[ v01 p824 ]
01:0824(94)AR
The decision of the Authority follows:
1 FLRA No. 94 DIVISION OF MILITARY AND NAVAL AFFAIRS, STATE OF NEW YORK and ASSOCIATION OF CIVILIAN TECHNICIANS, INC., NEW YORK COUNCIL FLRC No. 78A-54 DECISION ON APPEAL FROM ARBITRATION AWARD BACKGROUND OF CASE ACCORDING TO THE ARBITRATOR, THE DISPUTE IN THIS MATTER AROSE WHEN THE ACTIVITY POSTED A VACANCY ANNOUNCEMENT FOR THE POSITION OF MILITARY PAY EXAMINER, GS-05. THE ANNOUNCEMENT LIMITED APPLICANTS TO TECHNICIAN EMPLOYEES IN THE EXCEPTED SERVICE. /1/ THE GRIEVANTS WERE THREE GS-4 MILITARY PAY CLERKS WHO WERE IN THE COMPETITIVE SERVICE AND WHO WERE THEREBY EXCLUDED FROM CONSIDERATION FOR THE POSITION. THEY FILED GRIEVANCES ALLEGING THAT THE ACTIVITY'S ANNOUNCEMENT LIMITING ELIGIBILITY TO EXCEPTED SERVICE EMPLOYEES VIOLATED ARTICLE 14, SECTION 6 /2/ OF THE PARTIES AGREEMENT. THE GRIEVANCE WAS ULTIMATELY SUBMITTED TO ARBITRATION. THE ARBITRATOR'S AWARD THE ARBITRATOR DETERMINED THAT THE ACTIVITY HAD VIOLATED THE NEGOTIATED AGREEMENT SINCE ARTICLE 14, SECTION 6 PROVIDES THAT QUALIFICATION STANDARDS BE IN ACCORDANCE WITH THOSE CONTAINED IN OFFICIAL JOB DESCRIPTIONS AND THE OFFICIAL JOB DESCRIPTION FOR THE POSITION IN QUESTION PROVIDES THAT BOTH EXCEPTED AND COMPETITIVE EMPLOYEES ARE QUALIFIED TO APPLY FOR SUCH POSITION. ACCORDINGLY, THE ARBITRATOR AWARDED AS FOLLOWS: 1. MANAGEMENT DID VIOLATE ARTICLE 14 OF THE COLLECTIVE AGREEMENT BETWEEN THE PARTIES ("MERIT PROMOTION") WHEN IT DETERMINED ON 25 NOVEMBER 1975 THAT IT WOULD ONLY CONSIDER ELIGIBLE FOR APPOINTMENT TO THE POSITION MILITARY PAY EXAMINER (GS-05) APPLICANTS WHO ARE MEMBERS OF THE NEW YORK ARMY NATIONAL GUARD (EXCEPTED EMPLOYEES). 2. MANAGEMENT SHALL VACATE ITS WRONGFUL PERMANENT APPOINTMENT TO THE POSITION REFERRED TO IN THE PRECEDING PARAGRAPH, ANNOUNCE ITS VACANCY WITHOUT RESTRICTION TO EXCEPTED EMPLOYEES AND FILL THE VACANCY IN ACCORD WITH ARTICLE 14 OF THE PARTIES' COLLECTIVE BARGAINING AGREEMENT. AGENCY'S APPEAL TO THE AUTHORITY THE AGENCY FILED A PETITION FOR REVIEW OF THE ARBITRATOR'S AWARD WITH THE FEDERAL LABOR RELATIONS COUNCIL. UNDER SECTION 2411.32 OF THE COUNCIL'S RULES OF PROCEDURE, THE COUNCIL ACCEPTED THE PETITION FOR REVIEW OF THE ARBITRATOR'S AWARD INSOFAR AS IT RELATED TO THE AGENCY'S EXCEPTION WHICH ALLEGED THAT THE AWARD VIOLATES APPROPRIATE REGULATIONS, SPECIFICALLY THE FEDERAL PERSONNEL MANUAL. /3/ THE UNION FILED A BRIEF ON THE MERITS. /4/ OPINION IN ACCORDANCE WITH SECTION 2400.5 OF THE TRANSITION RULES AND REGULATIONS OF THE AUTHORITY (44 FED.REG. 7) AND SECTION 7135(B) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1215), THE RULES OF PROCEDURE OF THE FEDERAL LABOR RELATIONS COUNCIL, 5 C.F.R. PART 2411 (1978), REMAIN OPERATIVE WITH RESPECT TO THE