General Services Administration, Region 9, Federal Protective Service Division, San Francisco, California (Respondent) and International Federation of Federal Police, Local 41 (Complainant)
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3 FLRA No. 22 70-6535 (CA)_0.pdf
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03:0153(22)CA
The decision of the Authority follows:
3 FLRA No. 22 GENERAL SERVICES ADMINISTRATION, REGION 9, FEDERAL PROTECTIVE SERVICE DIVISION SAN FRANCISCO, CALIFORNIA Respondent and INTERNATIONAL FEDERATION OF FEDERAL POLICE, LOCAL 41 Complainant Assistant Secretary Case No. 70-6535(CA) DECISION AND ORDER THE ADMINISTRATIVE LAW JUDGE IN THE ABOVE ENTITLED PROCEEDING ISSUED HIS RECOMMENDED DECISION AND ORDER FINDING THAT THE RESPONDENT HAD ENGAGED IN CERTAIN UNFAIR LABOR PRACTICES IN VIOLATION OF SEC. 19(A)(1) OF THE ORDER AND RECOMMENDING THAT IT CEASE AND DESIST THEREFROM AND TAKE CERTAIN AFFIRMATIVE ACTIONS AS SET FORTH IN THE ATTACHED ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER. THE ADMINISTRATIVE LAW JUDGE ALSO FOUND THAT THE RESPONDENT HAD NOT ENGAGED IN CERTAIN OTHER ALLEGED UNFAIR LABOR PRACTICES AND RECOMMENDED THAT THOSE PORTIONS OF THE COMPLAINT BE DISMISSED. EXCEPTIONS WERE FILED TO THE ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER. THE FUNCTIONS OF THE ASSISTANT SECRETARY OF LABOR FOR LABOR-MANAGEMENT RELATIONS, UNDER EXECUTIVE ORDER 11491, AS AMENDED, WERE TRANSFERRED TO THE AUTHORITY UNDER SEC. 304 OF REORGANIZATION PLAN NO. 2 OF 1978 (43 F.R. 36040), WHICH TRANSFER OF FUNCTIONS IS IMPLEMENTED BY SEC. 2400.2 OF THE AUTHORITY'S RULES AND REGULATIONS (45 F.R. 3482, JANUARY 17, 1980). THE AUTHORITY CONTINUES TO BE RESPONSIBLE FOR THE PERFORMANCE OF THESE FUNCTIONS AS PROVIDED IN SEC. 7135(B) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1215). THEREFORE, PURSUANT TO SEC. 2400.2 OF THE AUTHORITY'S RULES AND REGULATIONS AND SEC. 7135(B) OF THE STATUTE, THE AUTHORITY HAS REVIEWED THE RULINGS OF THE ADMINISTRATIVE LAW JUDGE MADE AT THE HEARING AND FINDS THAT NO PREJUDICIAL ERROR WAS COMMITTED. THE RULINGS ARE HEREBY AFFIRMED. UPON CONSIDERATION OF THE ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER AND THE ENTIRE RECORD IN THE SUBJECT CASE, INCLUDING THE EXCEPTIONS FILED BY THE PARTIES, THE AUTHORITY HEREBY ADOPTS THE ADMINISTRATIVE LAW JUDGE'S FINDINGS, CONCLUSIONS AND RECOMMENDATION ONLY TO THE EXTENT CONSISTENT HEREWITH. AS MORE FULLY SET FORTH IN THE ATTACHED RECOMMENDED DECISION AND ORDER, THE ADMINISTRATIVE LAW JUDGE (ALJ) CONCLUDED THAT THE ACTIVITY DID NOT VIOLATE SEC. 19(A)(1) OF THE ORDER BY INTERROGATING EMPLOYEES CONCERNING ALLEGED STATEMENTS MADE BY THE ACTIVITY'S SUPERVISOR AT A UNION MEETING. IN THIS REGARD, THE ALJ FOUND THAT THE ACTIVITY STRICTLY LIMITED THE INQUIRY TO THE SUPERVISOR'S STATEMENTS, AND PROVIDED SUFFICIENT SAFEGUARDS