GIBBS INVOLVEMENT IN THE NEGOTIATION OF THE LABOR AGREEMENT AND HIS QUALIFICATIONS TO BE ABLE TO INTERPRET IT. 2. ON PAGES 193 LINE 20 THROUGH 194 LINE 9 IT ESTABLISHED THE FACT THAT JAMES GIBBS ADVISED MRS. BRADLEY AND THE TIME ADVICE WAS GIVEN. 3. ON PAGE 194 LINE 10 THROUGH 24 IT ESTABLISHED THE INTERPRETATION OF THE LABOR AGREEMENT AND ALSO THE PAST AND PRESENT POLICY OF PERMITTING EMPLOYEES TO EXCHANGE THEIR REST DAYS. 4. ON PAGE 195 LINES 4 THROUGH 7 IT ESTABLISHED THAT MR. FRANKS DID NOT SEEK JAMES GIBBS' INTERPRETATION. 5. ON PAGE 199 LINES 6 THROUGH 14 AND 201 LINES 2 THROUGH 10 IT ESTABLISHED JAMES GIBBS EXPERIENCE AS CHIEF EXECUTIVE OF LOCAL 987 AND THAT MR. FRANKS DID COME TO HIM AND SEEK ASSISTANCE ON THE LABOR AGREEMENT OR CONTRACT. 6. ON PAGES 202 LINES 18 THROUGH 25 AND 203 LINES 1 THROUGH 10 IT ESTABLISHED THAT THE SUBJECT OF THE GRIEVANCE AND THE INTERPRETATION OF THE LABOR AGREEMENT WAS DISCUSSED WITH MR. FRANKS AND ALL WAS IN AGREEMENT WITH THE INTERPRETATION THAT AN EMPLOYEE CAN SWITCH REST DAYS AND THAT THIS DISCUSSION HAPPENED BEFORE THE FILING OF THE GRIEVANCE. 7. ON PAGES 20 LINES 3 THROUGH 7 AND 204 LINE 10 IT ESTABLISHED THAT JAMES GIBBS WAS VERY SURPRISED TO FIND OUT MR. FRANKS HAD REVERSED HIS POSITION FROM WHAT IT HAD BEEN EARLIER. 8. ON PAGE 206 LINES 6 THOUGH 12 IT ESTABLISHED THAT THE TIME LIMITS HAD EXPIRED ON MR. BRADLEYS' GRIEVANCE DUE TO THE TIME LIMITS TO EVALUATE WAS GONE. 9. ON PAGE 208 LINES 2 THROUGH 25 IT ESTABLISHED THAT MR. FRANKS KNEW ABOUT THE TIME LIMITS TO EVALUATE A GRIEVANCE FROM THE CONTRACT AND THAT HE SHOULD HAVE KNOWN THE TIME LIMITS OF THIS GRIEVANCE SINCE HE HAD THE FILE. ALSO IT ESTABLISHED THAT MRS. BRADLEY DID ASK SEVERAL TIMES ABOUT THE STATUS OF HER GRIEVANCE AND THAT HER RESPONSE FROM MR. FRANKS WAS ALWAYS THAT IT IS UNDER CONSIDERATION. 10. ON PAGE 210 LINES 1 THROUGH 25 IT ESTABLISHED THAT THE PAST POLICY OF THE UNION IN EVALUATING A GRIEVANCE WAS THE REPRESENTATIVES RESPONSIBILITY AND NEVER THE GRIEVANTS'. 11. ON PAGE 211 LINES 12 THROUGH 21 IT ESTABLISHED THAT ONLY THE VICE-PRESIDENT IN THE ABSENCE OF THE PRESIDENT OR THE GRIEVANT HAD AUTHORITY TO EVALUATE A GRIEVANCE TO THE FIFTH (COMMAND) STEP. 12. ON PAGE 228 LINES 1 THROUGH 25 IT ESTABLISHED THAT JAMES GIBBS DID HELP NEGOTIATE THE LABOR AGREEMENT AND DID HAVE NOTES ON THE INTERPRETATION OF ITS' CONTENTS AND ESPECIALLY ARTICLE 9. 13. ON PAGES 230 THROUGH 231 LINE 12 ESTABLISHED THAT HIGHER MANAGEMENT MANY TIMES TRIES TO JUSTIFY WHAT IS DONE BY LOWER MANAGEMENT IN A GRIEVANCE. 