PRESENT CASE EXCEPT THAT THE WORD "AUTHORITY" IS SUBSTITUTED, AS APPROPRIATE, WHEREVER THE WORD "COUNCIL" APPEARS IN SUCH RULES. SECTION 2411.37(A) OF THE RULES AS SO AMENDED PROVIDES: (A) AN AWARD OF AN ARBITRATOR SHALL BE MODIFIED, SET ASIDE IN WHOLE OR IN PART, OR REMANDED ONLY ON GROUNDS THAT THE AWARD VIOLATES APPLICABLE LAW, APPROPRIATE REGULATION, OR THE ORDER, OR OTHER GROUNDS SIMILAR TO THOSE APPLIED BY THE COURTS IN PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS. AS PREVIOUSLY STATED, THE FEDERAL LABOR RELATIONS COUNCIL ACCEPTED THE AGENCY'S PETITION FOR REVIEW INSOFAR AS IT RELATED TO THE AGENCY'S EXCEPTION WHICH ALLEGED THAT THE AWARD VIOLATES APPROPRIATE REGULATIONS, SPECIFICALLY THE FEDERAL PERSONNEL MANUAL. THEREAFTER, IN ACCORDANCE WITH ESTABLISHED PRACTICE, THE COUNCIL REQUESTED FROM THE CIVIL SERVICE COMMISSION AN INTERPRETATION OF THE RELEVANT COMMISSION REGULATIONS AS THEY RELATE TO THE ARBITRATOR'S AWARD IN THIS CASE. THE OFFICE OF PERSONNEL MANAGEMENT (THE SUCCESSOR AGENCY TO THE CIVIL SERVICE COMMISSION WITH RESPECT TO THE MATTERS INVOLVED HEREIN) REPLIED IN RELEVANT PART AS FOLLOWS: THE GRIEVANTS ALLEGE THAT AGENCY MANAGEMENT VIOLATED THE NEGOTIATED AGREEMENT BY LIMITING ELIGIBILITY FOR A VACANT MILITARY PAY EXAMINER POSITION ANNOUNCED UNDER THE AGENCY MERIT PROMOTION PROGRAM TO EXCEPTED EMPLOYEES. THEY CLAIM THAT ARTICLE 14 OF THE AGREEMENT REQUIRES THAT VACANCIES IN THE UNIT BE OPEN TO ALL QUALIFIED UNIT EMPLOYEES, WHETHER THEY ARE IN THE COMPETITIVE OR EXCEPTED SERVICE. BECAUSE OF A HIRING FREEZE, THE VACANCY ANNOUNCEMENT AT ISSUE WAS WITHDRAWN AND A COMPETITIVE SERVICE TECHNICIAN WAS REASSIGNED TO THE VACANT POSITION. THE ARBITRATOR FOUND THAT MANAGEMENT HAD VIOLATED THE AGREEMENT BY LIMITING CONSIDERATION UNDER THE VACANCY ANNOUNCEMENT TO EXCEPTED EMPLOYEES. THE PERTINENT PART OF ARTICLE 14 REQUIRES THAT QUALIFICATION STANDARDS BE IN ACCORDANCE WITH THOSE CONTAINED IN OFFICIAL JOB DESCRIPTIONS AND SUCH SELECTIVE PLACEMENT FACTORS AS MAY BE REQUIRED. THE ARBITRATOR ORDERED MANAGEMENT TO VACATE ITS WRONGFUL PERMANENT APPOINTMENT (MADE SUBSEQUENT TO CANCELLATION OF THE VACANCY ANNOUNCEMENT BY LATERAL REASSIGNMENT), REANNOUNCE THE VACANCY UNDER MERIT PROMOTION PROCEDURES WITHOUT RESTRICTION TO EXCEPTED EMPLOYEES, AND FILL IT IN ACCORDANCE WITH THE PARTIES' COLLECTIVE BARGAINING AGREEMENT. RULE 7.1 OF THE CIVIL SERVICE RULES GRANTS AN AGENCY THE RIGHT, WHICH MAY NOT BE GIVEN UP BILATERALLY, TO SELECT OR NON-SELECT CANDIDATES FROM A PROMOTION CERTIFICATE OR TO SELECT OR NON-SELECT FROM ANY OTHER APPROPRIATE SOURCE. THAT RIGHT IS FURTHER ARTICULATED IN REQUIREMENT 4 OF FPM CHAPTER 335. AN AGENCY MAY PROPERLY BE REQUIRED TO RECONSTRUCT OR REPROCESS A PROMOTION ACTION IN WHICH AN