[ v01 p702 ]
01:0702(78)CA
The decision of the Authority follows:
1 FLRA No. 78 JULY 5, 1979 MR. RONALD D. KING, DIRECTOR CONTRACT AND APPEALS DIVISION AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO 1325 MASSACHUSETTS AVENUE, N.W. WASHINGTON, D.C. 20005 RE: U.S. GEOLOGICAL SURVEY, GULF OF MEXICO OCS OPERATIONS, METAIRIE, LOUISIANA, Assistant Secretary Case No. 64-4091(CA), Case No. 0-AS-3 DEAR MR. KING: THE AUTHORITY HAS CAREFULLY CONSIDERED YOUR PETITION FOR REVIEW OF THE ASSISTANT SECRETARY'S DECISION IN THE ABOVE-ENTITLED CASE. IN THIS CASE, LOCAL 3457, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (THE UNION) FILED AN UNFAIR LABOR PRACTICE COMPLAINT ALLEGING THAT THE U.S. GEOLOGICAL SURVEY, GULF OF MEXICO OCS OPERATIONS, METAIRIE, LOUISIANA (THE ACTIVITY) VIOLATED SECTION 19(A)(1) AND (6) OF THE ORDER BY UNILATERALLY ESTABLISHING A POLICY AFFECTING WORKING CONDITIONS OF EMPLOYEES IN THE BARGAINING UNIT WITHOUT CONSULTING OR CONFERRING WITH THE UNION. AS FOUND BY THE ACTING REGIONAL ADMINISTRATOR (ARA), THE UNION INITIALLY FILED A GRIEVANCE UNDER THE PARTIES' NEGOTIATED PROCEDURE ALLEGING THAT THE ACTIVITY HAD VIOLATED THE NEGOTIATED AGREEMENT WHEN IT FAILED TO NOTIFY INFORM EMPLOYEES OF POSSIBLE DISCIPLINARY ACTION AND OF THEIR RIGHT TO UNION REPRESENTATION DURING INTERVIEWS HELD BY A REPRESENTATIVE OF AGENCY HEADQUARTERS CONCERNING THEIR ALLEGED MISCONDUCT. THE ACTIVITY DENIED THE GRIEVANCE, ASSERTING THAT THE CITED ARTICLE DID NOT APPLY TO INVESTIGATIONS CONDUCTED BY ORGANIZATIONS WITHIN THE AGENCY THAT WERE NOT UNDER THE ACTIVITY'S CONTROL AND SUPERVISION. THE ACTIVITY ALSO PROVIDED THE UNION WITH A "SANITIZED" COPY OF INSTRUCTIONS FROM AGENCY HEADQUARTERS WHICH DIRECTED THE ACTIVITY NOT TO INFORM THE EMPLOYEES INVOLVED OF THE IMPENDING INVESTIGATION AND FURTHER INDICATED THAT THE HEADQUARTERS REPRESENTATIVE WOULD ADVISE THE EMPLOYEES OF THEIR RIGHTS AS APPROPRIATE. THEREAFTER, THE UNION FILED THE INSTANT UNFAIR LABOR PRACTICE COMPLAINT ALLEGING THAT THE ACTIVITY HAD VIOLATED THE FOUR UNIT EMPLOYEES' RIGHT TO UNION REPRESENTATION ESTABLISHED BY THE NEGOTIATED AGREEMENT AND GUARANTEED BY THE ORDER, AND HAD UNILATERALLY ESTABLISHED A POLICY WITHOUT CONSULTING OR CONFERRING WITH THE UNION. THE ARA DISMISSED THE COMPLAINT IN ITS ENTIRETY, RELYING UPON THE PROVISIONS OF SECTION 19(D) OF THE ORDER. /1/ IN THIS REGARD HE STATED: THE ASSISTANT SECRETARY HAS FOUND THAT (S)ECTION 19(D) CLEARLY APPLIES TO WHETHER BASIC ISSUES ARE RAISED, NOT WHETHER SPECIFIC THEORIES ARE RAISED AND THE ISSUES IN YOUR GRIEVANCE AND THE INSTANT COMPLAINT ARE IDENTICAL, IN MY OPINION; I.E., WHETHER OR NOT (THE ACTIVITY) VIOLATED ARTICLE 9-4 OF THE COLLECTIVE BARGAINING AGREEMENT. THE ASSISTANT SECRETARY, IN AGREEMENT WITH THE ARA AND BASED ON HIS REASONING, FOUND THAT "THE EVIDENCE IS INSUFFICIENT TO ESTABLISH A REASONABLE BASIS FOR THE INSTANT COMPLAINT . . ." ACCORDINGLY, HE DENIED THE UNION'S REQUEST FOR REVIEW SEEKING REVERSAL OF THE ARA'S DISMISSAL OF THE INSTANT COMPLAINT. IN THE PETITION FOR REVIEW ON BEHALF OF THE UNION, IT IS CONTENDED, IN EFFECT, THAT THE ASSISTANT SECRETARY'S DECISION APPEARS ARBITRARY AND CAPRICIOUS OR PRESENTS A MAJOR POLICY ISSUE. IN ESSENCE, THE PETITION ASSERTS THAT THE ASSISTANT SECRETARY