14. ON PAGE 234 LINES 2 THROUGH 4 IT ESTABLISHED THAT JAMES GIBBS HAD BEEN RELIED UPON TO INTERPRET THE LABOR AGREEMENT TO THE POINT OF TESTIFYING IN HEARING FROM MR. FRANKS. 14. ON PAGE 245 LIN3 13 THROUGH PAGE 247 LINE 17 IT ESTABLISHED THAT THE FIRST REPLY FROM DIRECTORATE HAD TO BE THE ONE THAT STARTED YOUR TIME LIMITS TO EVALUATE SINCE THE LABOR AGREEMENT ONLY ALLOWS SO MUCH TIME. 15. ON PAGES 252 LINES 7 THROUGH 16 AND 253 LINES 11 THROUGH 16 IT ESTABLISHED WHAT SHOULD BE DONE TO CORRECT THIS PROBLEM AND WHAT JAMES GIBBS WOULD HAVE DONE TO SETTLE IT WHICH IF IT WAS WE CERTAINLY WOULDN'T BE HERE TODAY IN THIS HEARING. RESPONDENT'S POST-HEARING BRIEF PETER B. BROIDA ASSISTANT GENERAL COUNSEL OFFICE OF THE GENERAL COUNSEL AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO 1325 MASSACHUSETTS AVENUE, NW WASHINGTON, DC 20005 (202) 737-8700 ATTORNEY FOR RESPONDENT I. INTRODUCTION THIS IS A FAIR REPRESENTATION UNFAIR LABOR PRACTICE CASE BROUGHT BY COMPLAINANT, NEDRA T. BRADLEY, AGAINST LOCAL 987, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, UNDER SECTION 19(B)(1) OF EXECUTIVE ORDER 11491, INITIATED BY A COMPLAINT FILED ON OCTOBER 12, 1978. THE MATTER WAS HEARD BY ADMINISTRATIVE LAW JUDGE JOHN H. FENTON ON MAY 23, 1979, AT THE U.S. COURTROOM, WARNER ROBINS AIR FORCE BASE, WARNER ROBINS, GEORGIA. AT THE CONCLUSION OF THE HEARING, THE PARTIES WERE AFFORDED AN OPPORTUNITY TO SUBMIT BRIEFS. THE FOLLOWING CONSTITUTES RESPONDENT'S POST-HEARING SUBMISSION. II. THE FACTS COMPLAINANT, NEDRA BRADLEY, IS A WG-7 GENERAL EQUIPMENT EXAMINER EMPLOYED AT WARNER ROBINS AIR FORCE BASE, WARNER ROBINS, GEORGIA. (NT 48). CIVILIAN EMPLOYEES AT THAT INSTALLATION ARE REPRESENTED BY THE RESPONDENT, AFGE LOCAL 987. THE EMPLOYER AND THE UNION HAVE A NEGOTIATED AGREEMENT CONTAINING A SIX STEP GRIEVANCE PROCEDURE. THE FIRST STEP REQUIRES DISCUSSION BETWEEN THE EMPLOYEE AND THE SUPERVISOR; STEP 2 INVOLVES BRANCH-LEVEL DISCUSSIONS; STEP 3 REQUIRES DISCUSSION AT THE DIVISION LEVEL; STEP 4 INVOLVES CONSULTATION AT THE DIRECTORATE LEVEL; STEP 5 REQUIRES A HEARING AT THE COMMAND LEVEL; THE FINAL STEP IS BINDING ARBITRATION. IN THE SPRING OF 1978, MS. BRADLEY, WHO WORKED A FIVE DAY WORK WEEK (MONDAY THROUGH FRIDAY), DESIRED TO EXCHANGE HER USUAL SATURDAY REST DAY FOR A FRIDAY, SO THAT SHE COULD MAKE AN APPEARANCE IN A STATE COURT. SHE REQUESTED HER SUPERVISOR TO SWITCH HER REST DAY, AND THAT REQUEST WAS DENIED. (NT 