AND ADEQUATE ASSURANCE TO THE AFFECTED EMPLOYEES THAT PURGED THE ACTION OF ANY UNLAWFUL CONNOTATIONS. HOWEVER, HE FOUND VIOLATIVE OF SEC. 19(A)(1) AN ACTIVITY DIRECTIVE WHICH RESTRICTED THE USE OF LEAVE-WITHOUT-PAY WHEN REQUESTED FOR UNION ACTIVITY. IN THIS REGARD, THE ALJ CONCLUDED THAT ANY POLICY WHICH SINGLED OUT UNION ACTIVITY AS AN UNACCEPTABLE REASON FOR GRANTING LEAVE-WITHOUT-PAY CONSTITUTED AN IMPERMISSIBLE LIMITATION ON THE RIGHTS PROVIDED FOR AND PROTECTED BY THE ORDER. CONTRARY TO THE CONCLUSION OF THE ALJ, THE AUTHORITY FINDS THAT THE ACTIVITY VIOLATED SEC. 19(A)(1) OF THE ORDER BY ITS ACTION IN INTERROGATING EMPLOYEES CONCERNING STATEMENTS ALLEGED TO HAVE BEEN MADE AT A UNION MEETING BY A SUPERVISOR. IT IS WELL ESTABLISHED UNDER THE EXECUTIVE ORDER THAT INTERROGATION OF EMPLOYEES CONCERNING THEIR PARTICIPATION IN PROTECTED ACTIVITIES /1/ AND SPECIFICALLY INTERROGATION OF AN EMPLOYEE CONCERNING A UNION MEETING IS VIOLATIVE OF SEC. 19(A)(1) OF THE ORDER, SOCIAL SECURITY ADMINISTRATION, BUREAU OF HEARINGS AND APPEALS, 7 A/SLMR 1040, A/SLMR NO. 945(1977). AN EXCEPTION TO THIS GENERAL RULE UNDER THE EXECUTIVE ORDER WAS RECOGNIZED IN GENERAL SERVICES ADMINISTRATION, REGION 10, AUBURN, WASHINGTON, 8 A/SLMR 192, A/SLMR NO. 985(1978). THAT EXCEPTION PERTAINED TO EMPLOYEE INTERROGATION AS TO THE UNLAWFUL REMOVAL AND SUBSEQUENT DISCLOSURE AT A UNION MEETING OF CONFIDENTIAL AGENCY DOCUMENTS. IN THAT CASE THE ASSISTANT SECRETARY HELD THAT THE INTERROGATION OF AN EMPLOYEE CONCERNING THE IDENTITY OF THOSE ATTENDING A UNION MEETING WAS LAWFUL WHERE THE INTERROGATION WAS CONDUCTED BY A REPRESENTATIVE OF THE AGENCY'S OFFICE OF INVESTIGATIONS PURSUANT TO AN ADMINISTRATIVE INVESTIGATION TO DETERMINE HOW A CONFIDENTIAL AGENCY DOCUMENT HAD BEEN REMOVED FROM THE AGENCY FILES AND DISCLOSED AT THE UNION MEETING, AND THE PERSON INTERROGATED WAS ASSURED THAT THIS WAS THE ONLY PURPOSE OF THE INTERROGATION. IN THE SUBJECT CASE, HOWEVER, THE AUTHORITY CONCLUDES THAT THE STATEMENTS ALLEGED TO HAVE BEEN MADE BY A SUPERVISOR AT THE UNION MEETING ARE NOT OF SUCH A NATURE AS WOULD JUSTIFY MANAGEMENT'S ACTIONS HEREIN. THE AUTHORITY DOES NOT INTEND TO BELITTLE THE SERIOUSNESS OF THE SUPERVISOR'S ALLEGED STATEMENTS, OR THE CONCERN OF ACTIVITY MANAGEMENT WITH RESPECT TO SUCH ALLEGATIONS, NOR TO INDICATE CONDONATION MERELY BECAUSE THEY OCCURRED AT A UNION MEETING. RATHER, IT IS THE AUTHORITY'S VIEW THAT ONLY THE MOST SERIOUS OF CIRCUMSTANCES WOULD JUSTIFY INTERROGATING EMPLOYEES CONCERNING ACTIVITIES AT A UNION MEETING. MOREOVER, IT IS THE AUTHORITY'S VIEW THAT IN THE SUBJECT CASE THERE WERE ALTERNATIVE COURSES OF ACTION WHICH COULD HAVE BEEN TAKEN BY THE ACTIVITY, OTHER THAN THE INTERROGATION OF EMPLOYEES, TO ASCERTAIN WHETHER OR NOT THE ALLEGED STATEMENTS WERE MADE, AND TO CORRECT THEM IF THEY HAD BEEN MADE. HOWEVER, IN AGREEMENT WITH