[ v02 p249 ]
02:0249(29)AR
The decision of the Authority follows:
2 FLRA No. 29 MR. LEROY B. CURTIS, CHIEF LABOR-MANAGEMENT RELATIONS BRANCH DIVISION OF PERSONNEL EQUAL EMPLOYMENT OPPORTUNITY COMMISSION 2401 E STREET, NW., ROOM 3214 WASHINGTON, D.C. 20506 RE: EQUAL EMPLOYMENT OPPORTUNITY COMMISSION AND EEOC COUNCIL OF LOCALS NO. 216, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES (DALY, ARBITRATOR), FLRC No. 78A-174 DEAR MR. CURTIS: THE AUTHORITY HAS CAREFULLY CONSIDERED YOUR PETITION FOR REVIEW AND REQUEST FOR A STAY OF THE ARBITRATOR'S AWARD IN THE ABOVE-ENTITLED CASE. /1/ ACCORDING TO THE ARBITRATOR, THE DISPUTE IN THIS CASE AROSE WHEN THE EQUAL EMPLOYMENT OPPORTUNITY COMMISSION (THE AGENCY) ISSUED A MEMORANDUM CONCERNING A "MANAGEMENT ACCOUNTABILITY SYSTEM" (MAS) WHICH WAS TO BE A KEY ELEMENT IN THE REORGANIZATION OF THE AGENCY. THE UNION REQUESTED A MEETING TO DISCUSS NEGOTIATIONS ON THE IMPACT OF THE NEW SYSTEM, EXPRESSING PARTICULAR CONCERN WITH THE IMPACT OF PROCEDURES FOR EVALUATING PERFORMANCE OF UNION OFFICIALS WHO ARE AUTHORIZED TO PERFORM LABOR RELATIONS DUTIES DURING WORKING HOURS. SUBSEQUENTLY, HAVING NOT RECEIVED AN ANSWER TO ITS LETTER REQUESTING IMPACT NEGOTIATIONS, THE UNION FILED A GRIEVANCE. THE MATTER ULTIMATELY WAS SUBMITTED TO ARBITRATION. THE ARBITRATOR FIRST DETERMINED THAT THE GRIEVANCE WAS ARBITRABLE AND WAS PROPERLY AND TIMELY FILED UNDER THE RELEVANT TERMS OF THE PARTIES' NEGOTIATED AGREEMENT. HE THEN CONCLUDED THAT THE AGENCY HAD VIOLATED ARTICLE 6, SECTIONS A AND F, /2/ AND ARTICLE 7, SECTION D, /3/ OF THE PARTIES' AGREEMENT, AND THAT IT HAD PARTIALLY VIOLATED ARTICLE 14, SECTION A /4/ OF THE AGREEMENT. HIS AWARD, INSOFAR AS IS RELEVANT HEREIN, WAS AS FOLLOWS: /5/ THE PARTIES MUST INITIATE FORMAL IMPACT NEGOTIATIONS IMMEDIATELY ON THE PERFORMANCE STANDARDS INHERENT IN THE MAS. (UNION RELIEF REQUEST #1) THE AGENCY MUST CEASE AND DESIST ALL BARGAINING UNIT EMPLOYEE EVALUATION RATING SYSTEMS THAT TAKE FACTORS INTO CONSIDERATION THAT DIFFER FROM THOSE CONSIDERED BEFORE DECEMBER 1, 1977, FOR FIELD OFFICES AND OCTOBER 25, 1977, FOR HEADQUARTERS EEOC. (UNION RELIEF REQUEST #6) THE AGENCY REQUESTED THE FEDERAL LABOR RELATIONS COUNCIL TO ACCEPT ITS PETITION FOR REVIEW OF THE ARBITRATOR'S AWARD ON THE GROUNDS DISCUSSED BELOW. THE UNION DID NOT FILE AN OPPOSITION. THIS MATTER WAS PENDING BEFORE THE COUNCIL ON DECEMBER 31, 1978. IN ACCORDANCE WITH SECTION 2400.5 OF THE TRANSITION RULES OF THE FEDERAL LABOR RELATIONS AUTHORITY (44 FED.REG. 44741) AND SECTION 7135(B) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1215), THE