81) MS. BRADLEY TOOK LEAVE WITHOUT PAY FOR THE FRIDAY ON WHICH SHE DESIRED TO APPEAR IN COURT. (NT 82) DISSATISFIED WITH HER SUPERVISOR'S RESPONSE TO HER REQUEST FOR A CHANGE OF REST DAYS, BRADLEY FILED A GRIEVANCE UNDER ARTICLE IX(I) OF THE NEGOTIATED AGREEMENT, CONTROLLING LEAVE AND HOURS OF DUTY. (NT 82) MANAGEMENT'S THIRD STEP RESPONSE WAS THAT HER REQUEST FOR A SWITCH OF REST DAYS WAS DENIED BECAUSE IF SHE HAD BEEN PLACED ON SATURDAY DUTY, TOO MANY PEOPLE WOULD HAVE BEEN SCHEDULED FOR WORK ON SATURDAY. (NT 95) MS. BRADLEY WAS REPRESENTED AT THE THIRD STEP BY HER PRESENT REPRESENTATIVE, JAMES GIBBS. (NT 98) SEEKING HIGHER LEVEL REVIEW OF HER GRIEVANCE, BRADLEY REQUESTED ANOTHER STEWARD OF LOCAL 987, MR. RANDALL, TO REPRESENT HER AT THE FOURTH STEP OF THE GRIEVANCE PROCEDURE, THE DIRECTORATE LEVEL. (NT 98) SHE AND RANDALL MET WITH A DIRECTORATE REPRESENTATIVE, MR. TOMPKINS, WHO ISSUED A DECISION ON JUNE 23, 1978 DENYING HER GRIEVANCE. (NT 98, 114-15) THE DECISION BY MR. TOMPKINS THAT MS. BRADLEY RECEIVED WAS UNSIGNED. SHE COMPLAINED TO LOCAL 987 EXECUTIVE VICE PRESIDENT JERRE HARVARD THAT SHE DID NOT AGREE WITH THE DECISION OF TOMPKINS AND STATED THAT SHE FELT THAT THE DECISION WAS NOT PROPERLY ISSUED SINCE IT WAS UNSIGNED. HARVARD, IN TURN, SAID THAT HE WOULD CONTACT STEWARD RANDALL ABOUT THE MATTER. RANDALL THEN TOLD MS. BRADLEY THAT HE WOULD GET A SIGNED DECISION FROM TOMPKINS. (NT 22) MS. BRADLEY RECEIVED A SIGNED RESPONSE FROM TOMPKINS ON JULY 13, 1978, IN THE SAME FORMAT AS THE DECISION THAT HE HAD ORIGINALLY ISSUED. (NT 57, 61) BRADLEY HAD TEN WORKING DAYS, OR UNTIL JULY 10, 1978, IN WHICH TO ELEVATE HER GRIEVANCE FROM THE DIRECTORATE TO THE FIFTH STEP, OR COMMAND, LEVEL. (NT 52-3, 79) AT SOME POINT BETWEEN JUNE 23 AND JULY 10, SHE TOLD RANDALL THAT SHE DID NOT ACCEPT THE DENIAL OF THE GRIEVANCE BY TOMPKINS (NT 23) AND TOLD RANDALL THAT SHE WANTED HIM TO REVIEW THE CASE AND ELEVATE THE GRIEVANCE. (NT 25, 123) AT SOME POINT AFTER BRADLEY FIRST LEARNED THAT TOMPKINS HAD ISSUED AN UNFAVORABLE DECISION, SHE WAS ADVISED BY RANDALL THAT HE WOULD TAKE THE GRIEVANCE PACKAGE AND REVIEW IT WITH PROFESSOR LARRY FRANKS, A LABOR-RELATIONS CONSULTANT TO LOCAL 987. (NT 26) AFTER SHE SPOKE WITH RANDALL, SHE VISITED THE OFFICE OF LOCAL 987 SEVERAL TIMES. ON EACH OCCASION WHEN SHE SAW FRANKS IN THE OFFICE, SHE INQUIRED AS TO THE PROGRESS OF THE CASE AND WAS TOLD HE WAS REVIEWING THE GRIEVANCE FILE. (NT 23, 30) ON JULY 11, 1978, MS. BRADLEY RECEIVED A LETTER DATED