[ v01 p603 ]
01:0603(69)CA
The decision of the Authority follows:
1 FLRA No. 69 DEPARTMENT OF TREASURY, BUREAU OF ENGRAVING AND PRINTING Respondent and INTERNATIONAL BROTHERHOOD OF ELECTRICAL WORKERS, LOCAL UNION 121 (AFL-CIO) Complainant Assistant Secretary Case No. 22-9031(CA) DECISION AND ORDER ON MARCH 7, 1979, ADMINISTRATIVE LAW JUDGE BURTON S. STERNBURG ISSUED HIS RECOMMENDED DECISION AND ORDER IN THE ABOVE-ENTITLED PROCEEDING, FINDING THAT THE RESPONDENT HAD NOT ENGAGED IN THE UNFAIR LABOR PRACTICES ALLEGED IN THE COMPLAINT AND RECOMMENDING THAT THE COMPLAINT BE DISMISSED IN ITS ENTIRETY. NO EXCEPTIONS WERE FILED TO THE ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER. THE FUNCTIONS OF THE ASSISTANT SECRETARY OF LABOR FOR LABOR-MANAGEMENT RELATIONS UNDER EXECUTIVE ORDER 11491, AS AMENDED, WERE TRANSFERRED TO THE AUTHORITY UNDER SECTION 304 OF REORGANIZATION PLAN NO.2 OF 1978 (43 F.R. 36040), WHICH TRANSFER OF FUNCTIONS IS IMPLEMENTED BY SECTION 2400.2 OF THE AUTHORITY'S TRANSITION RULES AND REGULATIONS (44 F.R. 7). THE AUTHORITY CONTINUES TO BE RESPONSIBLE FOR THE PERFORMANCE OF THESE FUNCTIONS AS PROVIDED IN SECTION 7135(B) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1215). THEREFORE, PURSUANT TO SECTION 2400.2 OF THE AUTHORITY'S TRANSITION RULES AND REGULATIONS AND SECTION 7135(B) OF THE STATUTE, THE AUTHORITY HAS REVIEWED THE RULINGS OF THE ADMINISTRATIVE LAW JUDGE MADE AT THE HEARING AND FINDS THAT NO PREJUDICIAL ERROR WAS COMMITTED. THE RULINGS ARE HEREBY AFFIRMED. UPON CONSIDERATION OF THE ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER AND THE ENTIRE RECORD IN THIS CASE, AND NOTING PARTICULARLY THAT NO EXCEPTIONS WERE FILED, THE AUTHORITY HEREBY ADOPTS THE ADMINISTRATIVE LAW JUDGE'S FINDINGS, CONCLUSIONS AND RECOMMENDATION. /1A/ ORDER IT IS HEREBY ORDERED THAT THE COMPLAINT IN ASSISTANT SECRETARY CASE NO. 22-9031(CA) BE, AND IT HEREBY IS, DISMISSED. ISSUED, WASHINGTON, D.C., JUNE 15, 1979 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER FEDERAL LABOR RELATIONS AUTHORITY MS. SALLY KRAUSE MARSHALL LABOR RELATIONS OFFICER BUREAU OF ENGRAVING AND PRINTING 15TH & C STREET, S.W. WASHINGTON, D.C. 20028 FOR THE RESPONDENT MR. LAWRENCE HOGAN INTERNATIONAL REPRESENTATIVE INTERNATIONAL BROTHERHOOD OF ELECTRICAL WORKERS 6812 ELBROOK ROAD LANHAM, MARYLAND 20801 FOR THE COMPLAINANT BEFORE: BURTON S. STERNBURG ADMINISTRATIVE LAW JUDGE DECISION AND ORDER STATEMENT OF THE CASE PURSUANT TO A COMPLAINT FILED ON MAY 16, 1978, UNDER