RULES OF PROCEDURE OF THE COUNCIL, 5 C.F.R. PART 2411(1978), REMAIN OPERATIVE WITH RESPECT TO ALL ARBITRATION CASES PENDING BEFORE THE COUNCIL ON DECEMBER 31, 1978, SUCH AS THE PRESENT CASE, EXCEPT THAT THE WORD "AUTHORITY" IS SUBSTITUTED, AS APPROPRIATE, WHEREVER THE WORD "COUNCIL" APPEARS IN SUCH RULES. PURSUANT TO SECTION 2411.32 OF THE RULES AS SO AMENDED, REVIEW OF AN ARBITRATOR'S AWARD WILL BE GRANTED "ONLY WHERE IT APPEARS, BASED UPON THE FACTS AND CIRCUMSTANCES DESCRIBED IN THE PETITION, THAT THE EXCEPTIONS TO THE AWARD PRESENT GROUNDS THAT THE AWARD VIOLATES APPLICABLE LAW, APPROPRIATE REGULATION, OR THE ORDER, OR OTHER GROUNDS SIMILAR TO THOSE UPON WHICH CHALLENGES TO ARBITRATION AWARDS ARE SUSTAINED BY COURTS IN PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS." IN ITS FIRST EXCEPTION, THE AGENCY CONTENDS THAT THE ARBITRATOR EXCEEDED HIS AUTHORITY. IN SUPPORT OF THIS EXCEPTION THE AGENCY ASSERTS THAT THE ARBITRATOR EXCEEDED HIS AUTHORITY IN GRANTING THE UNION THE RELIEF IT REQUESTED, BY ORDERING THE PARTIES TO NEGOTIATE ON A MATTER NOT INCLUDED IN THE UNION REQUEST FOR RELIEF, BY CHANGING THE MEANING AND INTENT OF THE PARTIES IN CERTAIN PROVISIONS OF THE AGREEMENT, AND BY IGNORING CERTAIN PROVISIONS OF THE AGREEMENT IN REACHING HIS DECISION. AS IS WELL ESTABLISHED UNDER THE ORDER, A PETITION FOR REVIEW OF AN ARBITRATOR'S AWARD WILL BE GRANTED WHERE IT APPEARS, BASED ON THE FACTS AND CIRCUMSTANCES DESCRIBED IN THE PETITION, THAT THE ARBITRATOR EXCEEDED HIS OR HER AUTHORITY. THUS A PETITION FOR REVIEW WILL BE GRANTED WHERE IT APPEARS THAT THE ARBITRATOR EXCEEDED HIS OR HER AUTHORITY BY DETERMINING AN ISSUE NOT INCLUDED IN THE QUESTION(S) SUBMITTED TO ARBITRATION, LONG BEACH NAVAL SHIPYARD AND FEDERAL EMPLOYEES METAL TRADES COUNCIL (STEESE, ARBITRATOR), 3 FLRC 83 (FLRC NO. 74A-40 (JAN. 15, 1975), REPORT NO. 62); OR BY GOING BEYOND THE SCOPE OF THE SUBMISSION AGREEMENT, PACIFIC SOUTHWEST FOREST AND RANGE EXPERIMENT STATION, FOREST SERVICE, DEPARTMENT OF AGRICULTURE AND AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 3217 (MEYERS, ARBITRATOR), 4 FLRC 198 (FLRC NO. 75A-4 (MAR. 18, 1976), REPORT NO. 101); OR BY ADDING TO OR MODIFYING ANY OF THE TERMS OF THE NEGOTIATED AGREEMENT, NATIONAL LABOR RELATIONS BOARD UNION AND THE GENERAL COUNSEL OF THE NATIONAL LABOR RELATIONS BOARD (FALLON, ARBITRATOR), 5 FLRC 286 (FLRC NO. 76A-90 (APR. 21, 1977), REPORT NO. 124). IN THIS CASE, HOWEVER, THE AGENCY'S PETITION FAILS TO DESCRIBE FACTS AND CIRCUMSTANCES TO SUPPORT ITS EXCEPTION. IN THIS