JULY 10 FROM FRANKS, STATING THAT HER GRIEVANCE WOULD NOT BE PURSUED BY THE UNION SINCE IT LACKED MERIT. (NT 31, 37, 69) HER GRIEVANCE WAS NOT ELEVATED TO THE COMMAND LEVEL. (NT 24-5) BRADLEY BELIEVES THE DECISION NOT TO PURSUE HER GRIEVANCE TO THE FIFTH STEP WAS MOTIVATED BY HOSTILITY BY THE LOCAL OR ITS OFFICIALS AGAINST HER. SHE STATES THAT INITIALLY MR. FRANKS HAD ADVISED HER THAT THE GRIEVANCE HAD MERIT, AND LATER DETERMINED THAT THE CASE SHOULD NOT BE PURSUED. SHE INFERS THAT HIS CHANGE OF MIND CONCERNING HER GRIEVANCE MUST HAVE BEEN MOTIVATED BY PERSONAL ANIMOSITY. (NT 138-139) BRADLEY ADMITS, HOWEVER, THAT BETWEEN THE TIME SHE FIRST SPOKE WITH FRANKS AND THE TIME SHE RECEIVED HIS LETTER, HE TOLD HER HE DISCOVERED A PREVIOUSLY UNDISCLOSED LETTER OF AGREEMENT BETWEEN THE UNION AND AIR FORCE INDICATING THAT REST DAYS COULD NOT BE EXCHANGED IN THE MANNER SHE DESIRED. (NT 157, 161-162, 169, 171, 173, 175) BRADLEY BELIEVES THAT FRANKS INTENTIONALLY MISCONSTRUED THE COLLECTIVE BARGAINING CONTRACT TO DENY HER FURTHER PROCESSING OF HER GRIEVANCE BECAUSE HE WAS AN EMPLOYEE OF LOCAL 987, THE PRESIDENT OF WHICH IS ED MADDOX, WHO WAS OPPOSED IN AN ELECTION DURING NOVEMBER, 1977 BY JAMES GIBBS AND JOHN BROOKS, BOTH OF WHOM WERE SUPPORTED, AT VARIOUS TIMES, BY COMPLAINANT. (NT 40, 42-43) THERE IS NO EVIDENCE OF HOSTILITY TOWARD MS. BRADLEY OTHER THAN HER SUPPOSITION RELATIVE TO HER OWN EFFORTS DURING THE NOVEMBER, 1977 ELECTION CAMPAIGN. HER REPRESENTATIVE DURING THE UPL HEARING, MR.GIBBS, ONE OF THE INDIVIDUALS WHO SHE SUPPORTED DURING THE 1977 ELECTION, TESTIFIED THAT HE DID NOT FEEL THAT FRANKS WOULD HAVE INTENTIONALLY MISCONTRUED THE COLLECTIVE BARGAINING AGREEMENT AGAINST BRADLEY TO APPEASE MADDOX, EVEN ASSUMING THAT MADDOX HARBORED SOME TYPE OF POLITICAL ANIMOSITY TOWARD GIBBS, BRADLEY, OR BROOKS. (NT 238-241) AN INFERENCE THAT BRADLEY APPEARS TO DRAW FROM THE EVIDENCE IS THAT THE UNION BREACHED ITS DUTY OF FAIR REPRESENTATION BY FAILING TO NOTIFY HER UNTIL JULY 10, 1978 OF ITS DECISION CONCERNING HER GRIEVANCE BEFORE THE TIME ELAPSED FOR PERFECTING AN APPEAL TO THE FIFTH STEP OF THE GRIEVANCE PROCEDURE. HOWEVER, NEITHER MS. BRADLEY NOR HER REPRESENTATIVE, MR. GIBBS, COULD TESTIFY WHETHER THE APPEAL PERIOD TO THE FIFTH STEP WAS INITIATED ON JUNE 23, 1978, WHEN MS. BRADLEY RECEIVED THE UNSIGNED "UNOFFICIAL" TOMPKINS LETTER (NT 114-15, 64, 66) OR ON JULY 13, 1978 WHEN SHE RECEIVED THE "OFFICIAL" SIGNED LETTER FROM TOMPKINS. (NT 61, 248) III. DISCUSSION