ERROR OR VIOLATION HAS OCCURRED, AND THE INCUMBENT MAY BE REMOVED FROM THE POSITION PRIOR TO THE NEW COMPETITION IF HE COULD NOT PROPERLY HAVE BEEN SELECTED IN THE FIRST INSTANCE. HOWEVER, A RULING IN A CASE LIKE THIS ONE TO RERUN A PROMOTION ACTION THAT WAS NOT COMPLETED IS NECESSARILY WITHOUT EFFECT SINCE MANAGEMENT COULD NOT BE CONSTRAINED TO SELECT FROM THE CANDIDATES WHO APPLIED UNDER A NEW VACANCY ANNOUNCEMENT ANY MORE THAN IT COULD HAVE BEEN REQUIRED TO COMPLETE THE SELECTION PROCESS UNDER MERIT PROMOTION PROCEDURES. BASED ON THE ABOVE ANALYSIS, WE BELIEVE THAT THE ARBITRATOR'S AWARD IN THIS CASE CONFLICTS WITH CIVIL SERVICE RULE 7.1 AND REQUIREMENT 4 OF FPM CHAPTER 335. BASED UPON THE FOREGOING INTERPRETATION OF THE OFFICE OF PERSONNEL MANAGEMENT, WE FIND THAT PART 2 OF THE ARBITRATOR'S AWARD VIOLATES APPROPRIATE REGULATIONS AND, THEREFORE, MUST BE SET ASIDE. CONCLUSION FOR THE FOREGOING REASONS, AND PURSUANT TO SECTION 2411.37(B) OF THE RULES OF PROCEDURE, WE HEREBY SET ASIDE PART 2 OF THE ARBITRATOR'S AWARD. /5/ ISSUED, WASHINGTON, D.C., AUGUST 10, 1979 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER FEDERAL LABOR RELATIONS AUTHORITY /1/ ACCORDING TO THE ARBITRATOR, TECHNICIAN EMPLOYEES ARE IN EITHER THE COMPETITIVE SERVICE OR THE EXCEPTED SERVICE. EMPLOYEES IN THE EXCEPTED SERVICE, AS A CONDITION OF EMPLOYMENT, MUST MAINTAIN MILITARY STATUS IN THE NATIONAL GUARD. EMPLOYEES IN THE COMPETITIVE SERVICE HAVE NO SUCH MILITARY OBLIGATION. BOTH CLASSES OF EMPLOYEES ARE COVERED BY THE RELEVANT PROVISIONS OF THE AGREEMENT. /2/ ACCORDING TO THE ARBITRATOR, ARTICLE 14, SECTION 6, PROVIDES: QUALIFICATION STANDARDS WILL BE IN ACCORDANCE WITH THOSE CONTAINED IN OFFICIAL JOB DESCRIPTIONS AND SUCH SELECTIVE PLACEMENT FACTORS AS MAY BE REQUIRED. /3/ THE AGENCY REQUESTED AND THE COUNCIL GRANTED, PURSUANT TO SECTION 2411.47(F) OF THE COUNCIL'S RULES OF PROCEDURE, A STAY OF THE AWARD PENDING DETERMINATION OF THE APPEAL. /4/ THE UNION OBJECTED TO CERTAIN DOCUMENTS THAT WERE PART OF THE PUBLIC RECORD OF THE PROCEEDINGS BEFORE THE ARBITRATOR FORWARDED BY THE AGENCY. SINCE THESE DOCUMENTS WERE NOT RELIED UPON IN REACHING THE DECISION IN THIS CASE, THE AUTHORITY DEEMS IT UNNECESSARY TO PASS ON THE UNION'S OBJECTION. /5/ IN CONFORMITY WITH SECTION 902(B) OF THE CIVIL SERVICE REFORM ACT OF 1978 (92 STAT. 1224), THE INSTANT CASE WAS DECIDED SOLELY ON THE BASIS OF E.O. 11491, AS AMENDED, AND AS IF THE NEW FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1191) HAD NOT BEEN ENACTED. THE DECISION DOES NOT PREJUDGE IN ANY MANNER EITHER THE MEANING OR APPLICATION OF RELATED PROVISIONS OF THE NEW STATUTE OR THE RESULT WHICH WOULD BE REACHED BY THE AUTHORITY IF THE CASE HAD ARISEN UNDER THE STATUTE RATHER THAN THE ORDER.