REGARD, THE ASSERTION RAISED BY THE AGENCY IN SUPPORT OF ITS EXCEPTION ARE DIRECTED TOWARDS THE ARBITRATOR'S REASONING AND CONCLUSION IN ARRIVING AT HIS AWARD AND WITH HIS INTERPRETATION OF THE COLLECTIVE BARGAINING AGREEMENT. IT IS WELL ESTABLISHED UNDER THE ORDER THAT IT IS THE ARBITRATOR'S AWARD RATHER THAN HIS CONCLUSION OR SPECIFIC REASONING THAT IS SUBJECT TO CHALLENGE. PROFESSIONAL AIR TRAFFIC CONTROLLERS ORGANIZATION, MEBA, AFL-CIO AND FEDERAL AVIATION ADMINISTRATION, DEPARTMENT OF TRANSPORTATION (WALT, ARBITRATOR), FLRC NO. 78A-25 (AUG. 3, 1978), REPORT NO. 153. IT IS FURTHER WELL ESTABLISHED THAT THE INTERPRETATION OF CONTRACT PROVISIONS IS A MATTER TO BE LEFT TO THE ARBITRATOR'S JUDGMENT AND MAY NOT BE CHALLENGED UPON APPEAL. AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL 2649 AND OFFICE OF ECONOMIC OPPORTUNITY (SISK, ARBITRATOR), 2 FLRC 288, 292 (FLRC NO. 74A-16 (DEC. 5, 1974), REPORT NO. 61); LABOR LOCAL 12, AFGE (AFL-CIO) AND U.S. DEPARTMENT OF LABOR (MALLET-PREVOST, ARBITRATOR), 3 FLRC 569, 572 (FLRC NO. 75A-36 (SEPT. 9, 1975), REPORT NO. 82). AS TO THE AGENCY'S ARGUMENTS IN SUPPORT OF THIS EXCEPTION CHALLENGING THE REMEDY FORMULATED BY THE ARBITRATOR, IT IS ALSO WELL ESTABLISHED UNDER THE ORDER THAT ARBITRATORS HAVE DISCRETION IN FASHIONING REMEDIES SO LONG AS THOSE REMEDIES DO NOT VIOLATE APPLICABLE LAW, APPROPRIATE REGULATION OR THE ORDER. FEDERAL AVIATION ADMINISTRATION, DEPARTMENT OF TRANSPORTATION AND PROFESSIONAL AIR TRAFFIC CONTROLLERS ORGANIZATION (SCHEDLER, ARBITRATOR), 3 FLRC 451 (FLRC NO. 74A-88 (JULY 24, 1975), REPORT NO. 78). THEREFORE, THE AGENCY'S FIRST EXCEPTION PROVIDES NO BASIS FOR ACCEPTANCE OF ITS PETITION UNDER THE RULES OF PROCEDURE. IN ITS SECOND EXCEPTION, THE AGENCY CONTENDS THAT THE AWARD DOES NOT DRAW ITS ESSENCE FROM THE COLLECTIVE BARGAINING AGREEMENT. IN SUPPORT OF THIS EXCEPTION, THE AGENCY REFERS TO VARIOUS PROVISIONS OF THE PARTIES' AGREEMENT AND DESCRIBES HOW THE AGENCY'S INTERPRETATION THEREOF WOULD HAVE LED TO DIFFERENT CONCLUSIONS FROM THOSE REACHED BY THE ARBITRATOR. AS IS WELL ESTABLISHED UNDER THE ORDER, A PETITION FOR REVIEW OF AN ARBITRATOR'S AWARD WILL BE GRANTED WHERE IT APPEARS, BASED ON THE FACTS AND CIRCUMSTANCES DESCRIBED IN THE PETITION, THAT THE AWARD DOES NOT DRAW ITS ESSENCE FROM THE NEGOTIATED AGREEMENT. NAGE LOCAL R8-14 AND FEDERAL AVIATION ADMINISTRATION, OKLAHOMA CITY, OKLAHOMA (STRATTON, ARBITRATOR), 3 FLRC 475 (FLRC NO. 74A-38 (JULY 30, 1975), REPORT NO. 79). HOWEVER, IN THIS CASE THE AGENCY'S EXCEPTION IS NOT SUPPORTED BY THE FACTS AND CIRCUMSTANCES