POINT I RESPONDENT DID NOT BREACH ITS DUTY OF FAIR REPRESENTATION BY DECIDING NOT TO ELEVATE COMPLAINANT'S GRIEVANCE TO THE FIFTH STEP VACA V. SIPES, 386 U.S. 171, 87 S.CT 903(1967), DEFINES THE OBLIGATIONS OF A UNION IN PROCESSING GRIEVANCES. THERE IS NO OBLIGATION ON THE PART OF A UNION TO PROCESS A GRIEVANCE THROUGH TO THE FINAL STAGE, USUALLY ARBITRATION. UNIONS MUST BE FREE TO WEED OUT GRIEVANCES THAT LACK MERIT SO THAT THE ARBITRATION PROCEDURE IS NOT OVERBURDENED AND SO THAT THE TIME OF UNION AND MANAGEMENT OFFICIALS IS NOT CONSUMED OVER PROBLEMS THAT DO NOT MERIT THEIR ATTENTION. TO SHOW THAT A UNION HAS ABUSED THE DISCRETION ALLOWED IT IN THE ADJUSTMENT OR ABANDONMENT OF GRIEVANCES, THE BURDEN IS UPON THE COMPLAINANT TO DEMONSTRATE THAT THE UNION ACTED IMPROPERLY, THAT IS, THAT THE UNION'S CONDUCT HAS BEEN ARBITRARY, IN BAD FAITH, OR THAT THE GRIEVANCE HAS BEEN PROCESSED IN A PERFUNCTORY MANNER. IT IS SUFFICIENT IF COMPLAINANT CAN PROVE THAT PERSONAL HOSTILITY BY A UNION OFFICER PREVENTED THE EMPLOYEE'S GRIEVANCE FROM RECEIVING FAIR CONSIDERATION. ID. 386 U.S. AT 194. THERE WAS NOTHING ARBITRARY ABOUT THE MANNER IN WHICH THE RESPONDENT HANDLED THE BRADLEY GRIEVANCE. IT WAS PROCESSED BY TWO STEWARDS, MR. GIBBS AND MR. RANDALL, AND WAS REVIEWED BY THE UNION'S LABOR RELATIONS CONSULTANT, PROFESSOR FRANKS, WHO DETERMINED THAT THE CASE SHOULD NOT BE PROCESSED TO THE FIFTH STEP BECAUSE OF A PRIOR AGREEMENT BETWEEN THE EMPLOYER AND THE UNION CONCERNING EXCHANGE OF REST DAYS. IT IS POSSIBLE THAT MR. FRANKS MAY, IN THE OPINION OF MS. BRADLEY, HAVE BEEN IN ERROR IN HIS CONSTRUCTION OF THE CONTRACT, BUT THERE IS NO EVIDENCE THAT HIS DECISION WAS ARBITRARY. NOR IS THERE ANY EVIDENCE THAT MR. FRANKS DETERMINED NOT TO PURSUE MS. BRADLEY'S GRIEVANCE ON THE BASIS OF PERSONAL HOSTILITY. THE UNION'S DETERMINATION NOT TO PROCEED WITH THE GRIEVANCE WAS A RESULT OF A RESPONSIBLE REVIEW OF THE MERITS OF THE CASE. THERE WAS NO BREACH OF THE DUTY OF FAIR REPRESENTATION TOWARD MS. BRADLEY. POINT II RESPONDENT DID NOT BREACH ITS DUTY OF FAIR REPRESENTATION IN THE MANNER THAT IT NOTIFIED COMPLAINANT OF ITS DETERMINATION AS TO HER GRIEVANCE FRANKS' LETTER TO BRADLEY, DATED JULY 10, WAS RECEIVED BY HER ON JULY 11 OR JULY 12, 1978. BRADLEY BELIEVES THAT HIS LETTER MAY HAVE REACHED HER AFTER HER TIME LIMITS EXPIRED FOR THE ELEVATION OF HER GRIEVANCE TO THE FIFTH STEP. ON THAT BASIS, SHE ALLEGES THAT THE UNION BREACHED ITS DUTY OF FAIR REPRESENTATION BY FAILING TO