THE ALJ, THE AUTHORITY CONCURS THAT, ALTHOUGH THE ACTIVITY HAS WIDE DISCRETION IN ADMINISTERING LEAVE-WITHOUT-PAY FOR THE PURPOSE OF INSURING EFFICIENT OPERATIONS, IT CANNOT PRESCRIBE RULES WHICH INHIBIT, RESTRAIN OR COERCE EMPLOYEES IN THE EXERCISE OF PROTECTED RIGHTS. /2/ ORDER PURSUANT TO SEC. 2400.2 OF THE RULES AND REGULATIONS OF THE FEDERAL LABOR RELATIONS AUTHORITY AND SEC. 7135(B) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE, THE AUTHORITY HEREBY ORDERS THAT THE GENERAL SERVICES ADMINISTRATION, REGION 9, FEDERAL PROTECTIVE SERVICE DIVISION, SAN FRANCISCO, CALIFORNIA SHALL: 1. CEASE AND DESIST FROM: (A) INTERROGATING ITS EMPLOYEES ABOUT STATEMENTS MADE AND/OR EVENTS OCCURRING AT UNION MEETINGS. (B) UTILIZING MEMBERSHIP IN, AND/OR ACTIVITIES ON BEHALF OF, LOCAL 41, INTERNATIONAL FEDERATION OF FEDERAL POLICE, THE EXCLUSIVE REPRESENTATIVE OF ITS EMPLOYEES, OR ANY OTHER LABOR ORGANIZATION, AS A FACTOR OR CRITERION IN DETERMINING WHETHER OR NOT TO GRANT LEAVE WITHOUT PAY. (C) IN ANY LIKE OR RELATED MANNER INTERFERING WITH, RESTRAINING, OR COERCING EMPLOYEES IN THE EXERCISE OF THEIR RIGHTS ASSURED BY EXECUTIVE ORDER 11491, AS AMENDED. 2. TAKE THE FOLLOWING AFFIRMATIVE ACTION IN ORDER TO EFFECTUATE THE PURPOSES AND POLICIES OF THE ORDER: (A) NOTIFY MR. DANIEL A. JAIMEZ, THE PRESIDENT OF LOCAL 41, INTERNATIONAL FEDERATION OF FEDERAL POLICE, IN WRITING, THAT IT IS RESCINDING THAT PORTION OF ITS MEMORANDUM TO MR. JAIMEZ, DATED AUGUST 11, 1978, CONTAINED IN PARAGRAPH NUMBERED 2, WHICH STATES: UNION ACTIVITIES IN CONJUNCTION WITH INTERNATIONAL FEDERATION OF FEDERAL POLICE WILL NOT NORMALLY BE CONSIDERED AN ACCEPTABLE REASON FOR GRANTING LWOP. (B) NOTIFY MR. DANIEL A. JAIMEZ, IN WRITING, THAT MEMBERSHIP IN, AND/OR ACTIVITIES ON BEHALF OF, LOCAL 41, INTERNATIONAL FEDERATION OF FEDERAL POLICE, OR ANY OTHER LABOR ORGANIZATION, WILL NOT BE A FACTOR OR CRITERION IN DETERMINING WHETHER OR NOT TO GRANT HIS REQUESTS FOR LEAVE WITHOUT PAY. (C) POST AT ITS FACILITIES LOCATED IN SAN FRANCISCO, CALIFORNIA, COPIES OF THE ATTACHED NOTICE MARKED "APPENDIX" ON FORMS TO BE FURNISHED BY THE AUTHORITY. UPON RECEIPT OF SUCH FORMS THEY SHALL BE SIGNED BY THE DIRECTOR, OR ACTING DIRECTOR, OF THE FEDERAL PROTECTIVE SERVICE DIVISION OF REGION 9, AND SHALL BE POSTED AND MAINTAINED BY HIM FOR 60 CONSECUTIVE DAYS THEREAFTER, IN CONSPICUOUS PLACES, INCLUDING BULLETIN BOARDS AND OTHER PLACES WHERE NOTICES TO PROTECTIVE SERVICE EMPLOYEES ARE CUSTOMARILY POSTED. THE DIRECTOR, OR ACTING DIRECTOR, SHALL TAKE REASONABLE STEPS TO INSURE THAT SUCH NOTICES ARE NOT ALTERED, DEFACED, OR COVERED BY ANY OTHER MATERIAL. (D) NOTIFY THE AUTHORITY IN WRITING WITHIN 30 DAYS FROM THE DATE OF THIS ORDER AS TO WHAT STEPS HAVE BEEN TAKEN TO COMPLY HEREWITH. ISSUED, WASHINGTON, D.C., MAY 8, 1980 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY APPENDIX NOTICE