DESCRIBED IN ITS PETITION. RATHER, THE AGENCY APPEARS TO BE DISAGREEING WITH THE ARBITRATOR'S INTERPRETATION AND APPLICATION OF THE AGREEMENT PROVISIONS AT ISSUE AND HIS REASONING IN CONNECTION THEREWITH. AS PREVIOUSLY INDICATED, SUCH ASSERTIONS DO NOT PROVIDE A BASIS FOR ACCEPTING A PETITION FOR REVIEW OF AN ARBITRATOR'S AWARD. THEREFORE, THE AGENCY'S SECOND EXCEPTION PROVIDES NO BASIS FOR ACCEPTANCE OF ITS PETITION UNDER THE RULES OF PROCEDURE. IN ITS THIRD EXCEPTION, THE AGENCY CONTENDS THAT THE AWARD IS AMBIGUOUS AND CONTRADICTORY TO THE POINT THAT IMPLEMENTATION OF THE AWARD IS IMPOSSIBLE. HOWEVER, IN ITS PETITION FOR REVIEW, THE AGENCY DOES NOT DESCRIBE ANY FACTS AND CIRCUMSTANCES TO SUPPORT THIS EXCEPTION. IT IS WELL ESTABLISHED UNDER THE ORDER THAT A PETITION FOR REVIEW OF AN ARBITRATOR'S AWARD WILL BE GRANTED WHERE IT APPEARS, BASED UPON THE FACTS AND CIRCUMSTANCES DESCRIBED IN THE PETITION, THAT THE EXCEPTION TO THE AWARD PRESENTS THE GROUND THAT THE AWARD IS INCOMPLETE, AMBIGUOUS OR CONTRADICTORY SO AS TO MAKE IMPLEMENTATION OF THE AWARD IMPOSSIBLE. HEADQUARTERS, WESTERN AREA MILITARY TRAFFIC MANAGEMENT COMMAND AND AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 1157 (GRODIN, ARBITRATOR), 5 FLRC 692, 697 (FLRC NO. 77A-57 (AUG. 2, 1977), REPORT NO. 133). HOWEVER, IN THIS CASE THE AGENCY HAS FAILED TO DESCRIBE ANY FACTS AND CIRCUMSTANCES TO SUPPORT ITS EXCEPTION. A PETITION FOR REVIEW OF AN ARBITRATOR'S AWARD WILL NOT BE GRANTED WHERE THE PETITION FAILS TO SET FORTH ANY SUPPORT FOR THE EXCEPTION PRESENTED. AIRWAY FACILITIES DIVISION, FEDERAL AVIATION ADMINISTRATION, EASTERN REGION AND NATIONAL ASSOCIATION OF GOVERNMENT EMPLOYEES, LOCAL R2-10R (KRONISH, ARBITRATOR), 3 FLRC 547, 549 (FLRC NO. 75A-50 (AUG. 15, 1975), REPORT NO. 82). THEREFORE, THE AGENCY'S THIRD EXCEPTION PROVIDES NO BASIS FOR ACCEPTANCE OF ITS PETITION UNDER THE RULES OF PROCEDURE. ACCORDINGLY, THE AGENCY'S PETITION FOR REVIEW OF THE ARBITRATOR'S AWARD IS DENIED BECAUSE IT FAILS TO MEET THE REQUIREMENTS OF SECTION 2411.32 OF THE RULES FOR ACCEPTANCE BY THE AUTHORITY OF A PETITION FOR REVIEW OF AN ARBITRATOR'S AWARD. THE AGENCY'S REQUEST FOR A STAY OF THE AWARD IS ALSO DENIED. /6/ RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER CC: E. WATKINS NAT'L COUNCIL OF EEOC LOCALS /1/ MEMBER LEON B. APPLEWHAITE DID NOT PARTICIPATE IN THE PRESENT CASE, WHICH HAD BEEN PROCESSED PRIOR TO HIS CONFIRMATION BY THE UNITED STATES SENATE AS A MEMBER OF THE AUTHORITY. /2/ ARTICLE 6, SECTIONS A AND F, OF THE PARTIES' AGREEMENT PROVIDES: SECTION A. THE EMPLOYER