EXECUTIVE ORDER 11491, AS AMENDED, BY LOCAL UNION 121, INTERNATIONAL BROTHERHOOD OF ELECTRICAL WORKERS, AFL-CIO, (HEREINAFTER CALLED THE UNION OR COMPLAINANT), AGAINST THE DEPARTMENT OF THE TREASURY, BUREAU OF ENGRAVING AND PRINTING, (HEREINAFTER CALLED THE RESPONDENT OR ACTIVITY), A NOTICE OF HEARING ON COMPLAINT WAS ISSUED BY THE REGIONAL ADMINISTRATOR FOR THE PHILADELPHIA, PENNSYLVANIA REGION ON OCTOBER 12, 1978. THE COMPLAINT ALLEGES THAT THE RESPONDENT VIOLATED SECTIONS 19(A)(1) AND (6) OF THE EXECUTIVE ORDER BY VIRTUE OF ITS ACTIONS IN DENYING EMPLOYEE ISAAC STROZIER'S REQUEST FOR UNION REPRESENTATION AT A MEETING CALLED FOR PURPOSES OF GIVING MR. STROZIER NOTICE OF A THIRTY DAY SUSPENSION. A HEARING WAS HELD IN THE CAPTIONED MATTER ON FEBRUARY 2, 1979 IN WASHINGTON, D.C. ALL PARTIES WERE AFFORDED FULL OPPORTUNITY TO BE HEARD, TO EXAMINE AND CROSS-EXAMINE WITNESSES, AND TO INTRODUCE EVIDENCE BEARING ON THE ISSUES INVOLVED HEREIN. /1/ UPON THE BASIS OF ENTIRE RECORD, INCLUDING MY OBSERVATION OF THE WITNESSES AND THEIR DEMEANOR, I MAKE THE FOLLOWING FINDINGS OF FACT AND CONCLUSIONS. FINDINGS OF FACT THE ACTIVITY IS AN INDUSTRIAL SECURITY PRINTING PLANT RESPONSIBLE FOR THE MANUFACTURE OF CURRENCY, POSTAGE STAMPS AND OTHER SECURITY ITEMS FOR THE U.S. GOVERNMENT. APPROXIMATELY 3,300 PERSONS ARE EMPLOYED. THERE ARE 25 DIFFERENT CRAFTS, A NON-CRAFT GROUP, A CLERICAL/TECHNICAL GROUP, AND GUARDS, ORGANIZED INTO 17 BARGAINING UNITS. FIFTEEN LABOR-MANAGEMENT AGREEMENTS ARE IN EFFECT. LOCAL 121, IBEW, THE COMPLAINANT HEREIN, REPRESENTS APPROXIMATELY 85 ELECTRICIANS AND STATIONARY ENGINEERS IN SEPARATE UNITS. THERE ARE SEPARATE COLLECTIVE BARGAINING AGREEMENTS FOR BOTH CRAFTS. THE INSTANT COMPLAINT INVOLVES ONLY THE ELECTRICIANS. ON NOVEMBER 21, 1977, MR. ISAAC STROZIER, AN ELECTRICIAN, HAD AN ALTERCATION WITH MR. COOL, ACTING FOREMAN, ELECTRIC SHOP. THEREAFTER, ON NOVEMBER 29, 1977 AND JANUARY 31, 1978, MR. G.W. HALL, SUPERINTENDENT OF CONSTRUCTION AND MAINTENANCE, MET WITH MR. STROZIER AND HIS DESIGNATED UNION REPRESENTATIVES, MR. CLEM AND MR. HAMLETT, FOR PURPOSES OF CONDUCTING "FACT-FINDING MEETINGS." ON FEBRUARY 17, 1978, AT APPROXIMATELY 1:10 P.M., SUPERINTENDENT HALL RECEIVED A MEMORANDUM FROM RESPONDENT'S OFFICE OF INDUSTRIAL RELATIONS WHICH AUTHORIZED SUPERINTENDENT HALL TO PRESENT A "NOTICE OF SUSPENSION" TO MR. STROZIER FOR HIS ACTIVITIES WITH RESPECT TO FOREMAN COOL ON NOVEMBER 21, 1977. THE MEMORANDUM, WHICH HAD THE "NOTICE OF SUSPENSION" ATTACHED, INSTRUCTED