NOTIFY HER IN A TIMELY FASHION OF ITS DECISION CONCERNING HER GRIEVANCE. NOTHING IN THE RECORD DEFINES THE TIME LIMITS GOVERNING THE ELEVATION OF COMPLAINANT'S GRIEVANCE. HER OWN REPRESENTATIVE COULD NOT STATE WHETHER THE PERIOD FOR ELEVATION OF THE GRIEVANCE RAN FROM THE INITIAL, UNSIGNED, TOMPKINS LETTER OR WHETHER THE TIME PERIOD RAN FROM JULY 12 OR JULY 13, 1978, WHEN COMPLAINANT RECEIVED THE SIGNED "OFFICIAL" LETTER. SINCE IT IS COMPLAINANT WHO IS ALLEGING THAT SHE WAS IN SOME FASHION PREJUDICED BY THE LATE RECEIPT OF THE UNION'S DETERMINATION AS TO HER GRIEVANCE, SHE MUST PROVE THAT IN FACT HER GRIEVANCE EXPIRED PRIOR TO THE ISSUANCE OF THE UNION'S DETERMINATION. SINCE SHE CANNOT ESTABLISH THE DATE UPON WHICH THE PERIOD FOR ELEVATION OF HER GRIEVANCE COMMENCED, SHE CERTAINLY CANNOT ESTABLISH THAT SHE WAS PREJUDICED BY ANY ACTIONS OF THE UNION. COMPLAINANT HAD BEEN A STEWARD AND OFFICER OF AFGE FOR A LONG TIME. (NT 11-13) SHE SHOULD HAVE BEEN AWARE OF CONTRACTUAL PROVISIONS GOVERNING HER GRIEVANCE. IF SHE WAS CONCERNED WITH THE PROGRESS OF HER GRIEVANCE, SHE COULD SIMPLY HAVE CALLED OR VISITED FRANKS TO ASCERTAIN WHAT ACTION, IF ANY, THE UNION WAS GOING TO TAKE WITH RESPECT TO HER CASE. THE WORST THAT CAN POSSIBLY BE SAID FOR THE UNION'S CONDUCT, ASSUMING THAT MS.BRADLEY WAS ABLE TO ESTABLISH THAT THE TIME LIMIT FOR ELEVATION OF HER GRIEVANCE EXPIRED AT ABOUT THE SAME TIME SHE RECIEVED THE LETTER FROM FRANKS, WOULD BE THAT FRANKS HAD INADVERTENTLY FAILED TO SEND OUT HIS DETERMINATION CONCERNING HER GRIEVANCE A DAY OR TWO EARLIER, THAT IS, PRIOR TO THE DATE ON WHICH COMPLAINANT'S GRIEVANCE APPEAL MAY HAVE EXPIRED. THE DUTY OF FAIR REPRESENTATION REQUIRES EVIDENCE OF BAD FAITH, PERFUNCTORY HANDLING OF GRIEVANCES, OR DISCRIMINATORY CONDUCT BY UNIONS. THERE IS NO EVIDENCE OF THAT TYPE OF CONDUCT HERE. THE CASE LAW IS CLEAR THAT EXCEPT FOR EXTREME CASES, NEGLIGENCE IS NOT A SUFFICIENT BASIS UPON WHICH TO PREDICATE A FINDING THAT A UNION HAS BREACHED ITS DUTY OF FAIR REPRESENTATION. SEE, E.G., COE V. UNITED RUBBERWORKERS, 571 F. 2D 1349, 1350-51 (5TH CIR. 1978); WHITTEN V. ANCHOR MOTOR FREIGHT, INC., 521, F. 2D 1335, 1341 (6TH CIR. 1975); CANNON V. CONSOLIDATED FREIGHT WAYS CORP., 524 F. 2D 290, 294 (7TH CIR. 1975); BAZARTE V. UNITED TRANSPORTATION UNION, 429 F. 2D, 868, 872 (3RD CIR. 1970); BESEDICH V. MISSILE & SPACE DIV. OF LTD., 433 F. SUPP. 954, 959 (E.D. MICH. 1977). CONCLUSION THE ADMINISTRATIVE LAW JUDGE CORRECTLY GRANTED RESPONDENT'S