WAS INCORRECT IN CONCLUDING THAT THE INSTANT UNFAIR LABOR PRACTICE COMPLAINT WAS BARRED BY OPERATION OF SECTION 19(D) OF THE ORDER. IN THIS CONNECTION, IT IS CONTENDED THAT THE ISSUE IN THE GRIEVANCE AND IN THE UNFAIR LABOR PRACTICE COMPLAINT WERE NOT IDENTICAL. FINALLY, IT IS ARGUED THAT THE ASSISTANT SECRETARY'S FINDING OF INSUFFICIENT EVIDENCE TO ESTABLISH A REASONABLE BASIS FOR THE COMPLAINT WAS INADEQUATE INASMUCH AS THE ARA DID NOT EXAMINE THE EVIDENCE IN DISMISSING THE COMPLAINT ON SECTION 19(D) GROUNDS. IN THE AUTHORITY'S OPINION, THE PETITION FOR REVIEW OF THE ASSISTANT SECRETARY'S DECISION DOES NOT MEET THE REQUIREMENTS OF SECTION 2400.2 OF THE AUTHORITY'S TRANSITION RULES WHICH INCORPORATES BY REFERENCE SECTION 2411.12 OF THE COUNCIL'S RULES. THAT IS, THE DECISION OF THE ASSISTANT SECRETARY DOES NOT APPEAR ARBITRARY AND CAPRICIOUS OR PRESENT ANY MAJOR POLICY ISSUES. SPECIFICALLY, WITH RESPECT TO THE CONTENTION THAT THE ASSISTANT SECRETARY WAS INCORRECT IN FINDING THE INSTANT UNFAIR LABOR PRACTICE COMPLAINT BARRED BY SECTION 19(D), SUCH CONTENTION CONSTITUTES ESSENTIALLY MERE DISAGREEMENT WITH THE ASSISTANT SECRETARY'S FINDING, IN AGREEMENT WITH THE ARA, THAT "THE ISSUES IN (THE UNION'S PRIOR) GRIEVANCE AND THE INSTANT COMPLAINT ARE IDENTICAL . . ." AND THEREFORE PROVIDES NO BASIS FOR AUTHORITY REVIEW. SEE, E.G., INTERNAL REVENUE SERVICE, OGDEN SERVICE CENTER, ET AL., A/SLMR NO. 806, 5 FLRC 700 (FLRC NO. 77A-40 (AUG. 12, 1977), REPORT NO. 133); DEPARTMENT OF THE NAVY, PEARL HARBOR NAVAL SHIPYARD, ASSISTANT SECRETARY CASE NO. 73-587(CA), 3 FLRC 595 (FLRC NO. 75A-57 (SEPT. 18, 1975), REPORT NO. 83). SIMILARLY, THE ASSERTION THAT THE ASSISTANT SECRETARY'S FINDING OF INSUFFICIENT EVIDENCE TO ESTABLISH A REASONABLE BASIS FOR THE COMPLAINT WAS INADEQUATE AGAIN CONSTITUTES, IN EFFECT, NOTHING MORE THAN DISAGREEMENT WITH THE ASSISTANT SECRETARY'S CONCLUSION THAT SECTION 19(D) PRECLUDED FURTHER PROCESSING OF THE INSTANT UNFAIR LABOR PRACTICE COMPLAINT, AND THEREFORE PRESENTS NO BASIS FOR AUTHORITY REVIEW. SINCE IT DOES NOT APPEAR THAT THE ASSISTANT SECRETARY'S DECISION IS ARBITRARY AND CAPRICIOUS OR PRESENTS A MAJOR POLICY ISSUE, THE APPEAL FAILS TO MEET THE REQUIREMENTS FOR REVIEW AS PROVIDED IN SECTION 2400.2 OF THE AUTHORITY'S TRANSITION RULES WHICH INCORPORATES BY REFERENCE SECTION 2411.12 OF THE COUNCIL'S RULES. ACCORDINGLY, THE PETITION FOR REVIEW IS HEREBY DENIED. /2/ RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER CC: A. D. ACUFF USGS /1/ SECTION 19(D) PROVIDES, IN PERTINENT PART: (D) ISSUES WHICH CAN BE RAISED UNDER A GRIEVANCE PROCEDURE MAY, IN THE DISCRETION OF THE AGGRIEVED PARTY, BE RAISED UNDER THAT PROCEDURE OR THE COMPLAINT PROCEDURE UNDER THIS SECTION, BUT NOT UNDER BOTH PROCEDURES . . . /2/ IN CONFORMITY WITH SECTION 902(B) OF THE CIVIL SERVICE REFORM ACT OF 1978 (92 STAT. 1124), THE INSTANT CASE WAS DECIDED SOLELY ON THE BASIS OF E.O. 11491, AS AMENDED, AND AS IF THE NEW FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1191) HAD NOT BEEN ENACTED. THE DECISION DOES NOT PREJUDGE IN ANY MANNER EITHER THE MEANING OR APPLICATION OF RELATED PROVISIONS IN THE NEW STATUTE OR THE RESULT WHICH WOULD BE REACHED BY THE AUTHORITY IF THE CASE HAD ARISEN UNDER THE STATUTE RATHER THAN THE ORDER.