SUPERINTENDENT HALL TO SERVE OR DELIVER THE "NOTICE OF SUSPENSION" WITHIN 24 HOURS. INASMUCH AS SUPERINTENDENT HALL WAS SCHEDULED TO GO ON ANNUAL LEAVE AT 1:30 P.M., HE IMMEDIATELY CONTACTED FOREMAN COOL AND INSTRUCTED HIM TO BRING MR. STROZIER TO HIS OFFICE. MR. STROZIER AND FOREMAN COOL APPEARED AT SUPERINTENDENT HALL'S OFFICE AT 1:30 P.M. SUPERINTENDENT HALL INFORMED MR. STROZIER OF THE PURPOSE OF THE MEETING AND PROCEEDED IN ACCORDANCE WITH HIS USUAL PRACTICE TO READ THE "NOTICE OF SUSPENSION." MR. STROZIER NOTED THAT HE HAD BEEN REPRESENTED BY MR. CLEM AND/OR MR. HAMLETT IN PRIOR MEETINGS CONCERNING THE MATTER AND INDICATED THAT HE DESIRED THEIR PRESENCE. UPON BEING INFORMED THAT NEITHER OF THE TWO GENTLEMEN WERE AT WORK AT THE TIME. MR. STROZIER MADE NO FURTHER REQUEST FOR ANOTHER UNION REPRESENTATIVE WHO WAS AVAILABLE. THEREAFTER, SUPERINTENDENT HALL MADE IT CLEAR THAT HE DID NOT INTEND TO ENTER ANY DISCUSSION CONCERNING THE MERITS OF THE "NOTICE OF SUSPENSION" AND MR. STROZIER DECLINED TO FORMALLY ACCEPT THE "NOTICE OF SUSPENSION." ACCORDING TO THE UNCONTROVERTED TESTIMONY OF SUPERINTENDENT HALL, DURING THE PAST FIVE YEARS, UNION REPRESENTATIVES HAVE NEVER BEEN PRESENT WHEN HE ISSUED APPROXIMATELY FOUR OR FIVE "NOTICE(S) OF FINAL DECISION REGARDING SUSPENSION." DISCUSSION AND CONCLUSIONS IN UNITED STATES ARMY TRAINING CENTER ENGINEER AND FORT LEONARD WOOD, A/SLMR NO. 787, A CASE INVOLVING FACTS ALMOST IDENTICAL TO THOSE HEREIN, THE ASSISTANT SECRETARY AFFIRMED THE ADMINISTRATIVE LAW JUDGE'S DECISION AND CONCLUDED THAT A MEETING FOR PURPOSES OF AWARDING A SUSPENSION TO AN INDIVIDUAL EMPLOYEE . . . WAS NOT A 'FORMAL DISCUSSION' WITHIN THE MEANING OF SECTION 10(E) OF THE ORDER BECAUSE IT DEALT SOLELY WITH THE INDIVIDUAL CONDUCT OF THE EMPLOYEE INVOLVED AND THE CONSEQUENTIAL MEASURES TO BE TAKEN AGAINST HIM ALONE. UNDER THESE CIRCUMSTANCES, AND FOR THE REASONS SET FORTH BY THE COUNCIL IN FLRC NO. 75P-2, I AGREE THAT THE DENIAL OF REPRESENTATION AT THE NONFORMAL MEETING HEREIN DID NOT CONSTITUTE A VIOLATION OF SECTION 19(A)(1) AND (6) OF THE ORDER. IN DEPARTMENT OF DEFENSE, U.S. NAVY, NORFOLK SHIPYARD, FLRC NO. 71A-141, DECEMBER 28, 1978, THE FEDERAL LABOR RELATIONS COUNCIL CONCLUDED THAT UNION REPRESENTATIVES WERE NOT ENTITLED TO PARTICIPATE IN FOUR MEETINGS CALLED FOR THE PURPOSE OF SEPARATELY INFORMING EACH OF FOUR PROBATIONARY EMPLOYEES THAT THEY WERE BEING DISCHARGED FOR "SLEEPING ON THE JOB." ALTHOUGH THE COUNCIL ACCEPTED THE