MOTION TO DISMISS THE COMPLAINT. THERE IS NO EVIDENCE OF HOSTILITY TOWARD COMPLAINANT BY THE OFFICERS OR EMPLOYEES OF LOCAL 987. NOR IS THERE EVIDENCE THAT THE UNION ACTED IN AN ARBITRARY, PERFUNCTORY, OR BAD FAITH FASHION IN PROCESSING COMPLAINANT'S GRIEVANCE. COMPLAINANT HAS FAILED TO ESTABLISH THAT THE TIME PERIOD FOR ELEVATION OF HER GRIEVANCE EXPIRED BEFORE SHE RECEIVED FRANKS' LETTER. EVEN ASSUMING SHE PROVED THE PRIOR EXPIRATION OF HER GRIEVANCE, THE MOST THAT COULD BE SAID IS THAT THE UNION MADE AN INADVERTENT ERROR. PROOF OF NEGLIGENCE IS NOT SUFFICIENT TO DEMONSTRATE A BREACH OF THE DUTY OF FAIR REPRESENTATION. THE COMPLAINT SHOULD BE DISMISSED. RESPECTFULLY SUBMITTED, PETER B. BROIDA ASSISTANT GENERAL COUNSEL OFFICE OF THE GENERAL COUNSEL AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO 1325 MASSACHUSETTS AVENUE, NW WASHINGTON, DC 20005 (202) 737-8700 ATTORNEY FOR RESPONDENT, AFGE LOCAL 987 /1/ IN CONFORMITY WITH SECTION 902(B) OF THE CIVIL SERVICE REFORM ACT OF 1978 (92 STAT. 1224), THE PRESENT CASE IS DECIDED SOLELY ON THE BASIS OF E.O. 11491, AS AMENDED, AND AS IF THE NEW FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1191) HAD NOT BEEN ENACTED. THE DECISION AND ORDER DOES NOT PREJUDGE IN ANY MANNER EITHER THE MEANING OR APPLICATION OF RELATED PROVISION IN THE NEW STATUTE OR THE RESULT WHICH WOULD BE REACHED BY THE AUTHORITY IF THE CASE HAD ARISEN UNDER THE STATUE RATHER THAN THE EXECUTIVE ORDER. /2/ NEITHER THE CONTRACT NOR MANY OTHER DOCUMENTS RELEVANT TO THIS CONTROVERSY WERE INTRODUCED INTO EVIDENCE. /3/ THIS DOCUMENT IS NOT IN EVIDENCE. /4/ COMPLAINANT TESTIFIED ON DIRECT THAT ON THE DAY RANDALL DELIVERED A SIGNED COPY OF THE LETTER TO HER, SHE ASKED HIM "TO PLEASE REVIEW THE CASE AND HAVE IT ELEVATED OR, YOU KNOW, RESEARCHED . . .", AND THAT HE PROMISED TO GET TOGETHER WITH LARRY FRANKS AND JERRE HARVARD AND TAKE THE NECESSARY ACTION. (T. 25 & 26). ON CROSS SHE SET THE DATE OF SUCH DELIVERY AND CONVERSATION AS JULY 13, AFTER THE UNION HAD REJECTED THE GRIEVANCE. (T. 70). OBVIOUSLY EARLIER COMMUNICATION HAD TAKEN PLACE. /5/ STEELE V. LOUISVILLE AND NASHVILLE RAILROAD, 323 U.S. 192(1944). /6/ FORD MOTOR COMPANY V. HOFFMAN, 345 U.S. 330(1953). /7/ HUMPHREY V. MOORE, 375 U.S. 335, 348(1964). /8/ VACA V. SIPES, 386 U.S. 171(1967). /9/ SEE HIS MEMORANDUM 79-55, FROM WHICH THIS ANALYSIS DRAWS VERY HEAVILY. /10/ GREAT WESTERN UNIFREIGHT SYSTEM, 209 NLRB 446; CF. ROBESKY V. GENERAL MOTORS CORP., 573 F.2D 1082 (9TH CIR. 1978).