SHALL IN NO WAY RESTRAIN, INTERFERE WITH, COERCE OR DISCRIMINATE AGAINST DESIGNATED REPRESENTATIVES FOR THE PURPOSE OF COLLECTIVE BARGAINING, HANDLING GRIEVANCES AND APPEALS, FURTHERING EFFECTIVE LABOR-MANAGEMENT RELATIONSHIPS, OR ACTING IN ACCORDANCE WITH APPLICABLE REGULATIONS AND AGREEMENTS ON BEHALF OF AN EMPLOYEE OR GROUP OF EMPLOYEES WITHIN THE BARGAINING UNIT. THE UNION AGREES NOT TO ENCOURAGE THE FILING OF GRIEVANCE WITHOUT JUST CAUSE. SECTION F. IT IS RECOGNIZED THAT DURING THE LIFE OF THIS AGREEMENT CHANGES IN LAW, REGULATION OF APPROPRIATE AUTHORITY OR DECISIONS OF APPROPRIATE AUTHORITIES MAY NECESSITATE CHANGES IN PERSONNEL POLICIES, PRACTICES OR OTHER MATTERS AFFECTING WORKING CONDITIONS. WHEN THE LAWS OR REGULATIONS LEAVE ADMINISTRATIVE DISCRETION TO THE EMPLOYER IN THE IMPLEMENTATION OF THE REQUIRED CHANGES, IT WILL CONSULT WITH THE UNION. /3/ ARTICLE 7, SECTION D OF THE AGREEMENT PROVIDES, IN RELEVANT PART: SECTION D. UNION STEWARDS . . . SHALL REPRESENT ALL EMPLOYEES REGULARLY ASSIGNED WITHIN THE UNIT AND MAY RECEIVE AND INVESTIGATE THEIR COMPLAINTS OR GRIEVANCES DURING DUTY HOURS. IT IS REQUIRED THAT UNION STEWARDS ARE EXPECTED TO BE JUDICIOUS IN THE TIME SPENT ON SUCH MATTERS. REASONABLE TIME DURING WORKING HOURS, WITHOUT LOSS OF LEAVE OR REGULAR PAY, WILL BE ALLOWED UNION STEWARDS FOR PERFORMING THEIR DUTIES AS LISTED IN THIS SECTION AND FOR ATTENDANCE AT MEETINGS WITH SUPERVISORS OR MANAGEMENT OFFICIALS. /4/ ARTICLE 14, SECTION A OF THE AGREEMENT PROVIDES: SECTION A. PERFORMANCE REQUIREMENTS WILL BE ESTABLISHED IN WRITING BASED ON THE EMPLOYEE'S OFFICIAL POSITION. IN THE CASES OF NEWLY ASSIGNED EMPLOYEES OR SUPERVISORS, THE SUPERVISOR AND THE EMPLOYEE WILL DISCUSS THE POSITION DESCRIPTION AND WITHIN SIXTY (60) DAYS WILL ESTABLISH THE PERFORMANCE REQUIREMENTS. SIMILAR DISCUSSIONS BETWEEN THE SUPERVISOR AND THE EMPLOYEE WILL ALSO TAKE PLACE WHEN A SIGNIFICANT CHANGE OCCURS IN THE DUTIES AND RESPONSIBILITIES OF THE POSITION DESCRIPTION. /5/ OTHER PORTIONS OF THE ARBITRATOR'S AWARD ARE NOT AT ISSUE IN THIS CASE. /6/ IN CONFORMITY WITH SECTION 902(B) OF THE CIVIL SERVICE REFORM ACT OF 1978 (92 STAT. 1224), THE INSTANT CASE WAS DECIDED SOLELY ON THE BASIS OF E.O. -1491, AS AMENDED, AND AS IF THE NEW FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1191) HAD NOT BEEN ENACTED. THE DECISION DOES NOT PREJUDGE IN ANY MANNER EITHER THE MEANING OR APPLICATION OR RELATED PROVISIONS OF THE NEW STATUTE OR THE RESULT WHICH WOULD BE REACHED BY THE AUTHORITY IF THE CASE HAD ARISEN UNDER THE STATUTE RATHER THAN THE ORDER.