ASSISTANT SECRETARY'S CONCLUSION THAT THE MEETINGS WERE "FORMAL," THE COUNCIL FOUND, CONTRARY TO THE ASSISTANT SECRETARY, THAT THE MEETINGS DID NOT CONCERN "OTHER MATTERS AFFECTING GENERAL WORKING CONDITIONS IN THE UNIT" AS USED IN SECTION 10(E) OF THE ORDER. IN REACHING ITS CONCLUSION THE COUNCIL STATED: THUS, THE ISSUE HERE IS ULTIMATELY NARROWED TO WHETHER THE SUBJECT MEETINGS CONCERNED "OTHER MATTERS AFFECTING GENERAL WORKING CONDITIONS OF EMPLOYEES IN THE UNIT." AS PREVIOUSLY INDICATED, THE MEETINGS WERE CALLED FOR THE SPECIFIC PURPOSE OF NOTIFYING THE FOUR PROBATIONERS THAT AGENCY MANAGEMENT HAD DECIDED TO TERMINATE THEIR EMPLOYMENT. IN THIS REGARD, THE INSTANT APPEAL BEARS A SIMILARITY TO THE COUNCIL'S LOUISVILLE DECISION, (UNITED STATES DEPARTMENT OF THE NAVY, NAVAL ORDNANCE STATION, LOUISVILLE, KENTUCKY, A/SLMR NO. 400, 3 FLRC 686 (FLRC NO. 74A-54 (OCT. 23 1975), REPORT NO. 87)), WHEREIN THE TERMINATION OF AN EMPLOYEE EXCLUSIVELY REPRESENTED BY A LABOR ORGANIZATION ALSO WAS INVOLVED. IN LOUISVILLE, AFTER A UNIT EMPLOYEE WAS NOTIFIED OF HIS PROPOSED REMOVAL, THE EMPLOYEE'S EXCLUSIVE REPRESENTATIVE SOUGHT AN EXTENSION OF THE TIME LIMIT SPECIFIED FOR REPLY TO THE NOTICE ON THE GROUND THAT THE EMPLOYEE HAD BEEN HOSPITALIZED, BUT THE REQUEST WAS DENIED. THE COUNCIL, INTERPRETING THE FIRST SENTENCE OF SECTION 10(E) CONCLUDED THAT AN AGENCY'S FAILURE TO RECOGNIZE A LABOR ORGNIZATION'S STATUS AS AN EMPLOYEE'S REPRESENTATIVE IN AN ADVERSE ACTION PROCEEDING, UNTIL THE EMPLOYEE DESIGNATES ANOTHER REPRESENTATIVE, DOES NOT CONSTITUTE AN UNFAIR LABOR PRACTICE. IN ITS DECISION (3 FLRC 686 AT 691), THE COUNCIL RULED THAT ADVERSE ACTION PROCEEDINGS, "WHICH ARE FUNDAMENTALLY PERSONAL TO THE INDIVIDUAL AND ONLY REMOTELY RELATED TO THE RIGHTS OF THE OTHER UNIT EMPLOYEES, ARE NOT AUTOMATICALLY WITHIN THE SCOPE OF THE EXCLUSIVE REPRESENTATIVE'S 10(E) RIGHTS, WHICH ARE PROTECTED BY THE ORDER." SIMILARLY, IN THE INSTANT CASE, WHILE THE EMPLOYEES INVOLVED ARE PROBATIONARY EMPLOYEES POSSESSING LIMITED STATUTORY APPEAL RIGHTS (RATHER THAN THE CAREER EMPLOYEE IN LOUISVILLE), THE SUBJECT OF THE MEETINGS IN BOTH CASES WAS NEVERTHELESS "FUNDAMENTALLY PERSONAL TO THE INDIVIDUAL(S) AND ONLY REMOTELY RELATED TO THE RIGHTS OF THE OTHER UNIT EMPLOYEES." AS SUCH, IN THE COUNCIL' OPINION, THE MEETINGS MAY NOT PROPERLY BE FOUND TO CONCERN "OTHER MATTERS AFFECTING GENERAL WORKING CONDITIONS OF EMPLOYEES IN THE UNIT" WITHIN THE MEANING OF SECTION 10(E) OF THE ORDER. ACCORDINGLY, AS THE "FORMAL DISCUSSIONS" HEREIN DID NOT CONCERN "GRIEVANCES, PERSONNEL POLICIES AND PRACTICES, OR OTHER MATTERS AFFECTING GENERAL WORKING CONDITIONS OF EMPLOYEES IN THE UNIT" UNDER THE LAST SENTENCE OF SECTION 10(E), THE EXCLUSIVE REPRESENTATIVE HAD NO RIGHT GUARANTEED BY THE ORDER TO BE REPRESENTED AT THE MEETINGS IN QUESTION, AND THE INDIVIDUAL PROBATIONARY EMPLOYEES THEREFORE HAD NO DERIVATIVE RIGHT TO UNION REPRESENTATION IN THE CIRCUMSTANCES OF THIS CASE. CONSEQUENTLY, THE ASSISTANT SECRETARY'S CONCLUSION THAT THE ACTIVITY VIOLATED SECTION 19(A)(1) AND (6) OF THE ORDER HEREIN BY DENYING UNION REPRESENTATION TO FOUR PROBATIONARY EMPLOYEES, BASED UPON HIS INTERPRETATION OF THE REQUIREMENTS OF SECTION 10(E), IS INCONSISTENT WITH THE PURPOSES AND POLICIES OF THE ORDER AND MUST BE SET ASIDE. INASMUCH AS THE MEETING INVOLVED IN THE INSTANT PROCEEDING WAS CONCERNED SOLELY WITH MR. STROZIER'S INDIVIDUAL SUSPENSION AND BORE NO RELATION TO THE RIGHTS OF THE OTHER UNIT EMPLOYEES, I AM CONSTRAINED TO FIND, IN ACCORDANCE WITH THE AFORECITED AUTHORITIES, THAT RESPONDENT'S ALLEGED FAILURE TO ACCORD MR. STROZIER UNION REPRESENTATION AT THE FEBRUARY 17, 1978, MEETING WAS NOT VIOLATIVE OF SECTIONS 19(A)(1) AND (6) OF THE ORDER. ACCORDINGLY, AND IN THE ABSENCE OF ANY EVIDENCE THAT THE ALLEGED DENIAL OF REPRESENTATION WAS CONTRARY TO AN ESTABLISHED PRACTICE, I SHALL ORDER THAT THE COMPLAINT BE DISMISSED. ORDER IT IS HEREBY ORDERED THAT THE COMPLAINT BE, AND IT HEREBY IS, DISMISSED. BURTON S. STERNBURG ADMINISTRATIVE LAW JUDGE DATED: MARCH 7, 1979 WASHINGTON, D.C. BSS:LE /1A/ IN CONFORMITY WITH SECTION 902(B) OF THE CIVIL SERVICE REFORM ACT OF 1978 (92 STAT. 1224), THE PRESENT CASE IS DECIDED SOLELY ON THE BASIS OF E.O. 11491, AS AMENDED, AND AS IF THE NEW FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1191) HAD NOT BEEN ENACTED. THE DECISION AND ORDER DOES NOT PREJUDGE IN ANY MANNER EITHER THE MEANING OR APPLICATION OF RELATED PROVISIONS IN THE NEW STATUTE OR THE RESULT WHICH WOULD BE REACHED BY THE AUTHORITY IF THE CASE HAD ARISEN UNDER THE STATUTE RATHER THAN THE EXECUTIVE ORDER. /1/ ALTHOUGH COUNSEL FOR THE RESPONDENT IN HER OPENING STATEMENT ALLUDED TO A POSSIBLE 19(D) DEFENSE PREDICATED UPON THE FACT THAT MR. STROZIER HAD ELECTED TO APPEAL HIS SUSPENSION TO THE FEDERAL EMPLOYEE APPEALS AUTHORITY, NO EVIDENCE BEARING THEREON WAS FORMALLY SUBMITTED DURING THE HEARING. ACCORDINGLY, THE MERITS OF THE ALLEGED 19(D) DEFENSE WILL NOT BE ADDRESSED IN THE INSTANT DECISION.