TO ALL EMPLOYEES PURSUANT TO A DECISION AND ORDER OF THE FEDERAL LABOR RELATIONS AUTHORITY AND IN ORDER TO EFFECTUATE THE POLICIES OF CHAPTER 71 OF TITLE 5 OF THE UNITED STATES CODE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS WE HEREBY NOTIFY OUR EMPLOYEES THAT: WE WILL NOT INTERROGATE OUR EMPLOYEES ABOUT STATEMENTS MADE AND/OR EVENTS OCCURRING AT UNION MEETINGS. WE WILL NOT UTILIZE MEMBERSHIP IN, AND/OR ACTIVITIES ON BEHALF OF, LOCAL 41, INTERNATIONAL FEDERATION OF FEDERAL POLICE, THE EXCLUSIVE REPRESENTATIVE OF OUR EMPLOYEES, OR ANY OTHER LABOR ORGANIZATION AS A FACTOR OR CRITERION IN DETERMINING WHETHER OR NOT TO GRANT LEAVE WITHOUT PAY. WE WILL NOT IN ANY LIKE OR RELATED MANNER INTERFERE WITH, RESTRAIN, OR COERCE EMPLOYEES IN THE EXERCISE OF THEIR RIGHTS ASSURED BY EXECUTIVE ORDER 11491, AS AMENDED. WE WILL NOTIFY MR. DANIEL A. JAIMEZ, THE PRESIDENT OF LOCAL 41, INTERNATIONAL FEDERATION OF FEDERAL POLICE, IN WRITING, THAT WE ARE RESCINDING THAT PORTION OF OUR MEMORANDUM TO MR. JAIMEZ, DATED AUGUST 11, 1978, CONTAINED IN PARAGRAPH NUMBERED 2, WHICH STATES: UNION ACTIVITIES IN CONJUNCTION WITH INTERNATIONAL FEDERATION OF FEDERAL POLICE WILL NOT NORMALLY BE CONSIDERED AN ACCEPTABLE REASON FOR GRANTING LWOP. WE WILL NOTIFY MR. DANIEL A. JAIMEZ, IN WRITING, THAT MEMBERSHIP IN, AND/OR ACTIVITIES ON BEHALF OF, LOCAL 41, INTERNATIONAL FEDERATION OF FEDERAL POLICE, OR ANY OTHER LABOR ORGANIZATION, WILL NOT BE A FACTOR OR CRITERION IN DETERMINING WHETHER OR NOT TO GRANT HIS REQUESTS FOR LEAVE WITHOUT PAY. . . . . (AGENCY OR ACTIVITY) DATED: . . . BY: . . . (SIGNATURE) THIS NOTICE MUST REMAIN POSTED FOR 60 CONSECUTIVE DAYS FROM THE DATE OF POSTING AND MUST NOT BE ALTERED, DEFACED, OR COVERED BY ANY OTHER MATERIAL. IF EMPLOYEES HAVE ANY QUESTIONS CONCERNING THIS NOTICE OR COMPLIANCE WITH ANY OF ITS PROVISIONS, THEY MAY COMMUNICATE DIRECTLY WITH THE REGIONAL DIRECTOR, FEDERAL LABOR RELATIONS AUTHORITY, 450 GOLDEN GATE AVENUE, ROOM 11408, P.O. BOX 36016, SAN FRANCISCO, CALIFORNIA 94102, WHOSE TELEPHONE NUMBER IS: (415)556-8105. IN DETERMINING WHETHER OR NOT TO GRANT HIS REQUESTS FOR LEAVE WITHOUT PAY. /1/ SEE VANDENBURG AIR FORCE BASE, 4392 AEROSPACE SUPPORT GROUP, 4 A/SLMR 272, A/SLMR NO. 382 (1974); UNITED STATES AIR FORCE, VANDENBURG AIR FORCE BASE, CALIFORNIA, 7 A/SLMR 85, A/SLMR NO. 786 (1977). /2/ IN CONFORMITY WITH SEC. 902(B) OF THE CIVIL SERVICE REFORM ACT OF 1978 (92 STAT. 1224), THE PRESENT CASE IS DECIDED SOLELY ON THE BASIS OF E.O. 11491, AS AMENDED, AND AS IF THE NEW FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1191) HAD NOT BEEN ENACTED. THE DECISION AND ORDER DOES NOT PREJUDGE IN ANY MANNER EITHER THE MEANING OR APPLICATION OF RELATED PROVISIONS IN THE NEW STATUTE OR THE RESULT WHICH WOULD BE REACHED BY THE AUTHORITY IF THE CASE HAD ARISEN UNDER THE STATUTE RATHER THAN THE EXECUTIVE ORDER.